0001625387-24-000003.txt : 20240229 0001625387-24-000003.hdr.sgml : 20240229 20240229170226 ACCESSION NUMBER: 0001625387-24-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: BROCK,KEITH,EMERSON, FILED AS OF DATE: 20240229 DATE AS OF CHANGE: 20240229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compass Municipal Advisors, LLC CENTRAL INDEX KEY: 0001625387 ORGANIZATION NAME: IRS NUMBER: 472311090 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04327 FILM NUMBER: 24704878 BUSINESS ADDRESS: STREET 1: 1310 PULASKI STREET CITY: COLUMBIA STATE: SC ZIP: 29201 BUSINESS PHONE: 803-351-3721 MAIL ADDRESS: STREET 1: 1310 PULASKI STREET CITY: COLUMBIA STATE: SC ZIP: 29201 MA-I/A 1 primary_doc.xml MA-I/A 0001625387 XXXXXXXX Chris McManus 973-618-9506 cmcmanus@alternativereg.com cmcmanus@alternativereg.com Y 0001625387-23-000002 N Keith Emerson Brock N 1 0001625387 Compass Municipal Advisors, LLC 01-01-2017 N 867-01272 LOCATED SUPERVISED 01-01-2018 110 W Vine Street Ste. 240 Lexington KY 40507 01-2017 Compass Municipal Advisors LLC Lexington KY 40507 Y N Senior Vice President 01-2012 12-2016 Civic Finance Advisors LLC Lexington KY 40509 Y N Principal 06-2004 12-2011 Ross Sinclaire & Associates LLC Lexington KY 40507 Y Y Financial Advisor N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-29-2024 Kimberly McManus President, Alternative Regulatory Solutions, LLC