0001625387-24-000003.txt : 20240229
0001625387-24-000003.hdr.sgml : 20240229
20240229170226
ACCESSION NUMBER: 0001625387-24-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: BROCK,KEITH,EMERSON,
FILED AS OF DATE: 20240229
DATE AS OF CHANGE: 20240229
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compass Municipal Advisors, LLC
CENTRAL INDEX KEY: 0001625387
ORGANIZATION NAME:
IRS NUMBER: 472311090
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04327
FILM NUMBER: 24704878
BUSINESS ADDRESS:
STREET 1: 1310 PULASKI STREET
CITY: COLUMBIA
STATE: SC
ZIP: 29201
BUSINESS PHONE: 803-351-3721
MAIL ADDRESS:
STREET 1: 1310 PULASKI STREET
CITY: COLUMBIA
STATE: SC
ZIP: 29201
MA-I/A
1
primary_doc.xml
MA-I/A
0001625387
XXXXXXXX
Chris McManus
973-618-9506
cmcmanus@alternativereg.com
cmcmanus@alternativereg.com
Y
0001625387-23-000002
N
Keith
Emerson
Brock
N
1
0001625387
Compass Municipal Advisors, LLC
01-01-2017
N
867-01272
LOCATED
SUPERVISED
01-01-2018
110 W Vine Street
Ste. 240
Lexington
KY
40507
01-2017
Compass Municipal Advisors LLC
Lexington
KY
40507
Y
N
Senior Vice President
01-2012
12-2016
Civic Finance Advisors LLC
Lexington
KY
40509
Y
N
Principal
06-2004
12-2011
Ross Sinclaire & Associates LLC
Lexington
KY
40507
Y
Y
Financial Advisor
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-29-2024
Kimberly McManus
President, Alternative Regulatory Solutions, LLC