0001437749-24-021123.txt : 20240624 0001437749-24-021123.hdr.sgml : 20240624 20240624193151 ACCESSION NUMBER: 0001437749-24-021123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240512 FILED AS OF DATE: 20240624 DATE AS OF CHANGE: 20240624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barrett Burke Thomas CENTRAL INDEX KEY: 0002023875 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37744 FILM NUMBER: 241065875 MAIL ADDRESS: STREET 1: 41 HIGH RIDGE CIRCLE CITY: FRANKLIN STATE: MA ZIP: 02038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulse Biosciences, Inc. CENTRAL INDEX KEY: 0001625101 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 465696597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 510-906-4600 MAIL ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 FORMER COMPANY: FORMER CONFORMED NAME: Electroblate, Inc. DATE OF NAME CHANGE: 20141113 4 1 rdgdoc.xml FORM 4 X0508 4 2024-05-12 0001625101 Pulse Biosciences, Inc. PLSE 0002023875 Barrett Burke Thomas C/O PULSE BIOSCIENCES, INC. 3957 POINT EDEN WAY HAYWARD CA 94545 1 1 President and CEO 0 Stock Option (right to buy) 7.45 2024-05-12 4 A 0 700000 0 A 2034-05-12 Common Stock 700000 700000 D Stock Option (right to buy) 7.45 2024-05-12 4 A 0 700000 0 A 2034-05-12 Common Stock 700000 700000 D The shares will vest in four equal annual installments on each of the first four annual anniversaries of the grant date, subject to the Reporting Person's continued service through each vesting date. The shares subject to this option are subject to five tranches of performance-based vesting criteria tied to Issuer's market capitalization, with no vesting until the Issuer's market capitalization exceeds $1 billion, in all cases, subject to the Reporting Person's continued service through each vesting milestone. /s/ Kenneth B. Stratton, as Attorney-in-Fact 2024-06-24