0001209191-18-009977.txt : 20180214 0001209191-18-009977.hdr.sgml : 20180214 20180214165418 ACCESSION NUMBER: 0001209191-18-009977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burton Karen L CENTRAL INDEX KEY: 0001697095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37614 FILM NUMBER: 18613092 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS plc CENTRAL INDEX KEY: 0001624899 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 981203539 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: RUTHERFORD HOUSE STREET 2: STEPHENSONS WAY CITY: DERBY STATE: X0 ZIP: DE21 6LY BUSINESS PHONE: (440) 354-2600 MAIL ADDRESS: STREET 1: RUTHERFORD HOUSE STREET 2: STEPHENSONS WAY CITY: DERBY STATE: X0 ZIP: DE21 6LY FORMER COMPANY: FORMER CONFORMED NAME: Steris plc DATE OF NAME CHANGE: 20151102 FORMER COMPANY: FORMER CONFORMED NAME: New STERIS Ltd DATE OF NAME CHANGE: 20141125 FORMER COMPANY: FORMER CONFORMED NAME: Solar New HoldCo Ltd DATE OF NAME CHANGE: 20141112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-13 0 0001624899 STERIS plc STE 0001697095 Burton Karen L C/O RUTHERFORD HOUSE, STEPHENSONS WAY CHADDESDEN DERBY X0 DE21 6LY UNITED KINGDOM 0 1 0 0 VP, Controller & CAO Ordinary Shares, 10 pence par value 2018-02-13 4 M 0 1500 31.87 A 10037 D Ordinary Shares, 10 pence par value 2018-02-13 4 S 0 1500 85.59 D 8537 D Ordinary Shares, 10 pence par value 323 I By 401(k) Employee Stock Option (right to buy) 31.87 2018-02-13 4 M 0 1500 0.00 D 2020-05-20 Ordinary Shares 1500 1300 D This exercise of 1,500 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on December 5, 2016. Of the total shares sold, all 1,500 shares were sold pursuant to the above-referenced 10b5-1 plan sale. 7,656 of these shares are restricted and vest as follows: 1,000 on April 2, 2018; 972 on May 30, 2018; 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020 and 3,000 on June 1, 2021. Based on closing price of $85.65 per share on February 13, 2018. This option was granted on May 20, 2010 and is fully vested. /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2018-02-14