0001209191-17-007684.txt : 20170203 0001209191-17-007684.hdr.sgml : 20170203 20170203165329 ACCESSION NUMBER: 0001209191-17-007684 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170126 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Steris plc CENTRAL INDEX KEY: 0001624899 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 981203539 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: CHANCERY HOUSE, 190 WATERSIDE ROAD STREET 2: HAMILTON INDUSTRIAL PARK CITY: LEICESTER STATE: X0 ZIP: LE5 1QZ BUSINESS PHONE: (440) 354-2600 MAIL ADDRESS: STREET 1: CHANCERY HOUSE, 190 WATERSIDE ROAD STREET 2: HAMILTON INDUSTRIAL PARK CITY: LEICESTER STATE: X0 ZIP: LE5 1QZ FORMER COMPANY: FORMER CONFORMED NAME: New STERIS Ltd DATE OF NAME CHANGE: 20141125 FORMER COMPANY: FORMER CONFORMED NAME: Solar New HoldCo Ltd DATE OF NAME CHANGE: 20141112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burton Karen L CENTRAL INDEX KEY: 0001697095 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37614 FILM NUMBER: 17572800 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2017-01-26 0 0001624899 Steris plc STE 0001697095 Burton Karen L C/O CHANCERY HOUSE, 190 WATERSIDE RD. HAMILTON INDUSTRIAL PARK LEICESTER X0 LE5 1QZ UNITED KINGDOM 0 1 0 0 VP, Controller & CAO Ordinary Shares, 0.10 par value 8726 D Ordinary Shares, 0.10 par value 319 I By 401(k) Employee Stock Option (right to buy) 30.84 2018-05-21 Ordinary Shares 475 D Employee Stock Option (right to buy) 31.87 2020-05-20 Ordinary Shares 3800 D Employee Stock Option (right to buy) 36.09 2021-05-31 Ordinary Shares 3800 D Employee Stock Option (right to buy) 29.94 2022-05-30 Ordinary Shares 3700 D Employee Stock Option (right to buy) 45.34 2023-05-31 Ordinary Shares 4040 D Employee Stock Option (right to buy) 53.52 2024-05-30 Ordinary Shares 3400 D Employee Stock Option (right to buy) 66.15 2025-05-28 Ordinary Shares 2852 D Employee Stock Option (right to buy) 69.72 2026-06-01 Ordinary Shares 2600 D 5,956 of these shares are restricted and vest as follows: 1,300 on May 31, 2017; 1,000 on April 2, 2018; 972 on May 30, 2018; 764 on May 28, 2019; 700 on October 1, 2019 and 1,220 on June 1, 2020. Based on closing price of February 2, 2017. This option was granted as part of an award of 2,100 ordinary shares on May 21, 2008, 1,625 of which has been exercised. This option was granted on May 20, 2010 and is fully vested. This option was granted on May 31, 2011 and is fully vested. This option was granted on May 30, 2012 and is fully vested. This option was granted on May 31, 2013 and is exerciseable in four equal amounts as follows: 1,010 on May 31, 2014, 1,010 on May 31, 2015, 1,010 on May 31, 2016 and 1,010 on May 31, 2017. This option was granted on May 30, 2014 and is exerciseable in four equal amounts as follows: 850 on May 30, 2015, 850 on May 30, 2016, 850 on May 30, 2017 and 850 on May 30, 2018. This option was granted on May 28, 2015 and is exerciseable in four equal amounts as follows: 713 on May 28, 2016, 713 on May 30, 2017, 713 on May 29, 2018 and 713 on May 28, 2019. This option was granted on June 1, 2016 and is exerciseable in four equal amounts as follows: 650 on June 1, 2017, 650 on June 1, 2018, 650 on June 3, 2019 and 650 on June 1, 2020. Vice President, Controller and Chief Accounting Officer Exhibit 24 - Power of Attorney /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2017-02-03 EX-24.3_698845 2 poa.txt POA DOCUMENT Securities and Exchange Commission Washington, D.C. 20549 RE: STERIS plc Commission File No. 001-37614 1933 Act and 1934 Act Filings Authorized Representatives Ladies and Gentlemen: The above Company is or will be the issuer of securities registered under Section 12 of the Securities Exchange Act of 1934. The undersigned confirms, as of the date appearing opposite his/her signature, that each of the "Authorized Representatives" named below is authorized on his/her behalf to sign such statements (on Form 3, Form 4, Form 5, Form 144, Schedule 13G, Form ID (if necessary) or otherwise, collectively, "Forms") with respect to securities of the Company (the "Securities"), and to submit to the Securities and Exchange Commission such Forms (including reports, notices, and other statements) with respect to the Securities, as are required by the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934 as amended (collectively, the "Acts"). The undersigned also confirms the authority of each of the Authorized Representatives to do and perform, on his/her behalf, any and all acts and things with respect to the Securities requisite or necessary to assure compliance by the undersigned with the filing requirements of the Acts. This authority revokes all prior authorities with respect to the Securities previously executed by the undersigned including but not limited to any such authorities filed with or given to the Commission by the undersigned. This authority contained herein shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in the Securities, unless earlier revoked by the undersigned in a signed writing delivered to the Authorized Representatives. Authorized Representatives Judith A. Hunter Julia Kipnis Rebecca A. Nichols Ronald E. Snyder Michael J. Tokich J. Adam Zangerle The undersigned acknowledges that the foregoing Authorized Representatives, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with the Acts. Additionally, although pursuant to this authority, the Authorized Representatives will use commercially reasonable efforts to timely and accurately file the required Forms on behalf of the undersigned, the Authorized Representatives do not represent or warrant that they will be able to in all cases timely and accurately file such Forms on behalf of the undersigned due to various factors and the undersigned and the Authorized Representatives' need to rely on others for information, including the undersigned and brokers of the undersigned. Dated: January 30, 2017 By:/s/ Karen L. Burton Signature Karen L. Burton Printed Name