0001624824-24-000002.txt : 20240321 0001624824-24-000002.hdr.sgml : 20240321 20240321073627 ACCESSION NUMBER: 0001624824-24-000002 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240321 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phoenix Advisors, LLC CENTRAL INDEX KEY: 0001624824 ORGANIZATION NAME: IRS NUMBER: 201382044 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01309 FILM NUMBER: 24769464 BUSINESS ADDRESS: STREET 1: 625 FARNSWORTH AVENUE CITY: BORDENTOWN STATE: NJ ZIP: 08505 BUSINESS PHONE: 6309 291 0130 MAIL ADDRESS: STREET 1: 625 FARNSWORTH AVENUE CITY: BORDENTOWN STATE: NJ ZIP: 08505 MA-A 1 primary_doc.xml MA-A 0001624824 XXXXXXXX Anthony Inverso 6092910130 ainverso@muniadvisors.com kcollins@muniadvisors.com ainverso@muniadvisors.com 12-31-2023 Y Phoenix Advisors, LLC 20-1382044 866-00059-00 867-01309 625 Farnsworth Avenue BORDENTOWN NJ 08505 609-291-0130 Add 53 River Street Suite1 Milford CT 06460 2038784945 N muniadvisors.com Anthony Peter Inverso

625 Farnsworth Avenue Bordentown NJ 08505

6092910130 6092919940 ainverso@muniadvisors.com David Baxter Thompson

625 Farnsworth Avenue Bordentown NJ 08505

6092910130 6092919940 dthompson@muniadviors.com December NJ 07-16-2004 N 21 13 0 0 0 200 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Other retainers Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other Post-issuance compliance N 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N David Baxter Thompson CEO 07-16-2004 C Y 000000000 Sherry Lynn Tracey Senior Managing Director 07-16-2004 B Y 000000000 Anthony Peter Inverso Senior Managing Director, Chief Compliance Officer 08-01-2007 B Y 000000000 Matthew Andrew Spoerndle Managing Director 02-19-2008 A Y 000000000 Barry John Bernabe Managing Director 06-30-2016 NA N 000000000 Bryan Alexander Morris Managing Director 01-01-2020 NA N 000000000 David Baxter Thompson CEO 07-16-2004 C Y 000000000 Sherry Lynn Tracey Senior Managing Director 07-16-2004 B Y 000000000 Anthony Peter Inverso Senior Managing Director, Chief Compliance Officer 08-01-2007 B Y 000000000 Matthew Andrew Spoerndle Managing Director 02-19-2008 A Y 000000000 Barry John Bernabe Managing Director 06-30-2016 NA N 000000000 Bryan Alexander Morris Managing Director 01-01-2020 NA N 000000000 Anthony P. Inverso Anthony P. Inverso Senior Managing Director/CCO 03-19-2024 N N N N N Y N Y N N N N N N N N N N N N N