0001624824-23-000006.txt : 20230815
0001624824-23-000006.hdr.sgml : 20230815
20230815175740
ACCESSION NUMBER: 0001624824-23-000006
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20230814
DATE AS OF CHANGE: 20230815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phoenix Advisors, LLC
CENTRAL INDEX KEY: 0001624824
IRS NUMBER: 201382044
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01309
FILM NUMBER: 231175991
BUSINESS ADDRESS:
STREET 1: 625 FARNSWORTH AVENUE
CITY: BORDENTOWN
STATE: NJ
ZIP: 08505
BUSINESS PHONE: 6309 291 0130
MAIL ADDRESS:
STREET 1: 625 FARNSWORTH AVENUE
CITY: BORDENTOWN
STATE: NJ
ZIP: 08505
MA/A
1
primary_doc.xml
MA/A
0001624824
XXXXXXXX
David B. Thompson
6092910130
dthompson@muniadvisors.com
ainverso@muniadvisors.com
Phoenix Advisors, LLC
20-1382044
866-00059-00
867-01309
625 Farnsworth Avenue
BORDENTOWN
NJ
08505
609-291-0130
Add
53 River Street
Suite1
Milford
CT
06460
2038784945
N
muniadvisors.com
Anthony
Peter
Inverso
Chief Compliance Officer
Senior Managing Director
625 Farnsworth Avenue
Bordentown
NJ
08505
6092910130
6092919940
ainverso@muniadvisors.com
David
Baxter
Thompson
Chief Executive Officer
625 Farnsworth Avenue
Bordentown
NJ
08505
6092910130
6092919940
dthompson@muniadviors.com
December
NJ
07-16-2004
N
21
13
0
0
0
200
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Other
retainers
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Other
Post-issuance compliance
N
0
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
David
Baxter
Thompson
CEO
07-16-2004
C
Y
000000000
Sherry
Lynn
Tracey
Senior Managing Director
07-16-2004
B
Y
000000000
Anthony
Peter
Inverso
Senior Managing Director
08-01-2007
B
Y
000000000
Matthew
Andrew
Spoerndle
Managing Director
02-19-2008
A
Y
000000000
Barry
John
Bernabe
Managing Director
06-30-2016
NA
N
000000000
Mark
Gerald
Squillante
Chief Compliance Officer
06-30-2016
NA
N
000000000
Bryan
Alexander
Morris
Managing Director
01-01-2020
NA
N
000000000
David
Baxter
Thompson
CEO
07-16-2004
C
Y
000000000
Sherry
Lynn
Tracey
Senior Managing Director
07-16-2004
B
Y
000000000
Amend
Anthony
Peter
Inverso
Senior Managing Director, Chief Compliance Officer
08-01-2007
B
Y
000000000
Matthew
Andrew
Spoerndle
Managing Director
02-19-2008
A
Y
000000000
Barry
John
Bernabe
Managing Director
06-30-2016
NA
N
000000000
Delete
Mark
Gerald
Squillante
Chief Compliance Officer
06-30-2016
NA
N
000000000
Bryan
Alexander
Morris
Managing Director
01-01-2020
NA
N
000000000
David B. Thompson
David B. Thompson
CEO
08-14-2023
N
N
N
N
N
Y
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N