0001624824-23-000001.txt : 20230113 0001624824-23-000001.hdr.sgml : 20230113 20230113162616 ACCESSION NUMBER: 0001624824-23-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230103 DATE AS OF CHANGE: 20230113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phoenix Advisors, LLC CENTRAL INDEX KEY: 0001624824 IRS NUMBER: 201382044 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01309 FILM NUMBER: 23529056 BUSINESS ADDRESS: STREET 1: 625 FARNSWORTH AVENUE CITY: BORDENTOWN STATE: NJ ZIP: 08505 BUSINESS PHONE: 6309 291 0130 MAIL ADDRESS: STREET 1: 625 FARNSWORTH AVENUE CITY: BORDENTOWN STATE: NJ ZIP: 08505 MA-A 1 primary_doc.xml MA-A 0001624824 XXXXXXXX David B. Thompson 6092910130 dthompson@muniadvisors.com msquillante@muniadvisors.com 12-31-2022 Y Phoenix Advisors, LLC 20-1382044 866-00059-00 867-01309 625 Farnsworth Avenue BORDENTOWN NJ 08505 609-291-0130 Add 53 River Street Suite1 Milford CT 06460 2038784945 N muniadvisors.com Mark Gerald Squillante

625 Farnsworth Avenue Bordentown NJ 08505

6092910130 6092919940 msquillante@muniadvisors.com David Baxter Thompson

625 Farnsworth Avenue Bordentown NJ 08505

6092910130 6092919940 dthompson@muniadviors.com December NJ 07-16-2004 N 21 13 0 0 0 200 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Other retainers Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other Post-issuance compliance N 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N David Baxter Thompson CEO 07-16-2004 C Y 000000000 Sherry Lynn Tracey Senior Managing Director 07-16-2004 B Y 000000000 Anthony Peter Inverso Senior Managing Director 08-01-2007 B Y 000000000 Matthew Andrew Spoerndle Managing Director 02-19-2008 A Y 000000000 Barry John Bernabe Managing Director 06-30-2016 NA N 000000000 Mark Gerald Squillante Chief Compliance Officer 06-30-2016 NA N 000000000 Bryan Alexander Morris Managing Director 01-01-2020 NA N 000000000 David Baxter Thompson CEO 07-16-2004 C Y 000000000 Sherry Lynn Tracey Senior Managing Director 07-16-2004 B Y 000000000 Anthony Peter Inverso Senior Managing Director 08-01-2007 B Y 000000000 Matthew Andrew Spoerndle Managing Director 02-19-2008 A Y 000000000 Barry John Bernabe Managing Director 06-30-2016 NA N 000000000 Mark Gerald Squillante Chief Compliance Officer 06-30-2016 NA N 000000000 Bryan Alexander Morris Managing Director 01-01-2020 NA N 000000000 David B. Thompson David B. Thompson CEO 01-03-2023 N N N N N Y N Y N N N N N N N N N N N N N