0001624824-22-000002.txt : 20220302
0001624824-22-000002.hdr.sgml : 20220302
20220302155449
ACCESSION NUMBER: 0001624824-22-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
SQUILLANTE,MARK,GERALD,
FILED AS OF DATE: 20220302
DATE AS OF CHANGE: 20220302
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phoenix Advisors, LLC
CENTRAL INDEX KEY: 0001624824
IRS NUMBER: 201382044
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04439
FILM NUMBER: 22703247
BUSINESS ADDRESS:
STREET 1: 625 FARNSWORTH AVENUE
CITY: BORDENTOWN
STATE: NJ
ZIP: 08505
BUSINESS PHONE: 6309 291 0130
MAIL ADDRESS:
STREET 1: 625 FARNSWORTH AVENUE
CITY: BORDENTOWN
STATE: NJ
ZIP: 08505
MA-I/A
1
primary_doc.xml
MA-I/A
0001624824
XXXXXXXX
David B. Thompson
6092910130
dthompson@muniadvisors.com
msquillante@muniadvisors.com
N
N
Mark
Gerald
Squillante
N
1
0001624824
Phoenix Advisors, LLC
10-01-2014
N
12-12-2014
0001624824
LOCATED
SUPERVISED
10-01-2014
4 WEST PARK STREET
BORDENTOWN
NJ
08505
10-2001
Phoenix Advisors, LLC
Bordentown
NJ
08505
Y
N
CCO
04-2011
09-2014
Unemployed
Marlton
NJ
08053
N
N
None
07-2009
04-2011
Beneficial Bank Municipal Securities Dealer Department
Burlington
NJ
08016
N
Y
Managing Director
12-2008
07-2009
Unemployed
MArlton
NJ
08053
N
N
None
01-2008
11-2008
Axiom Capital Management, Inc.
New York
NY
10017
N
Y
Managing Director
06-2006
12-2007
Alta Capital Group, LLC
Boston
MA
02109
N
Y
Managing Director
05-2002
05-2006
Sovereign Securities Corporation, LLC
Philadelphia
PA
19102
N
Y
Director, Trading and Underwriting
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-02-2022
David Thompson
CEO