0001624741-16-000005.txt : 20160211 0001624741-16-000005.hdr.sgml : 20160211 20160211164133 ACCESSION NUMBER: 0001624741-16-000005 CONFORMED SUBMISSION TYPE: 13F-HR CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PVG Asset Management CENTRAL INDEX KEY: 0001624741 IRS NUMBER: 841060461 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16561 BUSINESS ADDRESS: STREET 1: 24918 GENESEE TRAIL RD CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038747472 MAIL ADDRESS: STREET 1: 24918 GENESEE TRAIL RD CITY: GOLDEN STATE: CO ZIP: 80401 13F-HR 1 primary_doc.xml 13F-HR LIVE true true false 0001624741 XXXXXXXX 028-16561 12-31-2015 12-31-2015 PVG Asset Management

24918 GENESEE TRAIL RD GOLDEN CO 80401

13F HOLDINGS REPORT 028-16561 N Patrick Adams 303-874-7474 Patrick Adams Golden CO 02-11-2016 0 65 247670509 false INFORMATION TABLE 2 PositionReport123115.xml ProShares UltraShort S&P 500 (sds) ETF 74347B300 33095777 1660601 SH SOLE 1660601 0 0 MEDLEY CAPITAL CORP (mcc) COM 58503F106 14632011 1945746 SH SOLE 1945746 0 0 Short S&P500 ProShares (sh) ETF 74347R503 14495926 694582 SH SOLE 694582 0 0 PowerShares CEF Income ETF (pcef) ETF 73936Q843 11881371 556765 SH SOLE 556765 0 0 Sr. Housing Properties Trust (snh) COM 81721M109 10228266 689236 SH SOLE 689236 0 0 Solar Capital Ltd. (slrc) COM 83413U100 7232608 440207 SH SOLE 440207 0 0 TWO HARBORS INVT CORP (two) COM 90187B101 7180243 886449 SH SOLE 886449 0 0 HATTERAS FINANCIAL CORP (hts) COM 41902R103 5670450 431213 SH SOLE 431213 0 0 General Electric Company (ge) COM 369604103 5304659 170294 SH SOLE 170294 0 0 AT&T, Inc.(t) COM 00206F102 5250488 152586 SH SOLE 152586 0 0 Whitestone REIT (wsr) COM 966084204 5178111 431150 SH SOLE 431150 0 0 Prospect Capital Corp. (psec) COM 74348T102 5111656 732329 SH SOLE 732329 0 0 WAL-MART STORES INC (wmt) COM 931142103 5107699 83323 SH SOLE 83323 0 0 FIFTH STREET FINANCE CORP (fsc) COM 31678A103 5085793 797146 SH SOLE 797146 0 0 Caterpillar Inc. (cat) COM 149123101 4929342 72533 SH SOLE 72533 0 0 SECTOR SPDR - FINANCIAL SHS BEN INT (xlf) ETF 81369Y605 4906597 205900 SH SOLE 205900 0 0 Merck & Company Inc. (mrk) COM 58933Y105 4855632 91927 SH SOLE 91927 0 0 SPDR S&P 500 TRUST ETF (spy) ETF 78462F103 4792983 23510 SH SOLE 23510 0 0 Vanguard Index S&P 500 (voo) ETF 922908363 4778865 25565 SH SOLE 25565 0 0 S&P 500 INDX (ivv) ETF 464287200 4767939 23273 SH SOLE 23273 0 0 Communications Sales & Leasing Inc. (csal) COM 20341J104 4715075 252278 SH SOLE 252278 0 0 Independence Realty Trust, Inc. (irt) COM 45378A106 4253891 566430 SH SOLE 566430 0 0 Verizon Communications (vz) COM 92343V104 3769044 81545 SH SOLE 81545 0 0 ISHARES ETF RUSSELL 2000 (iwm) ETF 464287655 3622309 32164 SH SOLE 32164 0 0 ALPS ALERIAN MLP ETF (amlp) COM 00162Q866 3534084 293285 SH SOLE 293285 0 0 WindStream Corp (win) COM 97382A101 3243074 503583 SH SOLE 503583 0 0 Spirit Realty Capital, Inc. (src) COM 84860W102 2990479 298451 SH SOLE 298451 0 0 Amgen (amgn) COM 031162100 2712209 16708 SH SOLE 16708 0 0 FIFTH THIRD BANCORP (fitb) COM 316773100 2634627 131076 SH SOLE 131076 0 0 INTERNATIONAL BUSINESS MACHINE CORP (ibm) COM 459200101 2625651 19079 SH SOLE 19079 0 0 PITNEY BOWES INC (pbi) COM 724479100 2573403 124620 SH SOLE 124620 0 0 QUALCOMM INC (qcom) COM 747525103 2542736 50870 SH SOLE 50870 0 0 CSX CORP (csx) COM 126408103 2533861 97644 SH SOLE 97644 0 0 AMERICAN EXPRESS COMPANY (axp) COM 025816109 2514858 36159 SH SOLE 36159 0 0 NORDSTROM INC (jwn) COM 655664100 2475208 49693 SH SOLE 49693 0 0 SPDR S&P HOMEBLDRS ETF (xhb) ETF 78464A888 2460515 71987 SH SOLE 71987 0 0 LEXINGTON REALTY TRUST REIT (lxp) COM 529043101 2456304 307038 SH SOLE 307038 0 0 MACY'S INC (m) COM 55616P104 2440764 69776 SH SOLE 69776 0 0 TEREX CORPORATION (tex) COM 880779103 2407851 130295 SH SOLE 130295 0 0 ISHARES S&P 500 ETF GROWTH (ivw) ETF 464287309 2394975 20682 SH SOLE 20682 0 0 CYS INVESTMENTS INC (cys) COM 23281A307 2357106 330590 SH SOLE 330590 0 0 BlackRock Kelso Capital Corp. (bkcc) COM 092533108 2328941 247759 SH SOLE 247759 0 0 CITIGROUP INC COM (c) COM 172967424 2320683 44844 SH SOLE 44844 0 0 Cypress Semiconductor (cy) COM 232806109 2274830 231888 SH SOLE 231888 0 0 ConocoPhillips (cop) COM 20825C104 2102777 45037 SH SOLE 45037 0 0 Gap Inc. (gps) COM 364760108 2036045 82431 SH SOLE 82431 0 0 TICC Capital Corp (ticc) COM 87244T109 1316515 216532 SH SOLE 216532 0 0 SELECT INCOME REIT (sir) ETF 81618T100 1277577 64459 SH SOLE 64459 0 0 SECTOR SPDR ETF TECHNOLOGY (xlk) ETF 81369Y803 1179752 27545 SH SOLE 27545 0 0 SPDR Semiconductor ETF (xsd) ETF 78464A862 1159048 26535 SH SOLE 26535 0 0 ISHARES ETF NORTH AMERICAN TECH-SO (igv) ETF 464287515 1097790 10575 SH SOLE 10575 0 0 Horizon Technology Finance Corp (hrzn) COM 44045A102 953871 81319 SH SOLE 81319 0 0 ISHARES NASDAQ BIOTECH (ibb) ETF 464287556 874583 2585 SH SOLE 2585 0 0 RAIT Financial Trust (ras) COM 749227203 868711 321745 SH SOLE 321745 0 0 Ishare MSCI Eafe SM (scz) ETF 464288273 363885 7285 SH SOLE 7285 0 0 Credit Suisse High Yield Bond Fund (dhy) BOND 22544F103 318869 139855 SH SOLE 139855 0 0 Ishares US Medical Devices (ihi) ETF 464288810 303750 2480 SH SOLE 2480 0 0 CEF Managed High Yield Fd (hyf) BOND 561911108 225350 128040 SH SOLE 128040 0 0 Pacholder High Yield Fd (phf) BOND 693742108 186834 30780 SH SOLE 30780 0 0 Babson Cap Global Short Duration (bgh) BOND 05617T100 170259 10325 SH SOLE 10325 0 0 First Tr Strategic High Income Fd (fhy) BOND 337353304 163599 14699 SH SOLE 14699 0 0 Pimco High Income Fund (phk) BOND 723456109 159305 19475 SH SOLE 19475 0 0 Eaton Vance Tax-Advantaged FD (exd) COM 27829M103 125951 10020 SH SOLE 10020 0 0 Wells Fargo Adv (ead) COM 94987b105 107801 14470 SH SOLE 14470 0 0 UQM Technologies Inc. (uqm) COM 903213106 9310 14000 SH SOLE 14000 0 0