0001624741-15-000002.txt : 20150505 0001624741-15-000002.hdr.sgml : 20150505 20150505160327 ACCESSION NUMBER: 0001624741-15-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150505 DATE AS OF CHANGE: 20150505 EFFECTIVENESS DATE: 20150505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PVG Asset Management CENTRAL INDEX KEY: 0001624741 IRS NUMBER: 841060461 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16561 FILM NUMBER: 15832872 BUSINESS ADDRESS: STREET 1: 24918 GENESEE TRAIL RD CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038747472 MAIL ADDRESS: STREET 1: 24918 GENESEE TRAIL RD CITY: GOLDEN STATE: CO ZIP: 80401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001624741 XXXXXXXX 03-31-2015 03-31-2015 PVG Asset Management

24918 GENESEE TRAIL RD GOLDEN CO 80401

13F HOLDINGS REPORT 028-16561 N Patrick Adams 303-874-7474 Patrick Adams Centennial CO 05-05-2015 0 75 332048 false INFORMATION TABLE 2 PositionReportQ12015final.xml Short S&P500 ProShares ETF 74347R503 41891572 1952077 SH SOLE 0 1952077 0 ProShares UltraShort S&P 500 ETF 74347b300 18710313 877183 SH SOLE 0 877183 0 MEDLEY CAPITAL CORP COM 58503F106 16872637 1844004 SH SOLE 0 1844004 0 PowerShares CEF Income ETF ETF 73936q843 16527751 692987 SH SOLE 0 692987 0 General Electric Company COM 369604103 11532678 464839 SH SOLE 0 464839 0 Prospect Capital Corp. COM 74348T102 9324821 1103529 SH SOLE 0 1103529 0 PROSHARES TRUST ETF ULTRASHORT 20+ ETF 74347B201 9324030 222690 SH SOLE 0 222690 0 PENNANTPARK INVSTMNT CRP COM 708062104 8469101 935812 SH SOLE 0 935812 0 FIFTH STREET FINANCE CORP COM 31678A103 7771094 1064533 SH SOLE 0 1064533 0 SPDR S&P 500 TRUST ETF ETF 78462F103 7734932 37470 SH SOLE 0 37470 0 S&P 500 INDX ETF 464287200 7720884 37150 SH SOLE 0 37150 0 Sr. Housing Properties Trust ETF 81721m109 7667294 345529 SH SOLE 0 345529 0 Verizon Communications COM 92343v104 7627528 156848 SH SOLE 0 156848 0 Vanguard Index S&P 500 EFT 922908363 7521646 39755 SH SOLE 0 39755 0 BlackRock Kelso Capital Corp. COM 092533108 6257295 690650 SH SOLE 0 690650 0 CYS INVESTMENTS INC COM 23281A307 5997327 673100 SH SOLE 0 673100 0 Independence Realty Trust, Inc. COM 45378A106 5905483 622284 SH SOLE 0 622284 0 Invesco Mortgage Capital COM 46131b100 5730002 368963 SH SOLE 0 368963 0 AT&T, Inc. COM 00206r102 5635832 172613 SH SOLE 0 172613 0 Merck & Company Inc. COM 58933Y105 5635626 98045 SH SOLE 0 98045 0 HEWLETT-PACKARD COMPANY COM 428236103 5558788 178395 SH SOLE 0 178395 0 KLA-TENCOR CORP COM 482480100 4983250 85490 SH SOLE 0 85490 0 American Cap Mortgage COM 02504A104 4414663 245805 SH SOLE 0 245805 0 FIFTH THIRD BANCORP COM 316773100 3974334 210840 SH SOLE 0 210840 0 TWO HARBORS INVT CORP COM 90187B101 3905868 367784 SH SOLE 0 367784 0 Telefonica, S.A. COM 879382208 3897316 271590 SH SOLE 0 271590 0 TICC Capital Corp COM 87244t109 3894342 562766 SH SOLE 0 562766 0 CITIGROUP INC COM COM 172967424 3868636 75090 SH SOLE 0 75090 0 SPDR INDEX SHARES SPDR S&P INTERNATI ETF 78463x772 3866770 92241 SH SOLE 0 92241 0 ProShares TR UltraShort QQQ New ETF 74348A426 3849289 104430 SH SOLE 0 104430 0 The Dow Chemical Company COM 260543103 3814170 79495 SH SOLE 0 79495 0 Whitestone REIT COM 966084204 3774577 237693 SH SOLE 0 237693 0 Ishares Tr Real Estate ETF 464288539 3763099 321907 SH SOLE 0 321907 0 American Movil SA COM 02364w105 3752466 183405 SH SOLE 0 183405 0 SELECT SECTOR SPDR FD MATERIALS ETF 81369Y100 3750450 76885 SH SOLE 0 76885 0 SECTOR SPDR - FINANCIAL SHS BEN INT ETF 81369y605 3743921 155285 SH SOLE 0 155285 0 Fifth Street Ser Floating Rate Corp COM 31679F101 3737238 351574 SH SOLE 0 351574 0 SECTOR SPDR ETF TECHNOLOGY ETF 81369Y803 3730636 90025 SH SOLE 0 90025 0 Ishares DJ US Telecommunication ETF 464287713 3717815 123025 SH SOLE 0 123025 0 SPDR DOW JONES INDL ETF ETF 78467X109 3691272 20786 SH SOLE 0 20786 0 THE SOUTHERN COMPANY COM 842587107 3634945 82090 SH SOLE 0 82090 0 Apollo Investment Corp COM 03761u106 3593161 468164 SH SOLE 0 468164 0 Exxon Mobil Corporation COM 30231G102 3542794 41679 SH SOLE 0 41679 0 DISCOVER FINANCIAL COM 254709108 3478499 61730 SH SOLE 0 61730 0 Cypress Semiconductor COM 232806109 3448695 244415 SH SOLE 0 244415 0 HONDA MOTOR LTD COM 438128308 2917782 89065 SH SOLE 0 89065 0 KOHLS CORP COM 500255104 2243196 28667 SH SOLE 0 28667 0 Tupperware Corporation COM 899896104 2196261 31820 SH SOLE 0 31820 0 Guess INC COM 401617105 1865692 100360 SH SOLE 0 100360 0 TELEFONICA BRASIL SA SPONSORED ADR COM 87936R106 1849325 120950 SH SOLE 0 120950 0 APPLIED MATERIALS INC COM 038222105 1761823 78095 SH SOLE 0 78095 0 ISHARES S&P 500 ETF GROWTH ETF 464287309 1205591 10580 SH SOLE 0 10580 0 ISHARES ETF NORTH AMERICAN TECH-SO ETF 464287515 996172 10366 SH SOLE 0 10366 0 Industrial Select Sector ETF 81369y704 847982 15205 SH SOLE 0 15205 0 Solar Capital Ltd. COM 83413U100 733578 36244 SH SOLE 0 36244 0 ISHARES ETF RUSSELL 2000 GROWTH ETF 464287648 705465 4655 SH SOLE 0 4655 0 ISHARES MSCI ITALY ETF 464286855 577496 39020 SH SOLE 0 39020 0 DYNEX CAP INC COM COM 26817q506 235296 27780 SH SOLE 0 27780 0 ISHARES ETF U.S. INDUSTRIALS ETF 464287754 235156 2180 SH SOLE 0 2180 0 Pimco High Income Fund COM 723456109 234624 18800 SH SOLE 0 18800 0 Western Asset High Yield Oppor Fd COM 95768B107 227265 13900 SH SOLE 0 13900 0 Ishares DJ US Oil&Gas EP ETF 464288851 215678 2940 SH SOLE 0 2940 0 Babson Cap Global Short Duration COM 05617T100 208319 10025 SH SOLE 0 10025 0 YieldShares High Income ETF ETF 301505301 205428 9713 SH SOLE 0 9713 0 Solar Senior Capital Ltd. COM 83416m105 198217 12304 SH SOLE 0 12304 0 Oha Investment Corp COM 67091U102 192723 36570 SH SOLE 0 36570 0 Avenue Income Credit Strategies COM 05358e106 182891 12080 SH SOLE 0 12080 0 Wells Fargo Adv COM 94987b105 151976 17270 SH SOLE 0 17270 0 Eaton Vance Tax-Advantaged FD COM 27829M103 134505 10500 SH SOLE 0 10500 0 Five Oaks Investment Corp. COM 33830W106 116990 10985 SH SOLE 0 10985 0 Mimedx Group Inc. COM 602496101 114868 11045 SH SOLE 0 11045 0 Brookfield High Income Fd COM 11272P102 99921 11329 SH SOLE 0 11329 0 Credit Suisse High Yield Bond Fund BOND 22544f103 84108 30255 PRN SOLE 0 30255 0 Full Circle Cap Corp COM 359671104 54771 15560 SH SOLE 0 15560 0 Louisiana Loc Govt Evironmental BOND 5462792h2 10713 10000 PRN SOLE 0 10000 0