0001624741-15-000001.txt : 20150213 0001624741-15-000001.hdr.sgml : 20150213 20150213115011 ACCESSION NUMBER: 0001624741-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PVG Asset Management CENTRAL INDEX KEY: 0001624741 IRS NUMBER: 841060461 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16561 FILM NUMBER: 15611323 BUSINESS ADDRESS: STREET 1: 24918 GENESEE TRAIL RD CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038747472 MAIL ADDRESS: STREET 1: 24918 GENESEE TRAIL RD CITY: GOLDEN STATE: CO ZIP: 80401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001624741 XXXXXXXX 12-31-2014 12-31-2014 PVG Asset Management

24918 GENESEE TRAIL RD GOLDEN CO 80401

13F HOLDINGS REPORT 028-16561 N Patrick Adams 303-874-7474 Patrick Adams Centennial CO 02-13-2015 0 78 420219 false INFORMATION TABLE 2 PositionReportQ42014.xml Short S&P500 ProShares ETF 74347R503 74304756 3411605 SH SOLE 3411605 0 0 ProShares TR UltraShort QQQ New ETF 74348A426 23130108 585869 SH SOLE 585869 0 0 PowerShares CEF Income ETF ETF 73936q843 19777793 838042 SH SOLE 838042 0 0 MEDLEY CAPITAL CORP COM 58503F106 19549760 2115774 SH SOLE 2115774 0 0 SPDR DOW JONES INDL ETF ETF 78467X109 16832821 94630 SH SOLE 94630 0 0 PROSHARES TRUST ETF ULTRASHORT 20+ ETF 74347B201 16831173 362819 SH SOLE 362819 0 0 Verizon Communications COM 92343v104 14339635 306533 SH SOLE 306533 0 0 FIFTH STREET FINANCE CORP COM 31678A103 13487948 1683888 SH SOLE 1683888 0 0 General Electric Company COM 369604103 13071530 517274 SH SOLE 517274 0 0 SPDR INDEX SHARES SPDR S&P INTERNATI ETF 78463x772 12223633 290900 SH SOLE 290900 0 0 Prospect Capital Corp. COM 74348T102 11445550 1385659 SH SOLE 1385659 0 0 PENNANTPARK INVSTMNT CRP COM 708062104 10820262 1135389 SH SOLE 1135389 0 0 Sr. Housing Properties Trust ETF 81721m109 9901658 447836 SH SOLE 447836 0 0 TICC Capital Corp COM 87244t109 9753238 1295250 SH SOLE 1295250 0 0 ERICSSON TEL-SP ADR NEW ADR 294821608 7881590 651371 SH SOLE 651371 0 0 CYS INVESTMENTS INC (cys) COM 23281A307 7608149 872494 SH SOLE 872494 0 0 Independence Realty Trust, Inc. COM 45378A106 7594728 815760 SH SOLE 815760 0 0 BlackRock Kelso Capital Corp. COM 092533108 7447908 908281 SH SOLE 908281 0 0 American Cap Mortgage COM 02504A104 5951459 315894 SH SOLE 315894 0 0 JPMorgan Chase & Co. COM 46625H100 5354512 85562 SH SOLE 85562 0 0 Fifth Street Ser Floating Rate Corp COM 31679F101 5269943 515650 SH SOLE 515650 0 0 Medley Management Inc. COM 58503T106 5262335 357982 SH SOLE 357982 0 0 American Eagle Outfitters COM 02553e106 5225895 376505 SH SOLE 376505 0 0 Cisco Systems COM 17275R102 5196732 186832 SH SOLE 186832 0 0 Whitestone REIT COM 966084204 5172953 342353 SH SOLE 342353 0 0 KOHLS CORP COM 500255104 5160101 84536 SH SOLE 84536 0 0 Tupperware Corporation COM 899896104 5062491 80357 SH SOLE 80357 0 0 Exxon Mobil Corporation COM 30231G102 5041831 54535 SH SOLE 54535 0 0 Ishares Tr Real Estate ETF 464288539 4926368 420697 SH SOLE 420697 0 0 TWO HARBORS INVT CORP COM 90187B101 4836137 482648 SH SOLE 482648 0 0 AT&T, Inc. COM 00206r102 4788489 142557 SH SOLE 142557 0 0 Invesco Mortgage Capital COM 46131b100 4611137 298262 SH SOLE 298262 0 0 The Dow Chemical Company COM 260543103 4508457 98848 SH SOLE 98848 0 0 Apollo Investment Corp COM 03761u106 4412185 594634 SH SOLE 594634 0 0 KB HOME COM 48666K109 3812490 230361 SH SOLE 230361 0 0 HONDA MOTOR LTD COM 438128308 3404128 115316 SH SOLE 115316 0 0 Staples Inc. COM 855030102 3153695 174045 SH SOLE 174045 0 0 Abercrombie & Fitch Co. Cl A COM 002896207 3071001 107227 SH SOLE 107227 0 0 S&P 500 INDX ETF 464287200 2552775 12340 SH SOLE 12340 0 0 ISHARES MSCI EAFE INDEX ETF 464287465 2477404 40720 SH SOLE 40720 0 0 SPDR S&P 500 TRUST ETF ETF 78462F103 2399679 11675 SH SOLE 11675 0 0 Vanguard Index S&P 500 ETF 922908363 2136456 11340 SH SOLE 11340 0 0 ISHARES ETF NORTH AMERICAN TECH-SO ETF 464287515 2108044 22716 SH SOLE 22716 0 0 Industrial Select Sector ETF 81369y704 1987372 35125 SH SOLE 35125 0 0 VANGUARD TELECOMM SRVCS ETF 92204A884 1485141 17530 SH SOLE 17530 0 0 ISHARES ETF U.S. INDUSTRIALS ETF 464287754 1277481 11985 SH SOLE 11985 0 0 ISHARES S&P 500 ETF GROWTH ETF 464287309 1198584 10740 SH SOLE 10740 0 0 VANGUARD REIT ETF ETF 922908553 1163565 14365 SH SOLE 14365 0 0 ProShares UltraShort S&P 500 ETF 74347b300 1073438 48682 SH SOLE 48682 0 0 SPDR Ser Tr S&P Oil & Gas ETF ETF 78464A730 833242 17410 SH SOLE 17410 0 0 ISHARES ETF RUSSELL 2000 GROWTH ETF 464287648 781666 5490 SH SOLE 5490 0 0 DYNEX CAP INC COM COM 26817q506 659463 79935 SH SOLE 79935 0 0 Pimco High Income Fund COM 723456109 609300 54160 SH SOLE 54160 0 0 YieldShares High Income ETF ETF 301505301 594388 27518 SH SOLE 27518 0 0 Babson Cap Global Short Duration COM 05617T100 571255 28294 SH SOLE 28294 0 0 Wells Fargo Adv COM 94987b105 549757 61840 SH SOLE 61840 0 0 Eaton Vance Tax-Advantaged FD COM 27829M103 527269 41550 SH SOLE 41550 0 0 First Trust High Income LS COM 33738e109 521440 32590 SH SOLE 32590 0 0 Five Oaks Investment Corp. COM 33830W106 514674 47655 SH SOLE 47655 0 0 Western Asset High Yield Oppor Fd COM 95768B107 514102 32600 SH SOLE 32600 0 0 Mesabi Trust Co COM 590672101 506736 29325 SH SOLE 29325 0 0 Oha Investment Corp COM 67091U102 480279 102405 SH SOLE 102405 0 0 ISHARES ETF U.S. FINANCIALS ETF 464287788 449196 4980 SH SOLE 4980 0 0 IShares DJ Aerospace & Defense ETF 464288760 376756 3285 SH SOLE 3285 0 0 Nuveen Diversified Commodity Fd COM 67074P104 338813 26410 SH SOLE 26410 0 0 ORACLE CORPORATION COM 68389X105 266222 5920 SH SOLE 5920 0 0 Linn Co LLC COM 535782106 262672 25330 SH SOLE 25330 0 0 Ishares DJ US Oil&Gas EP ETF 464288851 215004 3010 SH SOLE 3010 0 0 USAA Tax-Exempt Interm Bond BOND 903289205 143968 10578 PRN SOLE 10578 0 0 Brookfield High Income Fd COM 11272P102 134879 15138 SH SOLE 15138 0 0 Credit Suisse High Yield Bond Fund BOND 22544f103 95690 34175 SH SOLE 34175 0 0 Full Circle Cap Corp COM 359671104 78648 17400 SH SOLE 17400 0 0 Washington Mut Mtg BOND 93934fay8 41996 43875 PRN SOLE 43875 0 0 MORGAN STANLEY MORTGAGE LOAN TRUST MTGPC/S BOND 61748hft3 20549 20749 PRN SOLE 20749 0 0 RESIDENTIAL ASSET SECURITIES CORP SERIES 2 COM SERIES 76110wrv0 14864 17014 PRN SOLE 17014 0 0 UQM Technologies Inc. COM 903213106 10934 14000 SH SOLE 14000 0 0 CITIMORTGAGE ALTERNATIVE LOAN TRUST MTGPC/ COM SERIES 17309aah2 10300 10154 PRN SOLE 10154 0 0 Nomura Asset Accep Corp COM 65535vsj8 10286 16699 SH SOLE 16699 0 0