0001094891-16-000505.txt : 20160603 0001094891-16-000505.hdr.sgml : 20160603 20160603123410 ACCESSION NUMBER: 0001094891-16-000505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PAVmed Inc. CENTRAL INDEX KEY: 0001624326 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 471214177 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE STREET 2: SUITE 4600 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-949-4319 MAIL ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE STREET 2: SUITE 4600 CITY: NEW YORK STATE: NY ZIP: 10165 FORMER COMPANY: FORMER CONFORMED NAME: PAXmed Inc. DATE OF NAME CHANGE: 20141105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fitzgerald Richard F CENTRAL INDEX KEY: 0001459933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37685 FILM NUMBER: 161694789 MAIL ADDRESS: STREET 1: C/O TECHPRECISION CORPORATION STREET 2: ONE BELLA DRIVE CITY: WESTMINSTER STATE: MA ZIP: 01473 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-06-01 0001624326 PAVmed Inc. PAVM 0001459933 Fitzgerald Richard F ONE GRAND CENTRAL PLACE SUITE 4600 NEW YORK NY 10165 0 1 0 0 CFO and Secretary Common Stock 2016-06-01 4 P 0 200 A 200 I By NFS/FMTC IRA for the benefit of Richard Fitzgerald Common Stock 100 I By custodial account for benefit of son Warrants 5.00 2016-06-01 4 A 0 200 A 2016-10-28 2022-01-29 Common Stock 200 200 I By NFS/FMTC IRA for the benefit of Richard Fitzgerald Warrants 5.00 2016-10-28 2022-01-29 Common Stock 100 100 I By custodial account for benefit of son Represents securities included within units, each unit comprised of one share of common stock and one warrant. Each warrant entitles the holder to purchase one share of the issuer's common stcok at an exercise price of $5.00 per share, subject to adjustment. The units were purchased at a price of $11.10 per unit. /s/ Richard Fitzgerald 2016-06-03