0001437749-21-005131.txt : 20210305
0001437749-21-005131.hdr.sgml : 20210305
20210305144656
ACCESSION NUMBER: 0001437749-21-005131
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210115
FILED AS OF DATE: 20210305
DATE AS OF CHANGE: 20210305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McDonald Warren
CENTRAL INDEX KEY: 0001841232
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38447
FILM NUMBER: 21718038
MAIL ADDRESS:
STREET 1: 500 LAUREL STREET
CITY: BATON ROUGE
STATE: LA
ZIP: 70801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Business First Bancshares, Inc.
CENTRAL INDEX KEY: 0001624322
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 205340628
STATE OF INCORPORATION: LA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 LAUREL STREET
STREET 2: SUITE 101
CITY: BATON ROUGE
STATE: LA
ZIP: 70801
BUSINESS PHONE: 225-248-7600
MAIL ADDRESS:
STREET 1: 500 LAUREL STREET
STREET 2: SUITE 101
CITY: BATON ROUGE
STATE: LA
ZIP: 70801
4/A
1
rdgdoc.xml
FORM 4/A
X0306
4/A
2021-01-15
2021-02-02
0001624322
Business First Bancshares, Inc.
BFST
0001841232
McDonald Warren
500 LAUREL STREET, SUITE 101
BATON ROUGE
LA
70801
1
Chief Credit Officer
COMMON STOCK
2021-01-15
4
M
0
22000
12
A
24456
D
COMMON STOCK
2021-01-15
4
F
0
15319
22.04
D
9137
D
STOCK OPTIONS (RIGHT TO BUY)
12
2021-01-15
4
M
0
22000
0
D
2021-01-15
Common Stock
22000
0
D
Includes (a) 931 shares of unvested restricted stock granted on 2/1/2020, of which 459 will vest on 3/31/2021 and 472 will vest on 3/31/2022, and (b) 538 shares of unvested restricted stock granted on 3/31/2019, all of which will vest on 3/31/2021. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.
Stock Options (Right to Buy) were structured to comply with Section 409A of the Internal Revenue Code and are exercised automatically upon the earlier of the expiration date, January 15, 2021, a change in control of the issuer, the reporting person's death or disability, or the reporting person's separation from service, and may not be exercised in any other manner.
This amended Form 4 is being filed to correct the transaction dates from 01/15/2020 to 01/15/2021
/s/ Heather Roemer, as attorney-in-fact for Warren McDonald
2021-03-05