0001624104-14-000002.txt : 20141125 0001624104-14-000002.hdr.sgml : 20141125 20141125164857 ACCESSION NUMBER: 0001624104-14-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: steven gortler CENTRAL INDEX KEY: 0001624104 IRS NUMBER: 464388576 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04163 FILM NUMBER: 141250211 BUSINESS ADDRESS: STREET 1: 212 MCDONNEL ROAD CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (415) 298-3319 MAIL ADDRESS: STREET 1: 268 BUSH STREET BOX 3911 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 MA-I 1 primary_doc.xml MA-I 0001624104 XXXXXXXX steven gortler 4152983319 steven.gortler@att.net N steven jay gortler N 1 0001624104 steven gortler 04-09-2013 N 11-12-2014 0001624104 LOCATED 04-09-2013 04-2013 steven gortler san francisco CA 94104 Y N financial advisor 01-2012 04-2013 caldwell flores winters emeryville CA 94608 Y N financial advisor 07-2005 12-2011 piper jaffray san francisco CA 94104 Y Y vice president 09-2004 06-2005 deutsche bank san diego CA 92122 N N underwriter N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-17-2014 steven jay gortler steven gortler