0001624104-14-000002.txt : 20141125
0001624104-14-000002.hdr.sgml : 20141125
20141125164857
ACCESSION NUMBER: 0001624104-14-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: steven gortler
CENTRAL INDEX KEY: 0001624104
IRS NUMBER: 464388576
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04163
FILM NUMBER: 141250211
BUSINESS ADDRESS:
STREET 1: 212 MCDONNEL ROAD
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: (415) 298-3319
MAIL ADDRESS:
STREET 1: 268 BUSH STREET BOX 3911
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
MA-I
1
primary_doc.xml
MA-I
0001624104
XXXXXXXX
steven gortler
4152983319
steven.gortler@att.net
N
steven
jay
gortler
N
1
0001624104
steven gortler
04-09-2013
N
11-12-2014
0001624104
LOCATED
04-09-2013
04-2013
steven gortler
san francisco
CA
94104
Y
N
financial advisor
01-2012
04-2013
caldwell flores winters
emeryville
CA
94608
Y
N
financial advisor
07-2005
12-2011
piper jaffray
san francisco
CA
94104
Y
Y
vice president
09-2004
06-2005
deutsche bank
san diego
CA
92122
N
N
underwriter
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-17-2014
steven
jay
gortler
steven gortler