0001623602-19-000005.txt : 20190305 0001623602-19-000005.hdr.sgml : 20190305 20190305085406 ACCESSION NUMBER: 0001623602-19-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 GILLEY,JAMES,FOUNTAIN,JR FILED AS OF DATE: 20190304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USCA Municipal Advisors LLC CENTRAL INDEX KEY: 0001623602 IRS NUMBER: 462556583 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04104 FILM NUMBER: 19656759 BUSINESS ADDRESS: STREET 1: 4444 WESTHEIMER SUITE G500 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713.336.0500 MAIL ADDRESS: STREET 1: 4444 WESTHEIMER SUITE G500 CITY: HOUSTON STATE: TX ZIP: 77027 MA-I/A 1 primary_doc.xml MA-I/A 0001623602 XXXXXXXX Courtney Bowling 5128131122 cbowling@uscallc.com N N James Fountain Gilley Jr 006292159 N 1 0001623602 USCA Municipal Advisors LLC 01-17-2014 N 867-01095 SUPERVISED 01-17-2014 4444 Westheimer SUITE G500 Houston TX 77027 LOCATED 01-17-2014 300 W 6th Street Suite 1900 Austin TX 78701 01-2014 USCA MUNICIPAL ADVISORS LLC Houston TX 77056 Y N Executive Director 10-2012 12-2013 AMERIPRO FUNDING LLC Austin TX 78759 Y N Underwritter 06-2010 10-2012 360 MORTGAGE GROUP LLC Austin TX 78726 N N Underwritter 02-2010 06-2010 MOZARTS COFFEE ROASTERS Austin TX 78703 N N Supervisor 10-2009 01-2010 UNEMPLOYED Austin TX 78723 N N none 09-2008 09-2009 SKATELAND PRODUCTION LLC Austin TX 78703 N N Production assistant 07-2008 09-2008 MAGICAL ELVES LLC Los Angeles CA 90028 N N Production assistant 01-2007 06-2008 MOZARTS COFFEE ROASTERS Austin TX 78703 N N Supervisor 08-2006 12-2006 STUDENT AUSTIN TX 78712 N N Student 06-2006 08-2006 MARBRIDGE FOUNDATION Manchaca TX 78652 N N Camp counselor 08-2005 05-2006 STUDENT Austin TX 78712 N N Student 06-2005 08-2005 DONOVAN & WATKINS Houston TX 77056 N N Temp worker 08-2004 06-2005 STUDENT Austin TX 78712 N N Student Y 11-2014 USCA Securities LLC 4444 Westheimer Suite G500 Houston TX 77027 N Y USCA Securities is a registered broker-dealer and an affiliate of USCA Municipal Advisors. Registered Representative 0 Dual Registration required by Firm 12-2015 USCA RIA LLC 4444 Westheimer Suite G500 Houston TX 77027 N Y USCA RIA is a registered investment adviser and an affiliate of USCA Municipal Advisors. Investment Adviser Representative 0 Dual Registration required by Firm N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-04-2019 Courtney Bowling Managing Director - Compliance & Legal