0001623602-19-000005.txt : 20190305
0001623602-19-000005.hdr.sgml : 20190305
20190305085406
ACCESSION NUMBER: 0001623602-19-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
GILLEY,JAMES,FOUNTAIN,JR
FILED AS OF DATE: 20190304
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: USCA Municipal Advisors LLC
CENTRAL INDEX KEY: 0001623602
IRS NUMBER: 462556583
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04104
FILM NUMBER: 19656759
BUSINESS ADDRESS:
STREET 1: 4444 WESTHEIMER SUITE G500
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713.336.0500
MAIL ADDRESS:
STREET 1: 4444 WESTHEIMER SUITE G500
CITY: HOUSTON
STATE: TX
ZIP: 77027
MA-I/A
1
primary_doc.xml
MA-I/A
0001623602
XXXXXXXX
Courtney Bowling
5128131122
cbowling@uscallc.com
N
N
James
Fountain
Gilley
Jr
006292159
N
1
0001623602
USCA Municipal Advisors LLC
01-17-2014
N
867-01095
SUPERVISED
01-17-2014
4444 Westheimer
SUITE G500
Houston
TX
77027
LOCATED
01-17-2014
300 W 6th Street
Suite 1900
Austin
TX
78701
01-2014
USCA MUNICIPAL ADVISORS LLC
Houston
TX
77056
Y
N
Executive Director
10-2012
12-2013
AMERIPRO FUNDING LLC
Austin
TX
78759
Y
N
Underwritter
06-2010
10-2012
360 MORTGAGE GROUP LLC
Austin
TX
78726
N
N
Underwritter
02-2010
06-2010
MOZARTS COFFEE ROASTERS
Austin
TX
78703
N
N
Supervisor
10-2009
01-2010
UNEMPLOYED
Austin
TX
78723
N
N
none
09-2008
09-2009
SKATELAND PRODUCTION LLC
Austin
TX
78703
N
N
Production assistant
07-2008
09-2008
MAGICAL ELVES LLC
Los Angeles
CA
90028
N
N
Production assistant
01-2007
06-2008
MOZARTS COFFEE ROASTERS
Austin
TX
78703
N
N
Supervisor
08-2006
12-2006
STUDENT
AUSTIN
TX
78712
N
N
Student
06-2006
08-2006
MARBRIDGE FOUNDATION
Manchaca
TX
78652
N
N
Camp counselor
08-2005
05-2006
STUDENT
Austin
TX
78712
N
N
Student
06-2005
08-2005
DONOVAN & WATKINS
Houston
TX
77056
N
N
Temp worker
08-2004
06-2005
STUDENT
Austin
TX
78712
N
N
Student
Y
11-2014
USCA Securities LLC
4444 Westheimer
Suite G500
Houston
TX
77027
N
Y
USCA Securities is a registered broker-dealer and an affiliate of USCA Municipal Advisors.
Registered Representative
0
Dual Registration required by Firm
12-2015
USCA RIA LLC
4444 Westheimer
Suite G500
Houston
TX
77027
N
Y
USCA RIA is a registered investment adviser and an affiliate of USCA Municipal Advisors.
Investment Adviser Representative
0
Dual Registration required by Firm
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-04-2019
Courtney Bowling
Managing Director - Compliance & Legal