0001623602-19-000003.txt : 20190305
0001623602-19-000003.hdr.sgml : 20190305
20190305085431
ACCESSION NUMBER: 0001623602-19-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
ROSENBERG,BEN,JORDAN,
FILED AS OF DATE: 20190304
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: USCA Municipal Advisors LLC
CENTRAL INDEX KEY: 0001623602
IRS NUMBER: 462556583
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04104
FILM NUMBER: 19656761
BUSINESS ADDRESS:
STREET 1: 4444 WESTHEIMER SUITE G500
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713.336.0500
MAIL ADDRESS:
STREET 1: 4444 WESTHEIMER SUITE G500
CITY: HOUSTON
STATE: TX
ZIP: 77027
MA-I/A
1
primary_doc.xml
MA-I/A
0001623602
XXXXXXXX
Courtney Bowling
5128131122
cbowling@uscallc.com
N
N
Ben
Jordan
Rosenberg
005722668
N
1
0001623602
USCA Municipal Advisors LLC
USCA Securities LLC
04-30-2013
N
867-01095
SUPERVISED
04-30-2013
4444 Westheimer
Suite G500
Houston
TX
77027
LOCATED
04-30-2013
300 W. 6th Street
Suite 1900
Austin
TX
76102
04-2013
USCA MUNICIPAL ADVISORS LLC
Houston
TX
77056
Y
N
Managing Director
10-2009
04-2013
COASTAL SECURITIES INC
Houston
TX
77057
Y
N
Sr VP
11-2005
10-2009
STW INC
Grapevine
TX
76051
Y
N
Sales
08-2005
11-2005
UNEMPLOYED
Grapevine
TX
76051
N
N
none
01-2001
08-2005
PEOPLESOFT/ORACLE
Austin
TX
78701
N
N
Account Executive -Sales
Y
04-2013
USCA Securities LLC
4444 Westheimer
Suite G500
Houston
TX
77027
N
Y
USCA Securities is a registered broker-dealer and an affiliate of USCA Municipal Advisors.
Registered Representative
0
Dual Registration required by Firm
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-04-2019
Courtney Bowling
Managing Director - Compliance & Legal