0001623602-19-000003.txt : 20190305 0001623602-19-000003.hdr.sgml : 20190305 20190305085431 ACCESSION NUMBER: 0001623602-19-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 ROSENBERG,BEN,JORDAN, FILED AS OF DATE: 20190304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USCA Municipal Advisors LLC CENTRAL INDEX KEY: 0001623602 IRS NUMBER: 462556583 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04104 FILM NUMBER: 19656761 BUSINESS ADDRESS: STREET 1: 4444 WESTHEIMER SUITE G500 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713.336.0500 MAIL ADDRESS: STREET 1: 4444 WESTHEIMER SUITE G500 CITY: HOUSTON STATE: TX ZIP: 77027 MA-I/A 1 primary_doc.xml MA-I/A 0001623602 XXXXXXXX Courtney Bowling 5128131122 cbowling@uscallc.com N N Ben Jordan Rosenberg 005722668 N 1 0001623602 USCA Municipal Advisors LLC USCA Securities LLC 04-30-2013 N 867-01095 SUPERVISED 04-30-2013 4444 Westheimer Suite G500 Houston TX 77027 LOCATED 04-30-2013 300 W. 6th Street Suite 1900 Austin TX 76102 04-2013 USCA MUNICIPAL ADVISORS LLC Houston TX 77056 Y N Managing Director 10-2009 04-2013 COASTAL SECURITIES INC Houston TX 77057 Y N Sr VP 11-2005 10-2009 STW INC Grapevine TX 76051 Y N Sales 08-2005 11-2005 UNEMPLOYED Grapevine TX 76051 N N none 01-2001 08-2005 PEOPLESOFT/ORACLE Austin TX 78701 N N Account Executive -Sales Y 04-2013 USCA Securities LLC 4444 Westheimer Suite G500 Houston TX 77027 N Y USCA Securities is a registered broker-dealer and an affiliate of USCA Municipal Advisors. Registered Representative 0 Dual Registration required by Firm N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-04-2019 Courtney Bowling Managing Director - Compliance & Legal