0001623391-17-000004.txt : 20170324 0001623391-17-000004.hdr.sgml : 20170324 20170324151321 ACCESSION NUMBER: 0001623391-17-000004 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eastshore Consulting LLC CENTRAL INDEX KEY: 0001623391 IRS NUMBER: 454559705 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01304 FILM NUMBER: 17712498 BUSINESS ADDRESS: STREET 1: 1006 GRAYSON STREET CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: (510) 725-2930 MAIL ADDRESS: STREET 1: 1006 GRAYSON STREET CITY: BERKELEY STATE: CA ZIP: 94710 MA-A 1 primary_doc.xml MA-A 0001623391 XXXXXXXX Maria Kaufman 973-618-9500 mkaufman@alternativereg.com mkaufman@alternativereg.com 12-31-2016 Y Eastshore Consulting LLC 45-4559705 866-01233-00 867-01304 Municipal Securities Rulemaking Board K0786 510-725-2930 Add 707-367-2606 Y 1714 Franklin Street #100-406 Oakland CA 94612 www.eastshoreconsulting.com Shin Bane Green 510-725-2930 shin@eastshoreconsulting.com Michael Andrew Riemenschneider 707-367-2606 michael@eastshoreconsulting.com Add Private Residence 707-367-2606 Contracts and some work paper copies are maintained at this location as well as. This location is the private residence of one of the Principals. December CA 02-14-2012 N 2 2 0 0 0 26 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice ME Investments Advice On Selection Other Advice regarding internal management of debt,capital planning,rating strategy,debt capacity and /or management,etc. Y 0 N N N N N N N N N N N N N Globally: Our initial on-time submission of Form MA (Initial) was suspended due to an "error" in Item 4B. Based upon our reading of the instructions, we did not count the Principals (owners) as employees, resulting in the error in 4B. We were informed of the error on December 17, 2014 at 10:01PM (PST). We promptly contacted the SEC on December 18, 2014 leaving a message twice during that day. We subsequently received a call back from Rebecca Olsen on December 18, 2014 and after our discussion were instructed to resubmit the Form MA (Initial) in its entirety. This is the required resubmission. Specific to Item 5B: Eastshore Consulting LLC provides some clients with services other than municipal advisory activities, including cash-flow planning and budgetary projections. ANNUAL UPDATE OF MUNICIPAL ADVISOR'S FORM MA, for fiscal year ended 12-31-2015 : This Form MA/A Amendment will serve as the firm's annual update for fiscal year ended 12-31-2015.The incorrect fiscal year ending date (12-31-2015 rather than 12-31-2014) was noted on the annual update submitted in 2015. As a result of this error, the 2016 annual update was rejected by EDGAR system as a "duplicate" submission. The only way to process the 2016 annual update was to submit the Form MA as an amendment (Form MA/A). The annual update for fiscal year ending 12-31-2016 will be processed in the correct manner in 2017. N N N N N N N N N N N N N N N N N N N N N N N N Y N Shin Bane Green Principal 02-14-2012 D Y Michael Andrew Riemenschneider Principal 02-14-2012 C Y Shin Bane Green CCO 02-14-2012 D Y Add Shin Bane Green Principal 02-14-2012 D Y Add Michael Andrew Riemenschneider Principal 02-14-2012 C Y Amend Shin Bane Green CCO 12-18-2014 D Y Shin Bane Green Shin Bane Green Principal 03-22-2017 N N N N N Y N Y Y N Y N N N N N N N N N N