0001656368-15-000002.txt : 20151026 0001656368-15-000002.hdr.sgml : 20151026 20151026172853 ACCESSION NUMBER: 0001656368-15-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20151026 DATE AS OF CHANGE: 20151026 EFFECTIVENESS DATE: 20151026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Exchange Place LP CENTRAL INDEX KEY: 0001623075 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-227097 FILM NUMBER: 151175743 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORN STATE: NY ZIP: 10282-2198 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORN STATE: NY ZIP: 10282-2198 D/A 1 primary_doc.xml X0707 D/A LIVE 0001623075 Exchange Place LP 200 WEST STREET NEW YORK NY NEW YORK 10282-2198 212-902-1000 DELAWARE None None Limited Partnership true 2014 Steven Barry 200 West Street New York NY NEW YORK 10282-2198 Executive Officer President of the Issuer's General Partner Abbas Tahir 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Carmine L. Rossetti 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Jason Cirrito 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Philip V. Giuca 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Managing Director/Treasurer of the Issuer's General Partner John Lanza 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Managing Director of the Issuer's General Partner Kristin Olson 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Managing Director of the Issuer's General Partner Tunde Reddy 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Treasurer of the Issuer's General Partner David Plutzer 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Secretary of the Issuer's General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001140361-14-039002 2014-10-13 true true false 0 Goldman, Sachs & Co. 361 None None 200 West Street New York NY NEW YORK 10282-2198 All States false Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 None None One Bryant Park 30th Floor New York NY NEW YORK 10036 All States false BB&T Scott & Stringfellow 142785 None None 901 East Byrd Street Richmond VA VIRGINIA 23219 All States false Benjamin F. Edwards & Co. 146936 None None One North Brentwood Blvd. Suite 580 St. Louis MO MISSOURI 63105 All States false Cambridge Investment Research, Inc. 39543 None None 1776 Pleasant Plain Road Fairfield IA IOWA 52556 All States false Commonwealth Equity Services, Inc. dba Commonwealth Financial Network 8032 None None 29 Sawyer Road Waltham MA MASSACHUSETTS 02453 All States false LPL Financial LLC 6413 None None 4707 Executive Drive San Diego CA CALIFORNIA 92121 All States false Morgan Stanley Smith Barney LLC 111937 None None 522 Fifth Avenue New York NY NEW YORK 10036 All States false Raymond James & Associates Inc. 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false Robert W. Baird & Co. 8158 None None 777 E. Wisconsin Avenue Floor 14 Milwaukee WI WISCONSIN 53202 All States false S F Sentry Securities, Inc. 27432 None None 100 Pine Street #2700 San Fransisco CA CALIFORNIA 94111 All States false Sterne, Agee, and Leach, Inc. 791 None None 800 Shades Creek Parkway Suite 700 Birmingham AL ALABAMA 35209 All States false Twenty First Securities Corporation 14461 None None 780 Third Avenue #1503 New York NY NEW YORK 10017 All States false Indefinite 477175648 Indefinite false 204 2170644 true 0 0 false Exchange Place LP /s/ David Kraut David Kraut Assistant Secretary of the Issuer's General Partner 2015-10-26