0001623047-23-000013.txt : 20231004 0001623047-23-000013.hdr.sgml : 20231004 20231004124214 ACCESSION NUMBER: 0001623047-23-000013 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: SCHMIDT,ROBERT,PAUL, FILED AS OF DATE: 20231004 DATE AS OF CHANGE: 20231004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NHA Advisors, LLC CENTRAL INDEX KEY: 0001623047 IRS NUMBER: 451633038 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04219 FILM NUMBER: 231307272 BUSINESS ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-785-2025 MAIL ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 MA-I/A 1 primary_doc.xml MA-I/A 0001623047 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com Y 0001623047-21-000012 N Robert Paul Schmidt N 1 0001623047 NHA Advisors, LLC 01-01-2012 N 867-01162 SUPERVISED 01-01-2012 4040 CIVIC CENTER DRIVE SUITE 200 SAN RAFAEL CA 94903 LOCATED 11-01-2021 01-2012 NHA Advisors, LLC SAN RAFAEL CA 94903 Y N Vice President 03-2010 01-2012 Self Employed - under Robert Schmidt SANTA ROSA CA 95405 Y N Associate 07-2009 03-2010 Unemployed SANTA ROSA CA 95405 N N Unemployed 09-2004 07-2009 David Taussig & Associates, Inc. NEWPORT BEACH CA 92660 N N Senior Associate N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-04-2023 Kimberly McManus President, Alternative Regulatory Solutions LLC