0001623047-23-000006.txt : 20230406 0001623047-23-000006.hdr.sgml : 20230406 20230406101335 ACCESSION NUMBER: 0001623047-23-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BLOOM,LESLIE,ANN, FILED AS OF DATE: 20230406 DATE AS OF CHANGE: 20230406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NHA Advisors, LLC CENTRAL INDEX KEY: 0001623047 IRS NUMBER: 451633038 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04219 FILM NUMBER: 23804757 BUSINESS ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-785-2025 MAIL ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 MA-I/A 1 primary_doc.xml MA-I/A 0001623047 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com N 0001623047-21-000006 N Leslie Ann Bloom 5297588 N 1 0001623047 NHA Advisors, LLC 02-22-2021 N 867-01162 SUPERVISED 02-22-2021 4040 CIVIC CENTER DRIVE SUITE 200 SAN RAFAEL CA 94903 LOCATED 02-22-2021 02-2021 NHA Advisors, LLC SAN RAFAEL CA 94903 Y N Vice President 11-2018 01-2021 RAYMOND JAMES & ASSOCIATES SAN CLEMENTE CA 92672 Y Y Director Public Finance/Debt Investment Banking 07-2012 11-2018 HILLTOP SECURITIES CARDIFF CA 92007 Y Y Director Public Finance - Investment Banking 01-2007 07-2012 WEDBUSH SECURITIES INC. SOLANA BEACH CA 92075 N Y Vice President - Public Finance Investment Banking Y 01-2021 Women in Public Finance - San Diego Chapter 3990 Old Town Avenue Ste B105 San Diego CA 92110 N N Non-Profit Educational and Professional Networking organization Secretary (Board Member) 2 Board Secretary, Networking and philanthropic 04-2023 Encinitas Express Soccer Club 336 Encinitas Blvd Suite 140 Encinitas CA 92024 N N Soccer Volunteer Team Manager of Childs Soccer Team 2 Enter practice schedule on team app, collect team tournament fees and register for tournaments. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-06-2023 Kimberly McManus President, Alternative Regulatory Solutions, LLC