0001623047-21-000007.txt : 20210521 0001623047-21-000007.hdr.sgml : 20210521 20210521135936 ACCESSION NUMBER: 0001623047-21-000007 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 DEFILIPPIS,MATTHEW,LELAND, FILED AS OF DATE: 20210521 DATE AS OF CHANGE: 20210521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NHA Advisors, LLC CENTRAL INDEX KEY: 0001623047 IRS NUMBER: 451633038 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04219 FILM NUMBER: 21948121 BUSINESS ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-785-2025 MAIL ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 MA-I 1 primary_doc.xml MA-I 0001623047 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com N N Matthew Leland DeFilippis N 1 0001623047 NHA Advisors, LLC 02-08-2021 N 867-01162 LOCATED SUPERVISED 02-08-2021 4040 CIVIC CENTER DRIVE SUITE 200 SAN RAFAEL CA 94903 02-2021 NHA Advisors, LLC SAN RAFAEL CA 94903 Y N Analyst 05-2020 02-2021 UNEMPLOYED NOVATO CA 94947 N N UNEMPLOYED 06-2016 05-2020 UNIVERSITY OF CALIFORNIA, BERKELEY BERKELEY CA 94720 N N Full Time Student 06-2012 06-2016 NOVATO HIGH SCHOOL NOVATO CA 94947 N N FULL TIME STUDENT 01-2011 06-2012 SINALOA MIDDLE SCHOOL NOVATO CA 94947 N N FULL TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-21-2021 Kimberly McManus President, Alternative Regulatory Solutions, LLC