0001623047-21-000006.txt : 20210401
0001623047-21-000006.hdr.sgml : 20210401
20210401171143
ACCESSION NUMBER: 0001623047-21-000006
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
BLOOM,LESLIE,ANN,
FILED AS OF DATE: 20210401
DATE AS OF CHANGE: 20210401
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NHA Advisors, LLC
CENTRAL INDEX KEY: 0001623047
IRS NUMBER: 451633038
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04219
FILM NUMBER: 21799165
BUSINESS ADDRESS:
STREET 1: 4040 CIVIC CENTER DRIVE
STREET 2: SUITE 200
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
BUSINESS PHONE: 415-785-2025
MAIL ADDRESS:
STREET 1: 4040 CIVIC CENTER DRIVE
STREET 2: SUITE 200
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
MA-I
1
primary_doc.xml
MA-I
0001623047
XXXXXXXX
Kenneth McManus
973-618-9508
kenmcmanus@alternativereg.com
kenmcmanus@alternativereg.com
N
N
Leslie
Ann
Bloom
5297588
N
1
0001623047
NHA Advisors, LLC
02-22-2021
N
867-01162
SUPERVISED
02-22-2021
4040 CIVIC CENTER DRIVE
SUITE 200
SAN RAFAEL
CA
94903
LOCATED
02-22-2021
02-2021
NHA Advisors, LLC
SAN RAFAEL
CA
94903
Y
N
Vice President
11-2018
01-2021
RAYMOND JAMES & ASSOCIATES
SAN CLEMENTE
CA
92672
Y
Y
Director Public Finance/Debt Investment Banking
07-2012
11-2018
HILLTOP SECURITIES
CARDIFF
CA
92007
Y
Y
Director Public Finance - Investment Banking
01-2007
07-2012
WEDBUSH SECURITIES INC.
SOLANA BEACH
CA
92075
N
Y
Vice President - Public Finance Investment Banking
Y
01-2021
Women in Public Finance - San Diego Chapter
3990 Old Town Avenue
Ste B105
San Diego
CA
92110
N
N
Non-Profit Educational and Professional Networking organization
Secretary (Board Member)
2
Board Secretary, Networking and philanthropic
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-01-2021
Kimberly McManus
President, Alternative Regulatory Solutions LLC