0001623047-21-000003.txt : 20210106
0001623047-21-000003.hdr.sgml : 20210106
20210106143233
ACCESSION NUMBER: 0001623047-21-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KIM,ROY,HAN,
FILED AS OF DATE: 20210106
DATE AS OF CHANGE: 20210106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NHA Advisors, LLC
CENTRAL INDEX KEY: 0001623047
IRS NUMBER: 451633038
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04219
FILM NUMBER: 21510045
BUSINESS ADDRESS:
STREET 1: 4040 CIVIC CENTER DRIVE
STREET 2: SUITE 200
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
BUSINESS PHONE: 415-785-2025
MAIL ADDRESS:
STREET 1: 4040 CIVIC CENTER DRIVE
STREET 2: SUITE 200
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
MA-I/A
1
primary_doc.xml
MA-I/A
0001623047
XXXXXXXX
Kenneth McManus
9736189508
kenmcmanus@alternativereg.com
kenmcmanus@alternativereg.com
Y
N
Roy
Han
Kim
N
1
0001623047
NHA Advisors, LLC
08-01-2018
N
867-01162
SUPERVISED
08-01-2018
4040 CIVIC CENTER DRIVE
SUITE 200
SAN RAFAEL
CA
94903
LOCATED
01-06-2021
08-2018
NHA ADVISORS, LLC
SAN RAFAEL
CA
94903
Y
N
ANAYLST
08-2016
07-2018
UNEMPLOYED
PLEASANTON
CA
94588
N
N
UNEMPLOYED
08-2015
08-2016
JOHNS HOPKINS CAREY BUSINESS SCHOOL
BALTIMORE
MD
21202
N
N
STUDENT
07-2011
06-2015
UNIVERSITY OF CALIFORNIA, SANTA BARBARA
SANTA BARBARA
CA
93106
N
N
STUDENT
08-2007
06-2011
FOOTHILL HIGH SCHOOL
PLEASANTON
CA
94588
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-06-2021
Kimberly McManus
President, Alternative Regulatory Solutions LLC