0001623047-18-000009.txt : 20180829 0001623047-18-000009.hdr.sgml : 20180829 20180829182947 ACCESSION NUMBER: 0001623047-18-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SPRUNGER,CHRISTIAN PETER,JOHN, FILED AS OF DATE: 20180820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NHA Advisors, LLC CENTRAL INDEX KEY: 0001623047 IRS NUMBER: 451633038 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04219 FILM NUMBER: 181045199 BUSINESS ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-785-2025 MAIL ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 MA-I/A 1 primary_doc.xml MA-I/A 0001623047 XXXXXXXX Ken McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com Y N Christian Peter John Sprunger N 1 0001623047 NHA Advisors, LLC 08-29-2016 N 867-01162 SUPERVISED 08-29-2016 4040 CIVIC CENTER DRIVE SUITE 200 SAN RAFAEL CA 94903 LOCATED 08-20-2018 427 Mendocino Avenue SANTA ROSA CA 95401 08-2016 NHA Advisors, LLC San Rafael CA 94903 Y N Analyst 05-2015 08-2016 Med-Pharmex, Inc. Pomona CA 91767 N N R&D Microbiologist 05-2013 05-2015 Biology Department, Biola University La Mirada CA 90639 N N Adjunct Faculty; due to EDGAR limitations with overlapping employment - worked as adjunct faculty from August 2012 to May 2015 08-2011 05-2013 Biology Department, Biola University La Mirada CA 90639 N N Laboratory Coordinator 08-2007 05-2011 Biola University La Mirada CA 90639 N N Full-time Student Y 11-2011 Friends of Nicholas Ridley Inc. 31 Via Amistosa Apt. M RANCHO SANTA MARGARITA CA 92688 N N Fraternal alumni networking organization for Biola University Graduates Board Member 2 Organizing and hosting networking and "meet and greet" events for organization members N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-20-2018 KIMBERLY MCMANUS PRESIDENT OF ARS