0001623047-18-000008.txt : 20180831 0001623047-18-000008.hdr.sgml : 20180831 20180831131517 ACCESSION NUMBER: 0001623047-18-000008 CONFORMED SUBMISSION TYPE: MA/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NHA Advisors, LLC CENTRAL INDEX KEY: 0001623047 IRS NUMBER: 451633038 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA/A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01162 FILM NUMBER: 181049498 BUSINESS ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-785-2025 MAIL ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 MA/A 1 primary_doc.xml MA/A 0001623047 XXXXXXXX Ken McManus 973-618-9508 kenmcmanus@alternativereg.com NHA Advisors, LLC 45-1633038 866-01214-00 867-01162 4040 CIVIC CENTER DRIVE SUITE 200 SAN RAFAEL CA 94903 415-785-2025 415-506-3401 Add 415-785-2025 415-506-3401 Amend 415-785-2025 415-506-3401 Add 415-785-2025 415-506-3401 Add 415-785-2025 415-506-3401 Amend 427 Mendocino Avenue SANTA ROSA CA 95401 415-785-2025 415-506-3401 N 4040 CIVIC CENTER DRIVE SUITE 200 SAN RAFAEL CA 94903 www.NHAADVISORS.com Kimberly Marie McManus Chief Compliance Officer
101 Eisenhower Parkway Suite 404 ROSELAND NJ 07068
973-618-9500 973-618-9501 kmcmanus@alternativereg.com
Add NHA Advisors, LLC 415-785-2025 415-506-3401 client files Amend NHA Advisors, LLC 415-785-2025 415-506-3401 client files Add NHA Advisors, LLC 415-785-2025 415-506-3401 client files Add NHA Advisors, LLC 415-785-2025 415-506-3401 client files Amend NHA Advisors,LLC 415-785-2025 415-506-3401 client files December CA 01-01-2012 N 6 6 0 0 0 35 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other General Fiscal Policy Consulting. N 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Gerald Craig Hill Principal 01-01-2012 D Y Mark Austin Northcross Principal 01-01-2012 D Y Eric Jay Scriven Principal 07-01-2014 NA Y Robert Paul Schmidt Vice President 01-01-2012 NA Y Kimberly Marie McManus CCO 10-29-2014 NA N Add Gerald Craig Hill Principal 01-01-2012 D Y Add Mark Austin Northcross Principal 01-01-2012 D Y Add Eric Jay Scriven Principal 07-01-2014 NA Y Add Robert Paul Schmidt Vice President 01-01-2012 NA Y Add Kimberly Marie McManus CCO 10-29-2014 NA N GERALD HILL GERALD HILL Principal 08-20-2018 N N N N N Y N Y N N Y N N N N N N N N N N