0001623047-15-000002.txt : 20150528
0001623047-15-000002.hdr.sgml : 20150528
20150528112444
ACCESSION NUMBER: 0001623047-15-000002
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150428
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NHA Advisors, LLC
CENTRAL INDEX KEY: 0001623047
IRS NUMBER: 451633038
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01162
FILM NUMBER: 15894415
BUSINESS ADDRESS:
STREET 1: 4040 CIVIC CENTER DRIVE
STREET 2: SUITE 200
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
BUSINESS PHONE: 415-785-2025
MAIL ADDRESS:
STREET 1: 4040 CIVIC CENTER DRIVE
STREET 2: SUITE 200
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
MA/A
1
primary_doc.xml
MA/A
0001623047
XXXXXXXX
Kimberly McManus
973-618-9500
kmcmanus@alternativereg.com
NHA Advisors, LLC
45-1633038
866-01214-00
867-01162
4040 CIVIC CENTER DRIVE
SUITE 200
SAN RAFAEL
CA
94903
415-785-2025
415-506-3401
Add
415-785-2025
415-506-3401
Add
415-785-2025
415-506-3401
Add
415-785-2025
415-506-3401
Add
415-785-2025
415-506-3401
Add
415-785-2025
415-506-3401
N
4040 CIVIC CENTER DRIVE
SUITE 200
SAN RAFAEL
CA
94903
www.NHAADVISORS.com
Kimberly
Marie
McManus
Chief Compliance Officer
101 Eisenhower Parkway
Suite 404
ROSELAND
NJ
07068
973-618-9500
973-618-9501
kmcmanus@alternativereg.com
December
CA
01-01-2012
N
5
5
0
0
0
35
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
N
0
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Gerald
Craig
Hill
Principal
01-01-2012
D
Y
Mark
Austin
Northcross
Principal
01-01-2012
D
Y
Eric
Jay
Scriven
Principal
07-01-2014
NA
Y
Robert
Paul
Schmidt
Vice President
01-01-2012
NA
Y
Add
Gerald
Craig
Hill
Principal
01-01-2012
D
Y
Add
Mark
Austin
Northcross
Principal
01-01-2012
D
Y
Add
Eric
Jay
Scriven
Principal
07-01-2014
NA
Y
Add
Robert
Paul
Schmidt
Vice President
01-01-2012
NA
Y
Gerald Hill
Gerald Hill
Principal
04-28-2015
N
N
N
N
N
Y
N
Y
N
N
N
N
N
N
N
N
N
N
N
N