0001623025-21-000002.txt : 20210205
0001623025-21-000002.hdr.sgml : 20210205
20210205175310
ACCESSION NUMBER: 0001623025-21-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
STUBBINS,SCOTT,TALBOTT,
FILED AS OF DATE: 20210205
DATE AS OF CHANGE: 20210205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cooperative Strategies, LLC
CENTRAL INDEX KEY: 0001623025
IRS NUMBER: 208903972
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04270
FILM NUMBER: 21597604
BUSINESS ADDRESS:
STREET 1: 8955 RESEARCH DR
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 9492508300
MAIL ADDRESS:
STREET 1: 8955 RESEARCH DR
CITY: IRVINE
STATE: CA
ZIP: 92618
FORMER COMPANY:
FORMER CONFORMED NAME: Dolinka Group, LLC
DATE OF NAME CHANGE: 20141022
MA-I/A
1
primary_doc.xml
MA-I/A
0001623025
XXXXXXXX
Justin Rich
949-500-3432
JRich@coopstrategies.com
JRich@coopstrategies.com
brandon@halyardcompliance.com
N
Y
SCOTT
TALBOTT
STUBBINS
3179345
N
1
0001623025
Cooperative Strategies, LLC
07-09-2019
N
867-01220
SUPERVISED
07-09-2019
8955 RESEARCH DR
IRVINE
CA
92618
07-2019
COOPERATIVE STRATEGIES, LLC
IRVINE
CA
92618
Y
N
SENIOR ASSOCIATE DIRECTOR
10-2016
07-2019
Stifel Nicolaus & Co Inc
CINCINNATI
OH
45236
Y
Y
MANAGING DIRECTOR
10-2014
10-2016
CITY SECURITIES CORPORATION
CINCINNATI
OH
45202
N
Y
SRVP/PUBLIC FINANCE
06-2012
10-2014
J.J.B. HILLIARD W.L. LYONS, LLC
CINCINNATI
OH
45202
N
Y
FINANCIAL CONSULTANT
03-2008
07-2012
RBC CAPITAL MARKETS CORPORATION
CINCINNATI
OH
45202
N
Y
INVESTMENT BANKER
06-2007
03-2008
RBC DAIN RAUSCHER INC
CINCINNATI
OH
45202
N
Y
INVESTMENT BANKER
10-2000
06-2007
SEASONGOOD & MAYER
CINCINNATI
OH
45202
N
Y
PRINCIPAL
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-05-2021
Justin Rich
Senior Director and Chief Compliance Officer