0001623025-19-000005.txt : 20190712 0001623025-19-000005.hdr.sgml : 20190712 20190712140116 ACCESSION NUMBER: 0001623025-19-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 STUBBINS,SCOTT,TALBOTT, FILED AS OF DATE: 20190710 DATE AS OF CHANGE: 20190712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cooperative Strategies, LLC CENTRAL INDEX KEY: 0001623025 IRS NUMBER: 208903972 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04270 FILM NUMBER: 19952730 BUSINESS ADDRESS: STREET 1: 8955 RESEARCH DR CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9492508300 MAIL ADDRESS: STREET 1: 8955 RESEARCH DR CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Dolinka Group, LLC DATE OF NAME CHANGE: 20141022 MA-I 1 primary_doc.xml MA-I 0001623025 XXXXXXXX Rachel Chang-Kwei 9492508300 RCHANG@COOPSTRATEGIES.COM N N SCOTT TALBOTT STUBBINS 3179345 N 1 0001623025 Cooperative Strategies, LLC 07-09-2019 N 867-01220 SUPERVISED 07-09-2019 8955 RESEARCH DR IRVINE CA 92618 07-2019 COOPERATIVE STRATEGIES, LLC IRVINE CA 92618 Y N SENIOR ASSOCIATE DIRECTOR 10-2016 07-2019 Stifel Nicolaus & Co Inc CINCINNATI OH 45236 Y Y MANAGING DIRECTOR 10-2014 10-2016 CITY SECURITIES CORPORATION CINCINNATI OH 45202 N Y SRVP/PUBLIC FINANCE 06-2012 10-2014 J.J.B. HILLIARD W.L. LYONS, LLC CINCINNATI OH 45202 N Y FINANCIAL CONSULTANT 03-2008 07-2012 RBC CAPITAL MARKETS CORPORATION CINCINNATI OH 45202 N Y INVESTMENT BANKER 06-2007 03-2008 RBC DAIN RAUSCHER INC CINCINNATI OH 45202 N Y INVESTMENT BANKER 10-2000 06-2007 SEASONGOOD & MAYER CINCINNATI OH 45202 N Y PRINCIPAL N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-10-2019 Rachel Chang-Kwei Partner/Chief Compliance Officer