0001622852-20-000005.txt : 20201109 0001622852-20-000005.hdr.sgml : 20201109 20201109132708 ACCESSION NUMBER: 0001622852-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201109 DATE AS OF CHANGE: 20201109 EFFECTIVENESS DATE: 20201109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC CENTRAL INDEX KEY: 0001622852 IRS NUMBER: 455146130 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17360 FILM NUMBER: 201296960 BUSINESS ADDRESS: STREET 1: 740 UNIVERSITY AVENUE STREET 2: SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95825 BUSINESS PHONE: (916) 924-7527 MAIL ADDRESS: STREET 1: 740 UNIVERSITY AVENUE STREET 2: SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95825 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001622852 XXXXXXXX 09-30-2020 09-30-2020 Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC

740 UNIVERSITY AVENUE SUITE 100 SACRAMENTO CA 95825

13F HOLDINGS REPORT 028-17360 N Angie Butler (916) 924-7527 Angie Butler Sacramento CA 11-09-2020 0 99 354395 false INFORMATION TABLE 2 genovese3q20.xml Abbott Laboratories COM 002824100 301 2763 SH SOLE 2763 0 0 AbbVie Inc COM 00287Y109 272 3105 SH SOLE 3105 0 0 Advanced Micro COM 007903107 250 3044 SH SOLE 3044 0 0 Agilent Technologies Inc COM 00846U101 337 3341 SH SOLE 3341 0 0 Air Products & Chemicals Inc COM 009158106 462 1551 SH SOLE 1551 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 333 1132 SH SOLE 1132 0 0 Alphabet Inc Cap Stk Cl C CL C 02079K107 686 467 SH SOLE 467 0 0 Amazon.com Inc COM 023135106 3693 1173 SH SOLE 1173 0 0 American Express Co COM 025816109 270 2697 SH SOLE 2697 0 0 American River Bankshares COM 029326105 212 21240 SH SOLE 21240 0 0 American States Water Co COM 029899101 268 3572 SH SOLE 3572 0 0 Amgen Inc COM 031162100 528 2076 SH SOLE 2076 0 0 Apple Inc COM 037833100 13037 112577 SH SOLE 112577 0 0 At&T Inc COM 00206R102 957 33585 SH SOLE 33585 0 0 Azek Co Inc CL A 05478C105 219 6300 SH SOLE 6300 0 0 Bank of America Corporation COM 060505104 402 16669 SH SOLE 16669 0 0 Bank of Commerce Holdings Inc COM 06424J103 146 20972 SH SOLE 20972 0 0 Beacon Roofing Supply Inc COM 073685109 625 20128 SH SOLE 20128 0 0 Berkshire Hathaway Cl B CL B 084670702 2851 13390 SH SOLE 13390 0 0 Boston Beer Co Inc CL A 100557107 353 400 SH SOLE 400 0 0 Bristol-Myers Squibb Company COM 110122108 283 4699 SH SOLE 4699 0 0 Caredx Inc COM 14167L103 283 7451 SH SOLE 7451 0 0 Caterpillar Inc COM 149123101 855 5733 SH SOLE 5733 0 0 Cathay General Bancorp COM 149150104 319 14692 SH SOLE 14692 0 0 Cedar Fair LP DEPOSITRY UNIT 150185106 870 31000 SH SOLE 31000 0 0 Chevron Corp COM 166764100 844 11716 SH SOLE 11716 0 0 Consolidated Edison Inc COM 209115104 402 5170 SH SOLE 5170 0 0 Costco Wholesale Corp COM 22160K105 1235 3478 SH SOLE 3478 0 0 Curtiss Wright Corp COM 231561101 1886 20219 SH SOLE 20219 0 0 Dow Chemical Co COM 260543103 245 5202 SH SOLE 5202 0 0 DTE Energy Holding Co COM 233331107 269 2334 SH SOLE 2334 0 0 Duke Energy Corporation COM 26441C204 1098 12401 SH SOLE 12401 0 0 Eagle Materials Inc COM 26969P108 1227 14210 SH SOLE 14210 0 0 Ensign Group Inc COM 29358P101 267 4687 SH SOLE 4687 0 0 Entergy Corp COM 29364G103 719 7300 SH SOLE 7300 0 0 Exxon Mobil Corporation COM 30231G102 618 17987 SH SOLE 17987 0 0 Facebook Inc CL A 30303M102 499 1905 SH SOLE 1905 0 0 Fidelity National Information Services Inc COM 31620M106 314 2135 SH SOLE 2135 0 0 First Trust TCW Opportunistic Fixed Income ETF TCW OPPORTUNIS 33740F805 5412 98351 SH SOLE 98351 0 0 Ford Motor Co COM 345370860 110 16458 SH SOLE 16458 0 0 General Electric Co COM 369604103 293 47084 SH SOLE 47084 0 0 Hewlett Packard Enterprises COM 42824C109 112 11944 SH SOLE 11944 0 0 Home Depot Inc COM 437076102 880 3168 SH SOLE 3168 0 0 Hp Inc COM 40434L105 240 12615 SH SOLE 12615 0 0 Intel Corp COM 458140100 1624 31370 SH SOLE 31370 0 0 International Business Machines Corp COM 459200101 337 2769 SH SOLE 2769 0 0 Invesco S&P 500 BuyWrite ETF S&P500 BUY WRT 46137V399 3068 160284 SH SOLE 160284 0 0 iShares Cohen & Steers REIT COHEN STEER REIT 464287564 1477 14475 SH SOLE 14475 0 0 Ishares Core Russell Us CORE S&P US VLU 464287663 4272 78681 SH SOLE 78681 0 0 iShares Core S&P Total US Stock Mkt ETF 464287150 4842 64137 SH SOLE 64137 0 0 iShares Core S&P US Growth ETF CORE S&P US GWT 464287671 2475 30944 SH SOLE 30944 0 0 Ishares Tr S&P Smallcap ETF 464287804 208 2964 SH SOLE 2964 0 0 J P Morgan Exchange-Traded Fd Tr Ultra-Short Incom ETF 46641Q837 98657 1942249 SH SOLE 1942249 0 0 Johnson & Johnson COM 478160104 844 5669 SH SOLE 5669 0 0 JPMorgan Chase & Co COM 46625H100 1941 20167 SH SOLE 20167 0 0 Livongo Health Inc Com COM 539183103 539 3845 SH SOLE 3845 0 0 Merck & Co Inc COM 58933Y105 563 6781 SH SOLE 6781 0 0 Microsoft Corp COM 594918104 1672 7951 SH SOLE 7951 0 0 Nelnet Inc CL A 64031N108 932 15473 SH SOLE 15473 0 0 Netflix Inc COM 64110L106 202 404 SH SOLE 404 0 0 NVIDIA Corp COM 67066G104 307 568 SH SOLE 568 0 0 PepsiCo Inc COM 713448108 261 1880 SH SOLE 1880 0 0 Pfizer Inc COM 717081103 374 10195 SH SOLE 10195 0 0 PowerShares QQQ ETF ETF 73935A104 928 3341 SH SOLE 3341 0 0 Procter & Gamble Co COM 742718109 3756 27026 SH SOLE 27026 0 0 Qualcomm Inc COM 747525103 419 3563 SH SOLE 3563 0 0 S&P 500 INDEX - iSHARES ETF 464287200 85021 252994 SH SOLE 252994 0 0 Salesforce.com Inc COM 79466L302 727 2891 SH SOLE 2891 0 0 Sempra Energy COM 816851109 1164 9832 SH SOLE 9832 0 0 Senseonics Hldgs Inc Com COM 81727U105 9 22000 SH SOLE 22000 0 0 Shopify Inc CL A 82509L107 272 266 SH SOLE 266 0 0 Siteone Landscape Su COM 82982L103 559 4580 SH SOLE 4580 0 0 SPDR ICE BOFAML PORTFOLIO SMAL L CAP ETF ETF 78468R853 1635 59729 SH SOLE 59729 0 0 SPDR Barclays High Yield Bond ETF ETF 78464A417 207 1985 SH SOLE 1985 0 0 Square Inc CL A 852234103 977 6012 SH SOLE 6012 0 0 Tesla Motors Inc COM 88160R101 995 2319 SH SOLE 2319 0 0 TEXAS INSTRUMENTS INC. COM 882508104 2966 20772 SH SOLE 20772 0 0 Union Pacific Corp COM 907818108 1324 6724 SH SOLE 6724 0 0 United Parcel Service Inc (UPS) CL B 911312106 202 1213 SH SOLE 1213 0 0 VANGUARD EMERGING MARKET ETF 922042858 953 22035 SH SOLE 22035 0 0 Vanguard FTSE Developed Markets ETF 921943858 5553 135768 SH SOLE 135768 0 0 Vanguard Growth ETF ETF 922908736 280 1230 SH SOLE 1230 0 0 Vanguard REIT ETF ETF 922908553 207 2619 SH SOLE 2619 0 0 Vanguard S&P 500 Etf S&P 500 ETF SHS 922908363 849 2758 SH SOLE 2758 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 263 3172 SH SOLE 3172 0 0 Vanguard Short-Term Corporate Bond ETF SHRT TRM CORP BD 92206C409 1444 17426 SH SOLE 17426 0 0 Verizon Communications Inc COM 92343V104 539 9063 SH SOLE 9063 0 0 Visa Inc CL A 92826C839 341 1703 SH SOLE 1703 0 0 Walt Disney Co COM 254687106 863 6953 SH SOLE 6953 0 0 WD-40 Co COM 929236107 379 2004 SH SOLE 2004 0 0 Westamerica Bancorp COM 957090103 274 5039 SH SOLE 5039 0 0 Weyerhaeuser Co. COM 962166104 228 8000 SH SOLE 8000 0 0 WisdomtreeTree EM Ex St-Owned EM EX ST-OWNED 97717X578 65413 1942754 SH SOLE 1942754 0 0 Xcel Energy Inc COM 98389B100 691 10010 SH SOLE 10010 0 0 Annaly Capital Mgmt Inc. COM 035710409 107 15000 SH SOLE 15000 0 0 S P D R TRUST Unit SR TR UNIT 78462F103 376 1123 SH SOLE 1123 0 0 SPDR Gold Trust SHS 78463V107 288 1624 SH SOLE 1624 0 0 VANGUARD BOND INDEX FUND TOTAL BND MRKT 921937835 3205 36330 SH SOLE 36330 0 0 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 904 5307 SH SOLE 5307 0 0