0001622852-20-000001.txt : 20200129 0001622852-20-000001.hdr.sgml : 20200129 20200129172917 ACCESSION NUMBER: 0001622852-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200129 DATE AS OF CHANGE: 20200129 EFFECTIVENESS DATE: 20200129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC CENTRAL INDEX KEY: 0001622852 IRS NUMBER: 455146130 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17360 FILM NUMBER: 20559202 BUSINESS ADDRESS: STREET 1: 1515 RESPONSE ROAD CITY: SACRAMENTO STATE: CA ZIP: 95815 BUSINESS PHONE: (916) 924-7527 MAIL ADDRESS: STREET 1: 1515 RESPONSE ROAD CITY: SACRAMENTO STATE: CA ZIP: 95815 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001622852 XXXXXXXX 12-31-2019 12-31-2019 Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC

1515 RESPONSE ROAD SACRAMENTO CA 95815

13F HOLDINGS REPORT 028-17360 N Angie Butler (916) 924-7527 Angie Butler Sacramento CA 01-29-2020 0 115 433800 false INFORMATION TABLE 2 geno4q19.xml 3M Co COM 88579Y101 230 1305 SH SOLE 1305 0 0 Abbott Laboratories COM 002824100 264 3036 SH SOLE 3036 0 0 Agilent Technologies Inc COM 00846U101 285 3341 SH SOLE 3341 0 0 Air Products & Chemicals Inc COM 009158106 354 1505 SH SOLE 1505 0 0 Alerian MLP ETF MLP 00162Q866 129 15175 SH SOLE 15175 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 327 1540 SH SOLE 1540 0 0 Alphabet Inc Cap Stk Cl C CL C 02079K107 608 455 SH SOLE 455 0 0 Amazon.com Inc COM 023135106 2071 1121 SH SOLE 1121 0 0 American Express Co COM 025816109 410 3290 SH SOLE 3290 0 0 American River Bankshares COM 029326105 296 19879 SH SOLE 19879 0 0 American States Water Co COM 029899101 309 3572 SH SOLE 3572 0 0 Amgen Inc COM 031162100 488 2023 SH SOLE 2023 0 0 Apple Inc COM 037833100 8514 28994 SH SOLE 28994 0 0 At&T Inc COM 00206R102 2512 64269 SH SOLE 64269 0 0 Bank of America Corporation COM 060505104 654 18569 SH SOLE 18569 0 0 Bank of Commerce Holdings Inc COM 06424J103 153 13232 SH SOLE 13232 0 0 Beacon Roofing Supply Inc COM 073685109 643 20100 SH SOLE 20100 0 0 Becton Dickinson & Co CL B 075887109 204 750 SH SOLE 750 0 0 Berkshire Hathaway Cl B CL B 084670702 2810 12404 SH SOLE 12404 0 0 Boeing Co COM 097023105 293 898 SH SOLE 898 0 0 Bristol-Myers Squibb Company COM 110122108 316 4928 SH SOLE 4928 0 0 Caterpillar Inc COM 149123101 938 6350 SH SOLE 6350 0 0 Cathay General Bancorp COM 149150104 537 14115 SH SOLE 14115 0 0 Cedar Fair LP DEPOSITRY UNIT 150185106 665 12000 SH SOLE 12000 0 0 CenterPoint Energy Inc COM 15189T107 275 10101 SH SOLE 10101 0 0 Chevron Corp COM 166764100 1699 14102 SH SOLE 14102 0 0 Cisco Systems Inc COM 17275R102 270 5637 SH SOLE 5637 0 0 Consolidated Edison Inc COM 209115104 471 5204 SH SOLE 5204 0 0 Continental Building Products Inc COM 211171103 1515 41600 SH SOLE 41600 0 0 Costco Wholesale Corp COM 22160K105 956 3253 SH SOLE 3253 0 0 Dow Chemical Co COM 260543103 291 5308 SH SOLE 5308 0 0 DTE Energy Holding Co COM 233331107 303 2334 SH SOLE 2334 0 0 Duke Energy Corporation COM 26441C204 1523 16695 SH SOLE 16695 0 0 E I du Pont de Nemours & Co COM 263534109 344 5366 SH SOLE 5366 0 0 Ensign Group Inc COM 29358P101 213 4687 SH SOLE 4687 0 0 Entergy Corp COM 29364G103 1223 10210 SH SOLE 10210 0 0 Exxon Mobil Corporation COM 30231G102 1173 16807 SH SOLE 16807 0 0 Facebook Inc CL A 30303M102 340 1657 SH SOLE 1657 0 0 Fidelity National Financial Inc COM 31620R303 269 5933 SH SOLE 5933 0 0 Fidelity National Information Services Inc COM 31620M106 305 2190 SH SOLE 2190 0 0 First Trust TCW Opportunistic Fixed Income ETF TCW OPPORTUNIS 33740F805 2227 42971 SH SOLE 42971 0 0 Ford Motor Co COM 345370860 174 18738 SH SOLE 18738 0 0 General Electric Co COM 369604103 804 72041 SH SOLE 72041 0 0 Hewlett Packard Enterprises COM 42824C109 185 11657 SH SOLE 11657 0 0 Home Depot Inc COM 437076102 710 3253 SH SOLE 3253 0 0 Hp Inc COM 40434L105 271 13203 SH SOLE 13203 0 0 Intel Corp COM 458140100 2058 34380 SH SOLE 34380 0 0 International Bancshares Corp COM 459044103 320 7425 SH SOLE 7425 0 0 International Business Machines Corp COM 459200101 334 2492 SH SOLE 2492 0 0 Invesco S&P 500 BuyWrite ETF S&P500 BUY WRT 46137V399 1313 60975 SH SOLE 60975 0 0 iShares Core MSCI Intl Dev Mkts ETF CORE MSCI INTL 46435G326 4597 79023 SH SOLE 79023 0 0 Ishares Core Russell Us CORE S&P US VLU 464287663 1576 25002 SH SOLE 25002 0 0 iShares Core S&P Total US Stock Mkt ETF 464287150 3868 53213 SH SOLE 53213 0 0 iShares Core S&P US Growth ETF CORE S&P US GWT 464287671 597 8819 SH SOLE 8819 0 0 iShares Russell 2000 ETF 464287655 865 5220 SH SOLE 5220 0 0 Ishares S&P 500 Value S&P 500 VAL ETF 464287408 277 2129 SH SOLE 2129 0 0 ISHARES SHORT MATURITY BOND ET F ETF 46431W507 404 8036 SH SOLE 8036 0 0 Ishares Tr S&P Midcap ETF 464287507 254 1235 SH SOLE 1235 0 0 Ishares Tr S&P Smallcap ETF 464287804 622 7421 SH SOLE 7421 0 0 J P Morgan Exchange-Traded Fd Tr Ultra-Short Incom ETF 46641Q837 72504 1437720 SH SOLE 1437720 0 0 Johnson & Johnson COM 478160104 894 6128 SH SOLE 6128 0 0 Jp Morgan Exch Traded Nt ALERIAN ML ETN 46625H365 655 30050 SH SOLE 30050 0 0 JPMorgan Chase & Co COM 46625H100 3212 23040 SH SOLE 23040 0 0 JPMorgan Ultra-Short Municipal Inc ETF ULTRA SHT MUNCPL 46641Q654 202 4000 SH SOLE 4000 0 0 Merck & Co Inc COM 58933Y105 620 6814 SH SOLE 6814 0 0 Microsoft Corp COM 594918104 1368 8675 SH SOLE 8675 0 0 Nelnet Inc CL A 64031N108 901 15473 SH SOLE 15473 0 0 PepsiCo Inc COM 713448108 285 2086 SH SOLE 2086 0 0 Pfizer Inc COM 717081103 395 10077 SH SOLE 10077 0 0 PNC Financial Services Group Inc COM 693475105 279 1745 SH SOLE 1745 0 0 PowerShares QQQ ETF ETF 73935A104 669 3146 SH SOLE 3146 0 0 Procter & Gamble Co COM 742718109 3495 27985 SH SOLE 27985 0 0 Qualcomm Inc COM 747525103 385 4363 SH SOLE 4363 0 0 S&P 500 INDEX - iSHARES ETF 464287200 121026 374414 SH SOLE 374414 0 0 Schwab Intl Equity ETF INTL EQTY ETF 808524805 14512 431519 SH SOLE 431519 0 0 Schwab Strategic Tr US Small-Cap Etf US SML CAP ETF 808524607 314 4151 SH SOLE 4151 0 0 Schwab US Broad Mkt US BRD MKT ETF 808524102 7420 96514 SH SOLE 96514 0 0 Schwab US Large Cap US LCAP VA ETF 808524409 7524 125152 SH SOLE 125152 0 0 Schwab US Large-Cap ETF ETF 808524201 1363 17747 SH SOLE 17747 0 0 Schwab US Large-Cap Growth ETF US LCAP GR ETF 808524300 465 5008 SH SOLE 5008 0 0 Sempra Energy COM 816851109 2816 18588 SH SOLE 18588 0 0 Siteone Landscape Su COM 82982L103 415 4580 SH SOLE 4580 0 0 Spdr Dow Jones Reit ETF 78464A607 427 4187 SH SOLE 4187 0 0 SPDR ICE BOFAML PORTFOLIO SMAL L CAP ETF ETF 78468R853 412 12615 SH SOLE 12615 0 0 SPDR PRTFOLIO WORLD EX-US ETF SHS 78463X889 1843 58777 SH SOLE 58777 0 0 SPDR SERIES TRUST PORTFOLIO AG GREGATE BOND ETF ETF 78464A649 492 16731 SH SOLE 16731 0 0 SPDR SERIES TRUST PORTFOLIO TO TAL STK MRKT ETF ETF 78464A805 1205 30230 SH SOLE 30230 0 0 Starbucks Corp COM 855244109 201 2286 SH SOLE 2286 0 0 Travelers Companies Inc COM 89417E109 1087 7940 SH SOLE 7940 0 0 U.S. Bancorp COM 902973304 248 4186 SH SOLE 4186 0 0 Union Pacific Corp COM 907818108 1227 6786 SH SOLE 6786 0 0 VANGUARD EMERGING MARKET ETF 922042858 6537 147001 SH SOLE 147001 0 0 Vanguard FTSE Developed Markets ETF 921943858 53370 1211298 SH SOLE 1211298 0 0 Vanguard Growth ETF ETF 922908736 208 1141 SH SOLE 1141 0 0 Vanguard REIT ETF ETF 922908553 256 2754 SH SOLE 2754 0 0 Vanguard S&P 500 Etf S&P 500 ETF SHS 922908363 1906 6444 SH SOLE 6444 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 216 2682 SH SOLE 2682 0 0 Vanguard Short-Term Corporate Bond ETF SHRT TRM CORP BD 92206C409 732 9032 SH SOLE 9032 0 0 Vanguard Total International Stock ETF ETF 921909768 2020 36271 SH SOLE 36271 0 0 Verizon Communications Inc COM 92343V104 618 10060 SH SOLE 10060 0 0 Visa Inc CL A 92826C839 552 2938 SH SOLE 2938 0 0 Walt Disney Co COM 254687106 1128 7801 SH SOLE 7801 0 0 WD-40 Co COM 929236107 777 4000 SH SOLE 4000 0 0 Wells Fargo & Co COM 949746101 402 7466 SH SOLE 7466 0 0 Westamerica Bancorp COM 957090103 341 5039 SH SOLE 5039 0 0 Weyerhaeuser Co. COM 962166104 242 8000 SH SOLE 8000 0 0 WisdomtreeTree EM Ex St-Owned EM EX ST-OWNED 97717X578 54921 1759163 SH SOLE 1759163 0 0 Xcel Energy Inc COM 98389B100 636 10010 SH SOLE 10010 0 0 Annaly Capital Mgmt Inc. COM 035710409 94 10000 SH SOLE 10000 0 0 Enterprise Products Partners LP COM 293792107 758 26920 SH SOLE 26920 0 0 Ishares MSCI Emerging Markets ETF 464287234 815 18164 SH SOLE 18164 0 0 MSCI EAFE INDEX - iSHARES ETF 464287465 250 3606 SH SOLE 3606 0 0 S P D R TRUST Unit SR TR UNIT 78462F103 500 1553 SH SOLE 1553 0 0 SPDR Gold Trust SHS 78463V107 240 1677 SH SOLE 1677 0 0 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 784 4793 SH SOLE 4793 0 0