0001622852-19-000004.txt : 20191031 0001622852-19-000004.hdr.sgml : 20191031 20191030173850 ACCESSION NUMBER: 0001622852-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191030 EFFECTIVENESS DATE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC CENTRAL INDEX KEY: 0001622852 IRS NUMBER: 455146130 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17360 FILM NUMBER: 191181342 BUSINESS ADDRESS: STREET 1: 1515 RESPONSE ROAD CITY: SACRAMENTO STATE: CA ZIP: 95815 BUSINESS PHONE: (916) 924-7527 MAIL ADDRESS: STREET 1: 1515 RESPONSE ROAD CITY: SACRAMENTO STATE: CA ZIP: 95815 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001622852 XXXXXXXX 09-30-2019 09-30-2019 Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC

1515 RESPONSE ROAD SACRAMENTO CA 95815

13F HOLDINGS REPORT 028-17360 N Angie Butler (916) 924-7527 Angie Butler Sacramento CA 10-29-2019 0 106 399528 false INFORMATION TABLE 2 gb3q19.xml 3M Co COM 88579Y101 210 1280 SH SOLE 1280 0 0 Abbott Laboratories COM 002824100 263 3145 SH SOLE 3145 0 0 Agilent Technologies Inc COM 00846U101 262 3417 SH SOLE 3417 0 0 Air Products & Chemicals Inc COM 009158106 338 1525 SH SOLE 1525 0 0 Alerian MLP ETF MLP 00162Q866 141 15375 SH SOLE 15375 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 212 1265 SH SOLE 1265 0 0 Alphabet Inc Cap Stk Cl A CL A 02079K305 245 201 SH SOLE 201 0 0 Alphabet Inc Cap Stk Cl C CL C 02079K107 488 400 SH SOLE 400 0 0 Amazon.com Inc COM 023135106 1821 1049 SH SOLE 1049 0 0 American Express Co COM 025816109 348 2945 SH SOLE 2945 0 0 American River Bankshares COM 029326105 313 22981 SH SOLE 22981 0 0 American States Water Co COM 029899101 321 3572 SH SOLE 3572 0 0 Apple Inc COM 037833100 6525 29134 SH SOLE 29134 0 0 At&T Inc COM 00206R102 2466 65161 SH SOLE 65161 0 0 Bank of America Corporation COM 060505104 541 18561 SH SOLE 18561 0 0 Beacon Roofing Supply Inc COM 073685109 674 20100 SH SOLE 20100 0 0 Berkshire Hathaway Cl B CL B 084670702 2496 11998 SH SOLE 11998 0 0 Bristol-Myers Squibb Company COM 110122108 250 4928 SH SOLE 4928 0 0 Caterpillar Inc COM 149123101 793 6276 SH SOLE 6276 0 0 Cathay General Bancorp COM 149150104 486 14000 SH SOLE 14000 0 0 Cedar Fair LP DEPOSITRY UNIT 150185106 700 12000 SH SOLE 12000 0 0 CenterPoint Energy Inc COM 15189T107 305 10101 SH SOLE 10101 0 0 Chevron Corp COM 166764100 1824 15382 SH SOLE 15382 0 0 Cisco Systems Inc COM 17275R102 326 6597 SH SOLE 6597 0 0 Consolidated Edison Inc COM 209115104 472 5000 SH SOLE 5000 0 0 Continental Building Products Inc COM 211171103 917 33600 SH SOLE 33600 0 0 Costco Wholesale Corp COM 22160K105 936 3247 SH SOLE 3247 0 0 Dow Chemical Co COM 260543103 253 5307 SH SOLE 5307 0 0 DTE Energy Holding Co COM 233331107 310 2334 SH SOLE 2334 0 0 Duke Energy Corporation COM 26441C204 1600 16695 SH SOLE 16695 0 0 E I du Pont de Nemours & Co COM 263534109 383 5365 SH SOLE 5365 0 0 Entergy Corp COM 29364G103 1198 10210 SH SOLE 10210 0 0 Exxon Mobil Corporation COM 30231G102 1222 17313 SH SOLE 17313 0 0 Facebook Inc CL A 30303M102 321 1802 SH SOLE 1802 0 0 Fidelity National Financial Inc COM 31620R303 263 5933 SH SOLE 5933 0 0 Fidelity National Information Services Inc COM 31620M106 307 2310 SH SOLE 2310 0 0 First Trust TCW Opportunistic Fixed Income ETF TCW OPPORTUNIS 33740F805 1651 31363 SH SOLE 31363 0 0 Ford Motor Co COM 345370860 172 18738 SH SOLE 18738 0 0 General Electric Co COM 369604103 668 74723 SH SOLE 74723 0 0 Home Depot Inc COM 437076102 746 3217 SH SOLE 3217 0 0 Hp Inc COM 40434L105 219 11566 SH SOLE 11566 0 0 Intel Corp COM 458140100 1918 37212 SH SOLE 37212 0 0 International Bancshares Corp COM 459044103 287 7425 SH SOLE 7425 0 0 International Business Machines Corp COM 459200101 362 2492 SH SOLE 2492 0 0 Invesco S&P 500 BuyWrite ETF S&P500 BUY WRT 46137V399 1000 46211 SH SOLE 46211 0 0 iShares Core MSCI Intl Dev Mkts ETF CORE MSCI INTL 46435G326 4251 77821 SH SOLE 77821 0 0 Ishares Core Russell Us CORE S&P US VLU 464287663 1390 24048 SH SOLE 24048 0 0 iShares Core S&P Total US Stock Mkt ETF 464287150 3608 53790 SH SOLE 53790 0 0 iShares Core S&P US Growth ETF CORE S&P US GWT 464287671 358 5693 SH SOLE 5693 0 0 iShares Russell 2000 ETF 464287655 788 5205 SH SOLE 5205 0 0 Ishares S&P 500 Value S&P 500 VAL ETF 464287408 246 2068 SH SOLE 2068 0 0 ISHARES SHORT MATURITY BOND ET F ETF 46431W507 420 8336 SH SOLE 8336 0 0 J P Morgan Exchange-Traded Fd Tr Ultra-Short Incom ETF 46641Q837 65482 1298592 SH SOLE 1298592 0 0 Johnson & Johnson COM 478160104 903 6978 SH SOLE 6978 0 0 Jp Morgan Exch Traded Nt ALERIAN ML ETN 46625H365 699 30050 SH SOLE 30050 0 0 JPMorgan Chase & Co COM 46625H100 2729 23191 SH SOLE 23191 0 0 Merck & Co Inc COM 58933Y105 686 8146 SH SOLE 8146 0 0 Microsoft Corp COM 594918104 1108 7969 SH SOLE 7969 0 0 Nelnet Inc CL A 64031N108 984 15473 SH SOLE 15473 0 0 PepsiCo Inc COM 713448108 264 1925 SH SOLE 1925 0 0 Pfizer Inc COM 717081103 447 12437 SH SOLE 12437 0 0 PNC Financial Services Group Inc COM 693475105 245 1745 SH SOLE 1745 0 0 PowerShares QQQ ETF ETF 73935A104 632 3349 SH SOLE 3349 0 0 Procter & Gamble Co COM 742718109 3511 28228 SH SOLE 28228 0 0 Qualcomm Inc COM 747525103 348 4563 SH SOLE 4563 0 0 S&P 500 INDEX - iSHARES ETF 464287200 112806 377884 SH SOLE 377884 0 0 Schwab Intl Equity ETF INTL EQTY ETF 808524805 14771 463610 SH SOLE 463610 0 0 Schwab Strategic Tr US Small-Cap Etf US SML CAP ETF 808524607 354 5075 SH SOLE 5075 0 0 Schwab US Broad Mkt US BRD MKT ETF 808524102 6859 96581 SH SOLE 96581 0 0 Schwab US Large Cap US LCAP VA ETF 808524409 8282 145989 SH SOLE 145989 0 0 Schwab US Large-Cap ETF ETF 808524201 1387 19550 SH SOLE 19550 0 0 Schwab US Large-Cap Growth ETF US LCAP GR ETF 808524300 392 4670 SH SOLE 4670 0 0 Sempra Energy COM 816851109 2744 18587 SH SOLE 18587 0 0 Siteone Landscape Su COM 82982L103 278 3756 SH SOLE 3756 0 0 Spdr Dow Jones Reit ETF 78464A607 438 4187 SH SOLE 4187 0 0 SPDR PRTFOLIO WORLD EX-US ETF SHS 78463X889 1896 64580 SH SOLE 64580 0 0 SPDR SERIES TRUST PORTFOLIO AG GREGATE BOND ETF ETF 78464A649 506 17086 SH SOLE 17086 0 0 SPDR SERIES TRUST PORTFOLIO TO TAL STK MRKT ETF ETF 78464A805 1160 31585 SH SOLE 31585 0 0 Starbucks Corp COM 855244109 208 2348 SH SOLE 2348 0 0 Travelers Companies Inc COM 89417E109 1181 7940 SH SOLE 7940 0 0 Union Pacific Corp COM 907818108 1108 6841 SH SOLE 6841 0 0 VANGUARD EMERGING MARKET ETF 922042858 6597 163870 SH SOLE 163870 0 0 Vanguard FTSE Developed Markets ETF 921943858 49356 1201454 SH SOLE 1201454 0 0 Vanguard REIT ETF ETF 922908553 257 2753 SH SOLE 2753 0 0 Vanguard S&P 500 Etf S&P 500 ETF SHS 922908363 1856 6808 SH SOLE 6808 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 201 2482 SH SOLE 2482 0 0 Vanguard Short-Term Corporate Bond ETF SHRT TRM CORP BD 92206C409 637 7855 SH SOLE 7855 0 0 Vanguard Total International Stock ETF ETF 921909768 2586 50059 SH SOLE 50059 0 0 Verizon Communications Inc COM 92343V104 639 10589 SH SOLE 10589 0 0 Visa Inc CL A 92826C839 207 1204 SH SOLE 1204 0 0 Walt Disney Co COM 254687106 1028 7891 SH SOLE 7891 0 0 WD-40 Co COM 929236107 734 4000 SH SOLE 4000 0 0 Wells Fargo & Co COM 949746101 425 8428 SH SOLE 8428 0 0 Westamerica Bancorp COM 957090103 313 5039 SH SOLE 5039 0 0 Weyerhaeuser Co. COM 962166104 222 8000 SH SOLE 8000 0 0 WisdomtreeTree EM Ex St-Owned EM EX ST-OWNED 97717X578 48298 1746760 SH SOLE 1746760 0 0 Xcel Energy Inc COM 98389B100 650 10010 SH SOLE 10010 0 0 Annaly Capital Mgmt Inc. COM 035710409 88 10000 SH SOLE 10000 0 0 Enterprise Products Partners LP COM 293792107 769 26919 SH SOLE 26919 0 0 Ishares MSCI Emerging Markets ETF 464287234 969 23709 SH SOLE 23709 0 0 Ishares Tr S&P Midcap ETF 464287507 353 1824 SH SOLE 1824 0 0 Ishares Tr S&P Smallcap ETF 464287804 651 8367 SH SOLE 8367 0 0 MSCI EAFE INDEX - iSHARES ETF 464287465 235 3606 SH SOLE 3606 0 0 S P D R TRUST Unit SR TR UNIT 78462F103 461 1553 SH SOLE 1553 0 0 SPDR Gold Trust SHS 78463V107 233 1677 SH SOLE 1677 0 0 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 741 4904 SH SOLE 4904 0 0