0001622852-18-000004.txt : 20181113 0001622852-18-000004.hdr.sgml : 20181113 20181113170538 ACCESSION NUMBER: 0001622852-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC CENTRAL INDEX KEY: 0001622852 IRS NUMBER: 455146130 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17360 FILM NUMBER: 181178965 BUSINESS ADDRESS: STREET 1: 1515 RESPONSE ROAD CITY: SACRAMENTO STATE: CA ZIP: 95815 BUSINESS PHONE: (916) 924-7527 MAIL ADDRESS: STREET 1: 1515 RESPONSE ROAD CITY: SACRAMENTO STATE: CA ZIP: 95815 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001622852 XXXXXXXX 09-30-2018 09-30-2018 Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC

1515 RESPONSE ROAD SACRAMENTO CA 95815

13F HOLDINGS REPORT 028-17360 N Angie Butler (916) 924-7527 Angie Butler Sacramento CA 11-13-2018 0 100 293297 false INFORMATION TABLE 2 geno4q18.xml 3M Co COM 88579Y101 254 1205 SH SOLE 1205 0 0 Abbott Laboratories COM 002824100 210 2859 SH SOLE 2859 0 0 AbbVie Inc COM 00287Y109 248 2625 SH SOLE 2625 0 0 Agilent Technologies Inc COM 00846U101 241 3422 SH SOLE 3422 0 0 Air Products & Chemicals Inc COM 009158106 255 1525 SH SOLE 1525 0 0 Alphabet Inc Cap Stk Cl A CL A 02079K305 245 203 SH SOLE 203 0 0 Alphabet Inc Cap Stk Cl C CL C 02079K107 594 498 SH SOLE 498 0 0 Amazon.com Inc COM 023135106 1648 823 SH SOLE 823 0 0 American Express Co COM 025816109 288 2701 SH SOLE 2701 0 0 American River Bankshares COM 029326105 240 15688 SH SOLE 15688 0 0 American States Water Co COM 029899101 231 3772 SH SOLE 3772 0 0 Apple Inc COM 037833100 7001 31013 SH SOLE 31013 0 0 At&T Inc COM 00206R102 2188 65158 SH SOLE 65158 0 0 Bank of America Corporation COM 060505104 485 16458 SH SOLE 16458 0 0 Bank of Commerce Holdings Inc COM 06424J103 877 71902 SH SOLE 71902 0 0 Beacon Roofing Supply Inc COM 073685109 727 20100 SH SOLE 20100 0 0 Becton Dickinson & Co CL B 075887109 215 825 SH SOLE 825 0 0 Berkshire Hathaway Cl B CL B 084670702 1921 8971 SH SOLE 8971 0 0 Boeing Co COM 097023105 207 556 SH SOLE 556 0 0 Bristol-Myers Squibb Company COM 110122108 321 5170 SH SOLE 5170 0 0 Caterpillar Inc COM 149123101 757 4966 SH SOLE 4966 0 0 Cathay General Bancorp COM 149150104 618 14904 SH SOLE 14904 0 0 Cedar Fair LP DEPOSITRY UNIT 150185106 521 10000 SH SOLE 10000 0 0 CenterPoint Energy Inc COM 15189T107 279 10101 SH SOLE 10101 0 0 Chevron Corp COM 166764100 1764 14430 SH SOLE 14430 0 0 Cisco Systems Inc COM 17275R102 211 4345 SH SOLE 4345 0 0 Comerica Inc COM 200340107 213 2356 SH SOLE 2356 0 0 Consolidated Edison Inc COM 209115104 381 5000 SH SOLE 5000 0 0 Continental Building Products Inc COM 211171103 1562 41600 SH SOLE 41600 0 0 Costco Wholesale Corp COM 22160K105 593 2525 SH SOLE 2525 0 0 Dowdupont Inc COM 26078J100 1048 16301 SH SOLE 16301 0 0 DTE Energy Holding Co COM 233331107 269 2466 SH SOLE 2466 0 0 Duke Energy Corporation COM 26441C204 1352 16890 SH SOLE 16890 0 0 Entergy Corp COM 29364G103 811 10000 SH SOLE 10000 0 0 Exxon Mobil Corporation COM 30231G102 954 11224 SH SOLE 11224 0 0 Facebook Inc CL A 30303M102 305 1854 SH SOLE 1854 0 0 Ford Motor Co COM 345370860 107 11562 SH SOLE 11562 0 0 Franklin Resources Inc COM 354613101 304 10000 SH SOLE 10000 0 0 General Electric Co COM 369604103 764 67631 SH SOLE 67631 0 0 Halliburton Co COM 406216101 215 5307 SH SOLE 5307 0 0 Home Depot Inc COM 437076102 529 2553 SH SOLE 2553 0 0 Hp Inc COM 40434L105 267 10358 SH SOLE 10358 0 0 Intel Corp COM 458140100 1217 25730 SH SOLE 25730 0 0 International Business Machines Corp COM 459200101 366 2423 SH SOLE 2423 0 0 iShares Russell 2000 ETF 464287655 2733 16216 SH SOLE 16216 0 0 Ishares S&P 500 Value S&P 500 VAL ETF 464287408 203 1754 SH SOLE 1754 0 0 Ishares Tr Intl Sel Div Etf ETF 464288448 408 12500 SH SOLE 12500 0 0 iShares US Preferred Stock ETF 464288687 518 13959 SH SOLE 13959 0 0 J P Morgan Exchange-Traded Fd Tr Ultra-Short Incom ETF 46641Q837 1315 26215 SH SOLE 26215 0 0 Johnson & Johnson COM 478160104 769 5564 SH SOLE 5564 0 0 JPMorgan Chase & Co COM 46625H100 2431 21541 SH SOLE 21541 0 0 McDonald's Corp COM 580135101 275 1645 SH SOLE 1645 0 0 Merck & Co Inc COM 58933Y105 473 6663 SH SOLE 6663 0 0 Microsoft Corp COM 594918104 525 4589 SH SOLE 4589 0 0 Nelnet Inc CL A 64031N108 885 15473 SH SOLE 15473 0 0 Netflix Inc COM 64110L106 252 674 SH SOLE 674 0 0 Pfizer Inc COM 717081103 482 10933 SH SOLE 10933 0 0 PowerShares QQQ ETF ETF 73935A104 833 4486 SH SOLE 4486 0 0 Procter & Gamble Co COM 742718109 1036 12447 SH SOLE 12447 0 0 Qualcomm Inc COM 747525103 469 6508 SH SOLE 6508 0 0 S&P 500 INDEX - iSHARES ETF 464287200 131359 448738 SH SOLE 448738 0 0 Sempra Energy COM 816851109 2155 18947 SH SOLE 18947 0 0 Siteone Landscape Su COM 82982L103 345 4580 SH SOLE 4580 0 0 Spdr Dow Jones Reit ETF 78464A607 521 5587 SH SOLE 5587 0 0 SPDR PRTFOLIO EMERGING MARKETS ETF SHS 78463X509 1032 29639 SH SOLE 29639 0 0 SPDR PRTFOLIO WORLD EX-US ETF SHS 78463X889 929 30181 SH SOLE 30181 0 0 SPDR SERIES TRUST PORTFOLIO AG GREGATE BOND ETF ETF 78464A649 245 8845 SH SOLE 8845 0 0 SPDR SERIES TRUST PORTFOLIO TO TAL STK MRKT ETF ETF 78464A805 399 11019 SH SOLE 11019 0 0 SPDR Barclays High Yield Bond ETF ETF 78464A417 595 16500 SH SOLE 16500 0 0 Travelers Companies Inc COM 89417E109 1087 8377 SH SOLE 8377 0 0 UBS ETRACS Alerian MLP Infras ETN ETF 902641646 231 9600 SH SOLE 9600 0 0 Union Pacific Corp COM 907818108 1118 6868 SH SOLE 6868 0 0 VANGUARD EMERGING MARKET ETF 922042858 38528 939713 SH SOLE 939713 0 0 Vanguard FTSE Developed Markets ETF 921943858 45541 1052489 SH SOLE 1052489 0 0 Vanguard REIT ETF ETF 922908553 221 2736 SH SOLE 2736 0 0 Vanguard S&P 500 Etf S&P 500 ETF SHS 922908363 1171 4384 SH SOLE 4384 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 221 2831 SH SOLE 2831 0 0 Vanguard Short-Term Corporate Bond ETF SHRT TRM CORP BD 92206C409 877 11216 SH SOLE 11216 0 0 Vanguard Total International Stock ETF ETF 921909768 2794 51748 SH SOLE 51748 0 0 Verizon Communications Inc COM 92343V104 723 13535 SH SOLE 13535 0 0 Walt Disney Co COM 254687106 630 5388 SH SOLE 5388 0 0 WD-40 Co COM 929236107 688 4000 SH SOLE 4000 0 0 Wells Fargo & Co COM 949746101 369 7012 SH SOLE 7012 0 0 Weyerhaeuser Co. COM 962166104 258 8000 SH SOLE 8000 0 0 Xcel Energy Inc COM 98389B100 477 10108 SH SOLE 10108 0 0 Enterprise Products Partners LP COM 293792107 813 28290 SH SOLE 28290 0 0 Ishares MSCI Emerging Markets ETF 464287234 1304 30393 SH SOLE 30393 0 0 Mid Cap S P D R TRUST ETF 78467Y107 674 1835 SH SOLE 1835 0 0 S P D R TRUST Unit SR TR UNIT 78462F103 441 1517 SH SOLE 1517 0 0 SPDR Gold Trust SHS 78463V107 216 1915 SH SOLE 1915 0 0 VANGUARD BOND INDEX FUND TOTAL BND MRKT 921937835 2469 31371 SH SOLE 31371 0 0 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 701 4687 SH SOLE 4687 0 0 Annaly Capital Mgmt Inc. COM 035710409 102 10000 SH SOLE 10000 0 0 Enterprise Products Partners LP COM 293792107 833 29008 SH SOLE 29008 0 0 Ishares MSCI Emerging Markets ETF 464287234 1304 30393 SH SOLE 30393 0 0 Mid Cap S P D R TRUST ETF 78467Y107 674 1835 SH SOLE 1835 0 0 S P D R TRUST Unit SR TR UNIT 78462F103 441 1517 SH SOLE 1517 0 0 SPDR Gold Trust SHS 78463V107 216 1915 SH SOLE 1915 0 0 VANGUARD BOND INDEX FUND TOTAL BND MRKT 921937835 2469 31371 SH SOLE 31371 0 0 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 716 4787 SH SOLE 4787 0 0