The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACORDA THERAPEUTICS INC | COM | 00484M106 | 745 | 25,957 | SH | DFND | 1, 2, 3 | 25,957 | 0 | 0 | |
| ALARM COM HLDGS INC | COM | 011642105 | 3,634 | 90,000 | SH | DFND | 1, 2, 3 | 90,000 | 0 | 0 | |
| AMBARELLA INC | SHS | G037AX101 | 772 | 20,000 | SH | DFND | 1, 2, 3 | 20,000 | 0 | 0 | |
| ARES CAP CORP | COM | 04010L103 | 1,657 | 100,756 | SH | DFND | 1, 2, 3 | 100,756 | 0 | 0 | |
| AVALONBAY CMNTYS INC | COM | 053484101 | 1,075 | 6,256 | SH | DFND | 1, 2, 3 | 6,256 | 0 | 0 | |
| AXSOME THERAPEUTICS INC | COM | 05464T104 | 64 | 19,958 | SH | DFND | 1, 2, 3 | 19,958 | 0 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 22,640 | 20,050 | SH | DFND | 1, 2, 3 | 20,050 | 0 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 452 | 400 | SH | Put | DFND | 1, 2, 3 | 400 | 0 | 0 |
| BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 2,246 | 63,900 | SH | DFND | 1, 2, 3 | 63,900 | 0 | 0 | |
| AVIS BUDGET GROUP | COM | 053774105 | 2,600 | 80,000 | SH | DFND | 1, 2, 3 | 80,000 | 0 | 0 | |
| CARA THERAPEUTICS INC | COM | 140755109 | 1,053 | 54,984 | SH | DFND | 1, 2, 3 | 54,984 | 0 | 0 | |
| CARTER INC | COM | 146229109 | 4,550 | 41,977 | SH | DFND | 1, 2, 3 | 41,977 | 0 | 0 | |
| CIGNA CORPORATION | COM | 125509109 | 960 | 5,649 | SH | DFND | 1, 2, 3 | 5,649 | 0 | 0 | |
| CLOUDERA INC | COM | 18914U100 | 1,364 | 100,000 | SH | Call | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
| COHERENT INC | COM | 192479103 | 1,860 | 11,888 | SH | DFND | 1, 2, 3 | 11,888 | 0 | 0 | |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 91,248 | 27,484,473 | SH | DFND | 1, 2, 3 | 27,484,473 | 0 | 0 | |
| DENTSPLY SIRONA INC | COM | 24906P109 | 875 | 20,000 | SH | Call | DFND | 1, 2, 3 | 20,000 | 0 | 0 |
| DOLLAR GEN CORP NEW | COM | 256677105 | 986 | 10,000 | SH | DFND | 1, 2, 3 | 10,000 | 0 | 0 | |
| DROPBOX INC | CL A | 26210C104 | 1,075 | 33,149 | SH | DFND | 1, 2, 3 | 33,149 | 0 | 0 | |
| ENBRIDGE INC | COM | 29250N105 | 2,559 | 71,700 | SH | DFND | 1, 2, 3 | 71,700 | 0 | 0 | |
| EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 4,571 | 88,600 | SH | DFND | 1, 2, 3 | 88,600 | 0 | 0 | |
| EXXON MOBIL CORP | COM | 30231G102 | 1,802 | 21,785 | SH | DFND | 1, 2, 3 | 21,785 | 0 | 0 | |
| FINISAR CORP | COM NEW | 31787A507 | 810 | 45,000 | SH | DFND | 1, 2, 3 | 45,000 | 0 | 0 | |
| GENERAL ELECTRIC CO | COM | 369604103 | 44,913 | 3,300,000 | SH | DFND | 1, 2, 3 | 3,300,000 | 0 | 0 | |
| HORTONWORKS INC | COM | 440894103 | 5,531 | 303,591 | SH | DFND | 1, 2, 3 | 303,591 | 0 | 0 | |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 5,588 | 40,000 | SH | DFND | 1, 2, 3 | 40,000 | 0 | 0 | |
| INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 623 | 35,278 | SH | DFND | 1, 2, 3 | 35,278 | 0 | 0 | |
| KINDER MORGAN INC DEL | COM | 49456B101 | 4,585 | 259,500 | SH | DFND | 1, 2, 3 | 259,500 | 0 | 0 | |
| KKR & CO L P DEL | CL A | 48248M102 | 34,743 | 1,398,100 | SH | DFND | 1, 2, 3 | 1,398,100 | 0 | 0 | |
| KNOWLES CORP | COM | 49926D109 | 5,564 | 363,653 | SH | DFND | 1, 2, 3 | 363,653 | 0 | 0 | |
| KOHLS CORP | COM | 500255104 | 1,294 | 17,754 | SH | DFND | 1, 2, 3 | 17,754 | 0 | 0 | |
| LENDINGCLUB CORP | COM | 52603A109 | 370,717 | 97,814,405 | SH | DFND | 1, 2, 3 | 97,814,405 | 0 | 0 | |
| MINDBODY INC | COM CL A | 60255W105 | 1,544 | 40,000 | SH | DFND | 1, 2, 3 | 40,000 | 0 | 0 | |
| MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 71 | 10,000 | SH | DFND | 1, 2, 3 | 10,000 | 0 | 0 | |
| NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 982 | 10,000 | SH | DFND | 1, 2, 3 | 10,000 | 0 | 0 | |
| ORACLE CORP | COM | 68389X105 | 881 | 20,000 | SH | DFND | 1, 2, 3 | 20,000 | 0 | 0 | |
| PTC THERAPEUTICS INC | COM | 69366J200 | 1,023 | 30,332 | SH | DFND | 1, 2, 3 | 30,332 | 0 | 0 | |
| SNAP INC | CL A | 83304A106 | 1,309 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
| SNAP INC | CL A | 83304A106 | 1,309 | 100,000 | SH | Put | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
| SPROUTS FMRS MKT INC | COM | 85208M102 | 441 | 20,000 | SH | DFND | 1, 2, 3 | 20,000 | 0 | 0 | |
| STARBUCKS CORP | COM | 855244109 | 1,001 | 20,491 | SH | DFND | 1, 2, 3 | 20,491 | 0 | 0 | |
| SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 599 | 10,000 | SH | DFND | 1, 2, 3 | 10,000 | 0 | 0 | |
| TAPESTRY INC | COM | 876030107 | 973 | 20,833 | SH | DFND | 1, 2, 3 | 20,833 | 0 | 0 | |
| TAPESTRY INC | COM | 876030107 | 934 | 20,000 | SH | Call | DFND | 1, 2, 3 | 20,000 | 0 | 0 |
| TARGA RES CORP | COM | 87612G101 | 3,608 | 72,900 | SH | DFND | 1, 2, 3 | 72,900 | 0 | 0 | |
| TRACTOR SUPPLY CO | COM | 892356106 | 588 | 7,692 | SH | DFND | 1, 2, 3 | 7,692 | 0 | 0 | |
| TC PIPELINES LP | UT COM LTD PRT | 87233Q108 | 1,487 | 57,300 | SH | DFND | 1, 2, 3 | 57,300 | 0 | 0 | |
| TELADOC INC | COM | 87918A105 | 2,225 | 38,333 | SH | DFND | 1, 2, 3 | 38,333 | 0 | 0 | |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 853 | 44,787 | SH | DFND | 1, 2, 3 | 44,787 | 0 | 0 | |
| VORNADO RLTY TR | SH BEN INT | 929042109 | 739 | 10,000 | SH | DFND | 1, 2, 3 | 10,000 | 0 | 0 | |
| WAYFAIR INC | CL A | 94419L101 | 2,969 | 25,000 | SH | DFND | 1, 2, 3 | 25,000 | 0 | 0 | |
| ZOGENIX INC | COM NEW | 98978L204 | 442 | 10,000 | SH | DFND | 1, 2, 3 | 10,000 | 0 | 0 | |