0001622293-20-000004.txt : 20200311 0001622293-20-000004.hdr.sgml : 20200311 20200311135749 ACCESSION NUMBER: 0001622293-20-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LANCTOT,CAITLIN,ANN, FILED AS OF DATE: 20200311 DATE AS OF CHANGE: 20200311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GPM Municipal Advisors, LLC CENTRAL INDEX KEY: 0001622293 IRS NUMBER: 471067618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04128 FILM NUMBER: 20704881 BUSINESS ADDRESS: STREET 1: 800 SOUTH BROADWAY STREET 2: SUITE 470 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-280-4381 MAIL ADDRESS: STREET 1: 800 SOUTH BROADWAY STREET 2: SUITE 470 CITY: WALNUT CREEK STATE: CA ZIP: 94596 MA-I/A 1 primary_doc.xml MA-I/A 0001622293 XXXXXXXX Rodolfo Mazo 973-618-9509 rmazo@alternativereg.com clanctot@gpmadvisors.com Y N Caitlin Ann Lanctot N 1 0001622293 GPM Municipal Advisors, LLC 07-01-2014 N 867-01115 LOCATED SUPERVISED 07-01-2014 800 SOUTH BROADWAY SUITE 470 WALNUT CREEK CA 94596 09-2017 GPM Municipal Advisors, LLC WALNUT CREEK CA 94596 Y N Chief Compliance Officer 07-2014 09-2017 GPM Municipal Advisors, LLC Walnut Creek CA 94597 Y N Program Manager 09-2006 07-2014 HB Capital Resources, Ltd. Walnut Creek CA 94597 N N Program Manager Y 09-2006 Compliance Services, LLC 2999 Oak Road Suite 710 WALNUT CREEK CA 94597 N N Affordable housing compliance software and consulting Compliance Manager 80 Assist property managers, answer questions on affordable regulations, review reports, maintain contracts with clients N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-11-2020 Kimberly McManus President of ARS