0001622293-18-000006.txt : 20180412
0001622293-18-000006.hdr.sgml : 20180412
20180412132356
ACCESSION NUMBER: 0001622293-18-000006
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180411
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GPM Municipal Advisors, LLC
CENTRAL INDEX KEY: 0001622293
IRS NUMBER: 471067618
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01115
FILM NUMBER: 18751728
BUSINESS ADDRESS:
STREET 1: 2999 OAK ROAD
STREET 2: SUITE 710
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 925-280-4381
MAIL ADDRESS:
STREET 1: 2999 OAK ROAD
STREET 2: SUITE 710
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
MA/A
1
primary_doc.xml
MA/A
0001622293
XXXXXXXX
Caitlin Lanctot
925-280-4394
clanctot@gpmadvisors.com
mlapierre@gpmadvisors.com
clanctot@gpmadvisors.com
GPM Municipal Advisors, LLC
47-1067618
866-01548-000
867-01115
MSRB
K0980
2999 OAK ROAD
SUITE 710
WALNUT CREEK
CA
94597
925-280-4394
925-933-1983
N
2999 OAK ROAD
SUITE 710
WALNUT CREEK
CA
94597
NA
Caitlin
Ann
Lanctot
2999 Oak Road
Suite 710
Walnut Creek
CA
94597
925-280-4394
925-933-1983
clanctot@gpmadvisors.com
Michael
Lynn
LaPierre
2999 Oak Road
Suite 710
Walnut Creek
CA
94597
925-280-4381
925-933-1983
mlapierre@gpmadvisors.com
TapRoot Partners, Inc.
N
December
CA
07-01-2014
N
4
2
0
0
0
1
Michael
Lynn
LaPierre
2999 Oak Road
Suite 710
Walnut Creek
CA
94597
925-280-4381
925-708-2012
2
Municipal Entities
2
7
9
Hospitals
Colleges
Other
Affordable Housing Developers
Contingent Fees
Contingent Fees
Advice Insurance Of MS
Solicitation Of IAB
Y
Contract Staff
N
0
N
N
N
N
N
N
N
N
N
N
N
N
N
Clarification:
Under Item 1, E: Due to Phil Letendre being taken off as an employee, we removed the Gaithersburg, MD office as there are no longer any employees working there.
Under Item 4, G: The obligated persons was changed with the help of David Lee at the SEC, San Francisco Office (undergoing an audit) from 71 to 7 to reflect the 7 obligated persons solicited in 2017. (Amendment)
Under Schedule A-1: TapRoot Partners, Inc. is remaining the Direct Owner of GPM Municipal Advisors, but a change in the percentage of ownership.
Under Schedule A-2: There have been zero edits.
Under Schedule B-1: I have made the 100% owner of GPM Municipal Advisors being the Gerald P. Burke and Marilyn Burke, as co-trustee of The Burke Revocable Trust u/t/d June 10, 1999
Under Schedule B-2: Gerald P. Burke is kept as an Individual Indirect Owner, but updated his name from "Gerry" to "Gerald" to reflect the same name as the Trust.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
TapRoot Partners, Inc.
N
94-3033090
94-3033090
member
09-27-2017
E
Y
Michael
Lynn
LaPierre
Manager, General Manager
07-01-2014
NA
Y
Mercedes
Marie
Baumbach
Manager
09-29-2014
NA
Y
Scott
Campbell
Carper
Manager
07-01-2014
NA
Y
Caitlin
Ann
Lanctot
Manager, Program Manager, Chief Compliance Officer
07-01-2014
NA
Y
TapRoot Partners, Inc.
Jerry
Paul
Burke
Shareholder
09-27-2017
E
Y
Amend
TapRoot Partners, Inc.
N
94-3033090
94-3033090
member
09-27-2017
NA
Y
Add
Michael
Lynn
LaPierre
Manager, General Manager
07-01-2014
NA
Y
Amend
Mercedes
Marie
Baumbach
Manager
09-29-2014
NA
Y
Amend
Scott
Campbell
Carper
Manager
07-01-2014
NA
Y
Amend
Caitlin
Ann
Lanctot
Manager, Program Manager, Chief Compliance Officer
07-01-2014
NA
Y
Add
TapRoot Partners, Inc.
Gerald P. Burke and Marilyn Burke, as co-trustees of The Burke Revocable Trust u/t/d June 10, 1999
N
###-##-####
Owner
09-27-2017
E
Y
Amend
TapRoot Partners, Inc.
Gerald
Paul
Burke
Shareholder
09-27-2017
E
Y
Caitlin Lanctot
Caitlin Lanctot
Chief Compliance Officer
04-11-2018
N
N
N
N
N
Y
N
N
N
N
N
N
Y
Y
N
N
N
N
Y
N
N