0001622293-18-000002.txt : 20180208
0001622293-18-000002.hdr.sgml : 20180208
20180208150043
ACCESSION NUMBER: 0001622293-18-000002
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GPM Municipal Advisors, LLC
CENTRAL INDEX KEY: 0001622293
IRS NUMBER: 471067618
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01115
FILM NUMBER: 18585281
BUSINESS ADDRESS:
STREET 1: 2999 OAK ROAD
STREET 2: SUITE 710
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 925-280-4381
MAIL ADDRESS:
STREET 1: 2999 OAK ROAD
STREET 2: SUITE 710
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
MA/A
1
primary_doc.xml
MA/A
0001622293
XXXXXXXX
Caitlin Lanctot
925-280-4394
clanctot@gpmadvisors.com
mlapierre@gpmadvisors.com
clanctot@gpmadvisors.com
GPM Municipal Advisors, LLC
47-1067618
866-01548-000
867-01115
MSRB
K0980
2999 OAK ROAD
SUITE 710
WALNUT CREEK
CA
94597
925-280-4394
925-933-1983
Add
9711 Washingtonian Blvd.
Suite 100
Gaithersburg
MD
20878
301-841-6276
N
2999 OAK ROAD
SUITE 710
WALNUT CREEK
CA
94597
NA
Caitlin
Ann
Lanctot
2999 Oak Road
Suite 710
Walnut Creek
CA
94597
925-280-4394
925-933-1983
clanctot@gpmadvisors.com
Michael
Lynn
LaPierre
2999 Oak Road
Suite 710
Walnut Creek
CA
94597
925-280-4381
925-933-1983
mlapierre@gpmadvisors.com
TapRoot Partners, Inc.
N
December
CA
07-01-2014
N
4
2
0
0
0
1
Michael
Lynn
LaPierre
2999 Oak Road
Suite 710
Walnut Creek
CA
94597
925-280-4381
925-708-2012
2
Municipal Entities
2
71
73
Hospitals
Colleges
Other
Affordable Housing Developers
Contingent Fees
Contingent Fees
Advice Insurance Of MS
Solicitation Of IAB
Y
Contract Staff
N
0
N
N
N
N
N
N
N
N
N
N
N
N
N
Clarification: There are no Business Entities as Indirect Owners (B-1). In regards to B-2, HB Capital Resources, Ltd. has been edited to show TapRoot Partners, Inc. as the corrected entity with the applicable date as reflected in Schedule A-1. Additionally, Phillip Letendre has been removed from Schedule A-2.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
TapRoot Partners, Inc.
N
94-3033090
94-3033090
member
09-27-2017
E
N
Michael
Lynn
LaPierre
Manager, General Manager
07-01-2014
NA
Y
Mercedes
Marie
Baumbach
Manager
09-29-2014
NA
Y
Scott
Campbell
Carper
Manager
07-01-2014
NA
Y
Caitlin
Ann
Lanctot
Manager, Program Manager, Chief Compliance Officer
07-01-2014
NA
Y
Phil
George
Letendre
Manager
07-01-2014
NA
Y
HB Capital Resources, Ltd.
Jerry
Paul
Burke
Shareholder
01-26-1987
E
Y
Amend
TapRoot Partners, Inc.
N
94-3033090
94-3033090
member
09-27-2017
E
Y
Add
Michael
Lynn
LaPierre
Manager, General Manager
07-01-2014
NA
Y
Amend
Mercedes
Marie
Baumbach
Manager
09-29-2014
NA
Y
Amend
Scott
Campbell
Carper
Manager
07-01-2014
NA
Y
Amend
Caitlin
Ann
Lanctot
Manager, Program Manager, Chief Compliance Officer
07-01-2014
NA
Y
Delete
Phil
George
Letendre
Manager
07-01-2014
NA
Y
Amend
TapRoot Partners, Inc.
Jerry
Paul
Burke
Shareholder
09-27-2017
E
Y
Caitlin Lanctot
Caitlin Lanctot
Chief Compliance Officer
01-31-2018
N
N
N
N
N
Y
N
Y
N
N
N
N
Y
Y
N
N
N
N
Y
N
N