0001622293-17-000005.txt : 20170313
0001622293-17-000005.hdr.sgml : 20170313
20170313132802
ACCESSION NUMBER: 0001622293-17-000005
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170309
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GPM Municipal Advisors, LLC
CENTRAL INDEX KEY: 0001622293
IRS NUMBER: 471067618
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01115
FILM NUMBER: 17684677
BUSINESS ADDRESS:
STREET 1: 2999 OAK ROAD
STREET 2: SUITE 710
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 925-280-4381
MAIL ADDRESS:
STREET 1: 2999 OAK ROAD
STREET 2: SUITE 710
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
MA-A
1
primary_doc.xml
MA-A
0001622293
XXXXXXXX
Mercedes Baumbach
925-478-5855
mbaumbach@gpmadvisors.com
mlapierre@gpmadvisors.com
mbaumbach@gpmadvisors.com
12-31-2016
Y
GPM Municipal Advisors, LLC
47-1067618
866-01548-000
867-01115
MSRB
K0980
2999 OAK ROAD
SUITE 710
WALNUT CREEK
CA
94597
925-280-4381
925-933-8457
Add
9711 Washingtonian Blvd.
Suite 100
Gaithersburg
MD
20878
301-841-6276
N
2999 OAK ROAD
SUITE 710
WALNUT CREEK
CA
94597
NA
Mercedes
Marie
Baumbach
2999 Oak Road
Suite 710
Walnut Creek
CA
94597
925-478-5855
925-239-3003
mbaumbach@gpmadvisors.com
Michael
Lynn
LaPierre
2999 Oak Road
Suite 710
Walnut Creek
CA
94597
925-280-4381
925-933-8457
mlapierre@gpmadvisors.com
HB Capital Resources, Ltd.
N
December
CA
07-01-2014
N
5
5
0
0
0
2
Michael
Lynn
LaPierre
2999 Oak Road
Suite 710
Walnut Creek
CA
94597
925-280-4381
925-708-2012
Phil
George
Letendre
9711 Washingtonian Blvd.
Suite 100
Gaithersburg
MD
20878
301-841-6276
3
Municipal Entities
3
71
74
Hospitals
Colleges
Other
Affordable Housing Developers
Contingent Fees
Contingent Fees
Advice Insurance Of MS
Solicitation Of IAB
Y
Contract Staff
N
0
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
HB Capital Resources, Ltd.
N
94-3033090
94-3033090
member
01-26-1987
E
Y
Michael
Lynn
LaPierre
Manager, General Manager
07-01-2014
NA
Y
Mercedes
Marie
Baumbach
Manager, Chief Compliance Officer
09-29-2014
NA
Y
Scott
Campbell
Carper
Manager, Program Manager
07-01-2014
NA
Y
Caitlin
Ann
Lanctot
Manager, Program Manager
07-01-2014
NA
Y
Phil
George
Letendre
Manager, Program Manager
07-01-2014
NA
Y
HB Capiral Resources, Ltd.
Steve
Allen
Hamill
Shareholder
01-26-1987
D
Y
HB Capital Resources, Ltd.
Jerry
Paul
Burke
Shareholder
01-26-1987
D
Y
Add
HB Capital Resources, Ltd.
N
94-3033090
94-3033090
member
01-26-1987
E
Y
Add
Michael
Lynn
LaPierre
Manager, General Manager
07-01-2014
NA
Y
Amend
Mercedes
Marie
Baumbach
Manager, Chief Compliance Officer
09-29-2014
NA
Y
Add
Scott
Campbell
Carper
Manager, Program Manager
07-01-2014
NA
Y
Add
Caitlin
Ann
Lanctot
Manager, Program Manager
07-01-2014
NA
Y
Add
Phil
George
Letendre
Manager, Program Manager
07-01-2014
NA
Y
Add
HB Capiral Resources, Ltd.
Steve
Allen
Hamill
Shareholder
01-26-1987
D
Y
Add
HB Capital Resources, Ltd.
Jerry
Paul
Burke
Shareholder
01-26-1987
D
Y
Mercedes Baumbach
Mercedes Baumbach
Chief Compliance Officer
03-09-2017
N
N
N
N
N
Y
N
Y
N
N
N
N
Y
Y
N
N
N
N
Y
N