0001622293-17-000002.txt : 20170227 0001622293-17-000002.hdr.sgml : 20170227 20170227150101 ACCESSION NUMBER: 0001622293-17-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GPM Municipal Advisors, LLC CENTRAL INDEX KEY: 0001622293 IRS NUMBER: 471067618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04128 FILM NUMBER: 17641259 BUSINESS ADDRESS: STREET 1: 2999 OAK ROAD STREET 2: SUITE 710 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 925-280-4381 MAIL ADDRESS: STREET 1: 2999 OAK ROAD STREET 2: SUITE 710 CITY: WALNUT CREEK STATE: CA ZIP: 94597 MA-I/A 1 primary_doc.xml MA-I/A 0001622293 XXXXXXXX Mercedes Baumbach 925-478-5855 mbaumbach@gpmadvisors.com mbaumbach@gpmadvisors.com mlapierre@gpmadvisors.com N Y Samy Samir Rabb N 1 0001622293 GPM Municipal Advisors, LLC 04-20-2016 N 867-01115 SUPERVISED 04-20-2016 2999 OAK ROAD SUITE 710 WALNUT CREEK CA 94597 LOCATED 04-20-2016 9711 Washingtonian Blvd. Ste 100 Gaithersburg MD 20878 03-2016 GPM Municipal Advisors, LLC Walnut Creek CA 94597 Y N Associate Manager 09-2015 02-2016 Morgan Stanley Canada Limited - Full Time Toronto A6 M5J 2T3 N Y Branch Analyst 3 06-2014 08-2015 Morgan Stanley - Full Time Baltimore MD 21231 N Y Operations Analyst 2 02-2014 05-2014 Legg Mason - Part Tme Baltimore MD 21230 N Y Mutual Funds Services Intern 08-2010 04-2014 University of Maryland Baltimore County Baltimore MD 21230 N N Full Time Student 06-2007 07-2010 Johns Hopkins Hospital & Johns Hopkins University Baltimore MD 21205 N N Lab Tech / Surgical Intern 03-2006 05-2007 Kumon Math & reading Learning Center Ellicott City MD 21042 N N Junior Kumon Manager N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-27-2017 Mercedes Baumbach Chief Compliance Officer