0001622293-17-000001.txt : 20170224
0001622293-17-000001.hdr.sgml : 20170224
20170224110131
ACCESSION NUMBER: 0001622293-17-000001
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170223
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GPM Municipal Advisors, LLC
CENTRAL INDEX KEY: 0001622293
IRS NUMBER: 471067618
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04128
FILM NUMBER: 17635398
BUSINESS ADDRESS:
STREET 1: 2999 OAK ROAD
STREET 2: SUITE 710
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 925-280-4381
MAIL ADDRESS:
STREET 1: 2999 OAK ROAD
STREET 2: SUITE 710
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
MA-I/A
1
primary_doc.xml
MA-I/A
0001622293
XXXXXXXX
Mercedes Baumbach
925-478-5855
mbaumbach@gpmadvisors.com
mbaumbach@gpmadvisors.com
mlapierre@gpmadvisors.com
Y
N
Mercedes
Marie
Baumbach
N
1
0001622293
GPM Municipal Advisors, LLC
09-29-2014
N
10-16-2014
0001622293
LOCATED
09-29-2014
2999 OAK ROAD
SUITE 710
WALNUT CREEK
CA
94597
09-2014
GPM Municipal Advisors
Walnut Creek
CA
94563
Y
N
Chief Compliance Officer
04-2014
09-2014
Unemployed
Orinda
CA
94563
N
N
Unemployed
08-2013
04-2014
General Electric (Bay Area Tech Workers)
San Ramon
CA
94582
N
N
Compliance Generalist
03-2011
08-2013
AXA Rosenberg
Orinda
CA
94563
Y
Y
Compliance Analyst
04-2010
03-2011
Guichard, Teng & Portello
Walnut Creek
CA
94596
N
N
Litigation Paralegal
01-2009
04-2010
McKesson Corporation
San Francisco
CA
94501
N
N
Litigation Paralegal II
04-2007
01-2009
Littler Mendelson PC
Walnut Creek
CA
94563
N
N
Litigation Paralegal
09-2006
04-2007
Full-time education
Concord
CA
94518
N
N
ABA Paralegal Certificate
12-2005
09-2006
Law Offices Of Patricia Rowe
Walnut Creek
CA
94596
N
N
Tax Accountant
02-2005
11-2005
EnviroPress Graphic Studios
Oakland
CA
94601
N
N
Administratve Assistant
09-2004
01-2005
Starbucks Coffee Company
Alamo
CA
94507
N
N
Barista
08-2001
09-2004
Full-time education
San Luis Obispo
CA
93401
N
N
Bachelors of Science
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-23-2017
Mercedes Baumbach
Chief Compliance Officer