0001622293-14-000002.txt : 20141124 0001622293-14-000002.hdr.sgml : 20141124 20141124113729 ACCESSION NUMBER: 0001622293-14-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GPM Municipal Advisors, LLC CENTRAL INDEX KEY: 0001622293 IRS NUMBER: 471067618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04128 FILM NUMBER: 141245518 BUSINESS ADDRESS: STREET 1: 2999 OAK ROAD STREET 2: SUITE 710 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 925-280-4381 MAIL ADDRESS: STREET 1: 2999 OAK ROAD STREET 2: SUITE 710 CITY: WALNUT CREEK STATE: CA ZIP: 94597 MA-I 1 primary_doc.xml MA-I 0001622293 XXXXXXXX Mercedes Baumbach 925-478-5855 mbaumbach@gpmadvisors.com mbaumbach@gpmadvisors.com N Mercedes Marie Baumbach N 1 0001622293 GPM Municipal Advisors, LLC 09-29-2014 N 10-16-2014 0001622293 LOCATED 09-29-2014 2999 OAK ROAD SUITE 710 WALNUT CREEK CA 94597 09-2014 GPM Municipal Advisors Walnut Creek CA 94563 Y N Chief Compliance Officer 04-2014 09-2014 Unemployed Orinda CA 94563 N N Unemployed 08-2013 04-2014 General Electric (Bay Area Tech Workers) San Ramon CA 94582 N N Compliance Generalist 03-2011 08-2013 AXA Rosenberg Orinda CA 94563 Y Y Compliance Analyst 04-2010 03-2011 Guichard, Teng & Portello Walnut Creek CA 94596 N N Litigation Paralegal 01-2009 04-2010 McKesson Corporation San Francisco CA 94501 N N Litigation Paralegal II 04-2007 01-2009 Littler Mendelson PC Walnut Creek CA 94563 N N Litigation Paralegal 09-2006 04-2007 Full-time education Concord CA 94518 N N ABA Paralegal Certificate 12-2005 09-2006 Law Offices Of Patricia Rowe Walnut Creek CA 94596 N N Tax Accountant 02-2005 11-2005 EnviroPress Graphic Studios Oakland CA 94601 N N Administratve Assistant 09-2004 01-2005 Starbucks Coffee Company Alamo CA 94507 N N Barista 08-2001 09-2004 Full-time education San Luis Obispo CA 93401 N N Bachelors of Science N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-16-2014 Mercedes Baumbach Chief Compliance Officer