0001622206-21-000003.txt : 20210928
0001622206-21-000003.hdr.sgml : 20210928
20210928142746
ACCESSION NUMBER: 0001622206-21-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
EVANS,PETER,WILFRED,
FILED AS OF DATE: 20210928
DATE AS OF CHANGE: 20210928
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westhoff, Cone & Holmstedt
CENTRAL INDEX KEY: 0001622206
IRS NUMBER: 680198297
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04164
FILM NUMBER: 211286105
BUSINESS ADDRESS:
STREET 1: 1777 BOTELHO DRIVE
STREET 2: SUITE 345
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
BUSINESS PHONE: 925-472-8740
MAIL ADDRESS:
STREET 1: 1777 BOTELHO DRIVE
STREET 2: SUITE 345
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
FORMER COMPANY:
FORMER CONFORMED NAME: Westoff, Cone & Holmstedt
DATE OF NAME CHANGE: 20141014
MA-I/A
1
primary_doc.xml
MA-I/A
0001622206
XXXXXXXX
Jill DeMayo
5853406060
jdemayo@greyline.co
jdemayo@greyline.co
N
Y
Peter
Wilfred
Evans
2214943
N
1
0001622206
Westhoff, Cone & Holmstedt
08-25-2010
N
10-27-2014
0001622206
LOCATED
08-25-2010
1777 BOTELHO DRIVE
SUITE 345
WALNUT CREEK
CA
94596
08-2010
Westhoff, Cone & Holmstedt
Walnut Creek
CA
94596
Y
Y
Registered Representative
04-2008
07-2010
Wedbush Morgan Securities, Inc.
San Francisco
CA
94104
N
Y
SVP - Public Finance
03-1998
03-2008
Banc of America Securities
San Francisco
CA
94111
N
Y
Registered Representative
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-28-2021
Mark Holmstedt
CCO