0001622206-21-000001.txt : 20211005 0001622206-21-000001.hdr.sgml : 20211005 20211005194110 ACCESSION NUMBER: 0001622206-21-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210831 FILED AS OF DATE: 20210928 DATE AS OF CHANGE: 20211005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Westhoff, Cone & Holmstedt CENTRAL INDEX KEY: 0001622206 IRS NUMBER: 680198297 STATE OF INCORPORATION: CA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01131 FILM NUMBER: 211308386 BUSINESS ADDRESS: STREET 1: 1777 BOTELHO DRIVE STREET 2: SUITE 345 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-472-8740 MAIL ADDRESS: STREET 1: 1777 BOTELHO DRIVE STREET 2: SUITE 345 CITY: WALNUT CREEK STATE: CA ZIP: 94596 FORMER COMPANY: FORMER CONFORMED NAME: Westoff, Cone & Holmstedt DATE OF NAME CHANGE: 20141014 MA-A 1 primary_doc.xml MA-A 0001622206 XXXXXXXX Jill DeMayo 5853406060 jdemayo@greyline.co jdemayo@greyline.co 08-31-2021 Y Westhoff, Cone & Holmstedt 25502 68-0198297 866-01313-00 867-01131 008-41760 25502 1777 BOTELHO DRIVE SUITE 345 WALNUT CREEK CA 94596 925-472-8740 N www.wcah.com Mark Alan Holmstedt

1777 Botelho Drive Suite 345 Walnut Creek CA 94596

925-472-8747 mah@wcah.com Brandt Ann Talia

1777 Botelho Drive Suite 345 Walnut Creek CA 94596

415-441-1934 tbrandt@greyline.co August CA 10-02-1989 N 3 3 3 0 0 2 Corporations or other businesses 0 0 0 Not Applicable Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Y Y N 0 N N N N Y N N N N N Y Y Y N N N N N N N N N N N N N N N N Y N N N N N N N N Y N Mark Alan Holmstedt Chief Executive Officer, Chief Compliance Officer 09-01-2005 E Y 1002461 Celeste Willat Moye Chief Financial Officer 03-13-2017 NA Y 6566618 Mark Alan Holmstedt Chief Executive Officer, Chief Compliance Officer 09-01-2005 E Y 1002461 Celeste Willat Moye Chief Financial Officer 03-13-2017 NA Y 6566618 9-E2 Westhoff, Cone & Holmstedt 25502 1716597 Mark Holmstedt Mark Holmstedt CCO 09-28-2021 25502 N N N N N Y N N N N N N N N N N N N N N N