0001622206-19-000005.txt : 20191112
0001622206-19-000005.hdr.sgml : 20191112
20191112112859
ACCESSION NUMBER: 0001622206-19-000005
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180831
FILED AS OF DATE: 20191107
DATE AS OF CHANGE: 20191112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westhoff, Cone & Holmstedt
CENTRAL INDEX KEY: 0001622206
IRS NUMBER: 680198297
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01131
FILM NUMBER: 191207472
BUSINESS ADDRESS:
STREET 1: 1777 BOTELHO DRIVE
STREET 2: SUITE 345
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
BUSINESS PHONE: 925-472-8740
MAIL ADDRESS:
STREET 1: 1777 BOTELHO DRIVE
STREET 2: SUITE 345
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
FORMER COMPANY:
FORMER CONFORMED NAME: Westoff, Cone & Holmstedt
DATE OF NAME CHANGE: 20141014
MA-A
1
primary_doc.xml
MA-A
0001622206
XXXXXXXX
Jill DeMayo
5853406060
jdemayo@greylinesolutions.com
08-31-2018
Y
Westhoff, Cone & Holmstedt
25502
68-0198297
866-01313-00
867-01131
008-41760
25502
1777 BOTELHO DRIVE
SUITE 345
WALNUT CREEK
CA
94596
925-472-8740
N
www.wcah.com
Mark
Alan
Holmstedt
1777 Botelho Drive
Suite 345
Walnut Creek
CA
94596
925-472-8747
mah@wcah.com
Brandt
Ann
Talia
1777 Botelho Drive
Suite 345
Walnut Creek
CA
94596
415-441-1934
talia@vistacompliance.com
August
CA
10-02-1989
N
3
3
3
0
0
14
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Y
Y
N
0
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
Y
N
Mark
Alan
Holmstedt
Chief Executive Officer, Chief Compliance Officer
09-01-2005
E
Y
1002461
Celeste
Willat
Moye
Chief Financial Officer
03-13-2017
NA
Y
6566618
Mark
Alan
Holmstedt
Chief Executive Officer, Chief Compliance Officer
09-01-2005
E
Y
1002461
Celeste
Willat
Moye
Chief Financial Officer
03-13-2017
NA
Y
6566618
9-E2
Westhoff, Cone & Holmstedt
25502
1716597
Mark Holmstedt
Mark Holmstedt
Chief Compliance Officer
10-09-2018
1002461
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N