0001622206-18-000001.txt : 20180105 0001622206-18-000001.hdr.sgml : 20180105 20180105164059 ACCESSION NUMBER: 0001622206-18-000001 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Westhoff, Cone & Holmstedt CENTRAL INDEX KEY: 0001622206 IRS NUMBER: 680198297 STATE OF INCORPORATION: CA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04164 FILM NUMBER: 18513871 BUSINESS ADDRESS: STREET 1: 1777 BOTELHO DRIVE STREET 2: SUITE 345 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-472-8740 MAIL ADDRESS: STREET 1: 1777 BOTELHO DRIVE STREET 2: SUITE 345 CITY: WALNUT CREEK STATE: CA ZIP: 94596 FORMER COMPANY: FORMER CONFORMED NAME: Westoff, Cone & Holmstedt DATE OF NAME CHANGE: 20141014 MA-I 1 primary_doc.xml MA-I 0001622206 XXXXXXXX Talia Brandt 4154431934 talia@vistacompliance.com jdemayo@greylinesolutions.com N N Peter Wilfred Evans 002214943 N 1 0001622206 Westhoff, Cone & Holmstedt 08-25-2010 N 10-27-2014 0001622206 LOCATED 08-25-2010 1777 BOTELHO DRIVE SUITE 345 WALNUT CREEK CA 94596 08-2010 Westhoff, Cone & Holmstedt Walnut Creek CA 94596 Y Y Registered Representative 04-2008 07-2010 Wedbush Morgan Securities, Inc. San Francisco CA 94104 N Y SVP - Public Finance 03-1998 03-2008 Banc of America Securities San Francisco CA 94111 N Y Registered Representative N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-05-2018 Mark Holmstedt CCO