0001622206-18-000001.txt : 20180105
0001622206-18-000001.hdr.sgml : 20180105
20180105164059
ACCESSION NUMBER: 0001622206-18-000001
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westhoff, Cone & Holmstedt
CENTRAL INDEX KEY: 0001622206
IRS NUMBER: 680198297
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04164
FILM NUMBER: 18513871
BUSINESS ADDRESS:
STREET 1: 1777 BOTELHO DRIVE
STREET 2: SUITE 345
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
BUSINESS PHONE: 925-472-8740
MAIL ADDRESS:
STREET 1: 1777 BOTELHO DRIVE
STREET 2: SUITE 345
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
FORMER COMPANY:
FORMER CONFORMED NAME: Westoff, Cone & Holmstedt
DATE OF NAME CHANGE: 20141014
MA-I
1
primary_doc.xml
MA-I
0001622206
XXXXXXXX
Talia Brandt
4154431934
talia@vistacompliance.com
jdemayo@greylinesolutions.com
N
N
Peter
Wilfred
Evans
002214943
N
1
0001622206
Westhoff, Cone & Holmstedt
08-25-2010
N
10-27-2014
0001622206
LOCATED
08-25-2010
1777 BOTELHO DRIVE
SUITE 345
WALNUT CREEK
CA
94596
08-2010
Westhoff, Cone & Holmstedt
Walnut Creek
CA
94596
Y
Y
Registered Representative
04-2008
07-2010
Wedbush Morgan Securities, Inc.
San Francisco
CA
94104
N
Y
SVP - Public Finance
03-1998
03-2008
Banc of America Securities
San Francisco
CA
94111
N
Y
Registered Representative
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-05-2018
Mark Holmstedt
CCO