0001622206-16-000006.txt : 20160926
0001622206-16-000006.hdr.sgml : 20160926
20160926110727
ACCESSION NUMBER: 0001622206-16-000006
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160831
FILED AS OF DATE: 20160913
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westhoff, Cone & Holmstedt
CENTRAL INDEX KEY: 0001622206
IRS NUMBER: 680198297
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01131
FILM NUMBER: 161901493
BUSINESS ADDRESS:
STREET 1: 1777 BOTELHO DRIVE
STREET 2: SUITE 345
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
BUSINESS PHONE: 925-472-8740
MAIL ADDRESS:
STREET 1: 1777 BOTELHO DRIVE
STREET 2: SUITE 345
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
FORMER COMPANY:
FORMER CONFORMED NAME: Westoff, Cone & Holmstedt
DATE OF NAME CHANGE: 20141014
MA-A
1
primary_doc.xml
MA-A
0001622206
XXXXXXXX
Talia Brandt
4154431934
talia@vistacompliance.com
jill@vistacompliance.com
08-31-2016
Y
Westhoff, Cone & Holmstedt
000025502
68-0198297
866-01313-00
867-01131
086-41760
008-41760
000025502
1777 BOTELHO DRIVE
SUITE 345
WALNUT CREEK
CA
94596
925-472-8740
N
1777 BOTELHO DRIVE
SUITE 345
WALNUT CREEK
CA
94596
www.wcah.com
Mark
Alan
Holmstedt
1777 Botelho Drive
Suite 345
Walnut Creek
CA
94596
925-472-8747
mah@wcah.com
Brandt
Ann
Talia
1777 Botelho Drive
Suite 345
Walnut Creek
CA
94596
415-441-1934
talia@vistacompliance.com
August
CA
10-02-1989
N
3
3
3
0
0
6
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
6
6
Other
We assist corporate clients in deciding to complete Direct Bank Purchase financings
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Y
Y
N
0
N
N
N
N
Y
N
N
N
N
N
Y
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
Y
N
Mark
Alan
Holmstedt
Chief Executive Officer, Chief Compliance Officer
12-01-1996
E
Y
001002461
Kinkade
Roy
Stephen
Chief Financial Officer
09-27-1989
NA
Y
000833549
Amend
Mark
Alan
Holmstedt
Chief Executive Officer, Chief Compliance Officer
12-01-1996
E
Y
001002461
Add
Kinkade
Roy
Stephen
Chief Financial Officer
09-27-1989
NA
Y
000833549
9-E2
Westhoff, Cone & Holmstedt
000025502
1716597
Mark Holmstedt
Mark Holmstedt
CCO
09-13-2016
000025502
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N