0001622156-15-000001.txt : 20150520 0001622156-15-000001.hdr.sgml : 20150520 20150520193024 ACCESSION NUMBER: 0001622156-15-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cumberland Securities Company, Inc. CENTRAL INDEX KEY: 0001622156 IRS NUMBER: 453047907 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01104 FILM NUMBER: 15880978 BUSINESS ADDRESS: STREET 1: 350 LIGHTHOUSE POINTE DRIVE CITY: LENOIR CITY STATE: TN ZIP: 37772 BUSINESS PHONE: 865-988-2663 MAIL ADDRESS: STREET 1: 350 LIGHTHOUSE POINTE DRIVE CITY: LENOIR CITY STATE: TN ZIP: 37772 MA-A 1 primary_doc.xml MA-A 0001622156 XXXXXXXX Joe Ayres 865-988-2663 joe.ayres@cumberlandsecurities.com 12-31-2014 N Cumberland Securities Company, Inc. 45-3047907 866-01262-00 MSRB KO811 350 LIGHTHOUSE POINTE DRIVE LENOIR CITY TN 37772 865-988-2663 N 350 LIGHTHOUSE POINTE DRIVE LENOIR CITY TN 37772 www.cumberlandsecurities.com Joseph Knight Ayres

350 Lighthouse Pointe Drive Lenoir City TN 37772

865-988-2663 joe.ayres@cumberlandsecurities.com December TN 08-18-2011 N 6 6 0 0 0 50 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Fixed Fees Contingent Fees Other Dissemination Agent Services Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection N Real estate broker or dealer 2 Add Real estate broker or dealer John Jacob Werner II John Werner Y Y N Add Real estate broker or dealer Joseph Knight Ayres, Jr. Joseph Ayres Y Y N N N N N N N N N N N Y N N Y N N N N N N N N N N N N N N N N N N N N N N N N Y N Joseph Knight Ayres President 05-01-2012 D Y Joseph Knight Ayres, Jr. Vice President 12-15-2013 B N Scott Patrick Gibson Senior Vice President 05-16-2012 B Y Christopher Constantine Bessler Senior Vice President 05-16-2012 B Y Add Joseph Knight Ayres President 05-01-2012 D Y Add Joseph Knight Ayres, Jr. Vice President 12-15-2013 B N Add Scott Patrick Gibson Senior Vice President 05-16-2012 B Y Add Christopher Constantine Bessler Senior Vice President 05-16-2012 B Y Joseph K. Ayres Joseph K. Ayres President 05-20-2015 N N N N N Y N N N N N N N N N N N N N