0001622156-14-000001.txt : 20141119
0001622156-14-000001.hdr.sgml : 20141119
20141119165356
ACCESSION NUMBER: 0001622156-14-000001
CONFORMED SUBMISSION TYPE: MA
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141014
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cumberland Securities Company, Inc.
CENTRAL INDEX KEY: 0001622156
IRS NUMBER: 453047907
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01104
FILM NUMBER: 141236092
BUSINESS ADDRESS:
STREET 1: 350 LIGHTHOUSE POINTE DRIVE
CITY: LENOIR CITY
STATE: TN
ZIP: 37772
BUSINESS PHONE: 865-988-2663
MAIL ADDRESS:
STREET 1: 350 LIGHTHOUSE POINTE DRIVE
CITY: LENOIR CITY
STATE: TN
ZIP: 37772
MA
1
primary_doc.xml
MA
0001622156
XXXXXXXX
Joe Ayres
865-988-2663
joe.ayres@cumberlandsecurities.com
Cumberland Securities Company, Inc.
45-3047907
866-01262-00
MSRB
KO811
350 LIGHTHOUSE POINTE DRIVE
LENOIR CITY
TN
37772
865-988-2663
N
350 LIGHTHOUSE POINTE DRIVE
LENOIR CITY
TN
37772
www.cumberlandsecurities.com
Joseph
Knight
Ayres
President
350 Lighthouse Pointe Drive
Lenoir City
TN
37772
865-988-2663
joe.ayres@cumberlandsecurities.com
December
TN
08-18-2011
N
6
6
0
0
0
50
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Fixed Fees
Contingent Fees
Other
Dissemination Agent Services
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
N
Real estate broker or dealer
2
Real estate broker or dealer
John Jacob Werner II
John Werner
Y
Y
N
Real estate broker or dealer
Joseph Knight Ayres, Jr.
Joseph Ayres
Y
Y
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Joseph
Knight
Ayres
President
05-01-2012
D
Y
Joseph
Knight
Ayres, Jr.
Vice President
12-15-2013
B
N
Scott
Patrick
Gibson
Senior Vice President
05-16-2012
B
Y
Christopher
Constantine
Bessler
Senior Vice President
05-16-2012
B
Y
Joseph K. Ayres
Joseph K. Ayres
President
10-14-2014
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N