N-PX 1 brdQY8_0001622148_2023.txt BRDQY8_0001622148_2023.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23369 NAME OF REGISTRANT: Highland Global Allocation Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 300 Crescent Court Suite 700 Dallas, TX 75201 NAME AND ADDRESS OF AGENT FOR SERVICE: NexPoint Asset Management, L.P. 300 Crescent Court Suite 700 Dallas, TX 75201 REGISTRANT'S TELEPHONE NUMBER: 214-276-6300 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023 Highland Global Allocation Fund -------------------------------------------------------------------------------------------------------------------------- AERIE PHARMACEUTICALS, INC. Agenda Number: 935721286 -------------------------------------------------------------------------------------------------------------------------- Security: 00771V108 Meeting Type: Special Meeting Date: 17-Nov-2022 Ticker: AERI ISIN: US00771V1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger, Mgmt For For dated as of August 22, 2022 (such agreement, as it may be amended, modified, or supplemented from time to time, the "merger agreement"), by and among Aerie Pharmaceuticals, Inc. ("Aerie"), Alcon Research, LLC ("Alcon") and Lyon Merger Sub, Inc., a direct wholly owned subsidiary of Alcon ("Merger Sub"), pursuant to which, upon the terms and subject to the conditions of the merger agreement, Merger Sub will merge with and into Aerie (the "merger"), with Aerie continuing as the surviving corporation. 2. To approve on an advisory (non-binding) Mgmt For For basis, the compensation that will or may be paid or become payable to Aerie's named executive officers that is based on or otherwise relates to the merger agreement and the transactions contemplated by the merger agreement (the "compensation proposal"). 3. To approve the adjournment of the special Mgmt For For meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the merger agreement proposal if there are insufficient votes to adopt the merger agreement at the time of the special meeting (the "adjournment proposal"). -------------------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 935824070 -------------------------------------------------------------------------------------------------------------------------- Security: 015271109 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: ARE ISIN: US0152711091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joel S. Marcus Mgmt For For 1b. Election of Director: Steven R. Hash Mgmt For For 1c. Election of Director: James P. Cain Mgmt For For 1d. Election of Director: Cynthia L. Feldmann Mgmt For For 1e. Election of Director: Maria C. Freire Mgmt For For 1f. Election of Director: Richard H. Klein Mgmt For For 1g. Election of Director: Michael A. Woronoff Mgmt For For 2. To cast a non-binding, advisory vote on a Mgmt Against Against resolution to approve the compensation of the Company's named executive officers, as more particularly described in the accompanying Proxy Statement. 3. To cast a non-binding, advisory vote on the Mgmt 1 Year For frequency of future non-binding advisory stockholder votes on the compensation of the Company's named executive officers, as more particularly described in the accompanying Proxy Statement. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2023, as more particularly described in the accompanying Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- CENTRAL PUERTO S.A. Agenda Number: 935711451 -------------------------------------------------------------------------------------------------------------------------- Security: 155038201 Meeting Type: Annual Meeting Date: 30-Sep-2022 Ticker: CEPU ISIN: US1550382014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appointment of two shareholders to sign the Mgmt For For minutes. 2. Amendment to Section 4 of the Bylaws Mgmt Abstain Against referring to the corporate purpose and to Section 17 of the Bylaws on the formation and members' appointment of the Board of Directors. Addition of Section 39 as a transitory provision of the Bylaws. 3. Rectification of the agreed destination for Mgmt Abstain Against the formation of the Statutory Reserve. 4. Granting of authorizations. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CENTRAL PUERTO S.A. Agenda Number: 935745034 -------------------------------------------------------------------------------------------------------------------------- Security: 155038201 Meeting Type: Annual Meeting Date: 23-Dec-2022 Ticker: CEPU ISIN: US1550382014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appointment of two shareholders to sign the Mgmt For minutes. 2. Consideration of the destination of the Mgmt Abstain Optional Reserve. 3. Granting of authorizations. Mgmt For -------------------------------------------------------------------------------------------------------------------------- CENTRAL PUERTO S.A. Agenda Number: 935802721 -------------------------------------------------------------------------------------------------------------------------- Security: 155038201 Meeting Type: Annual Meeting Date: 28-Apr-2023 Ticker: CEPU ISIN: US1550382014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appointment of two shareholders to sign the Mgmt For minutes. 2. Consideration of the Annual Report and its Mgmt For exhibit, the Consolidated Income Statement, the Consolidated Comprehensive Income Statement, the Consolidated Balance Sheet, the Consolidated Statement of Changes in Shareholders' Equity, the Consolidated Cash Flow Statement, the Notes to the Consolidated Financial Statements and Exhibits, the Individual Income Statement, the Individual Comprehensive Income Statement, the Individual Balance Sheet, the Individual Cash Flow Statement, ...(due to space limits, see proxy material for full proposal). 3. Consideration of the income (loss) for the Mgmt For fiscal year and the Board of Director's proposal that consists on assigning: a) the amount of ARS 952,025 to the Statutory reserve; and b) the remaining balance of the retained accumulated income to the creation of an Optional reserve to be destined to the payment of dividends based on the evolution of the Company's financial position and the Dividends Payment Policy in force, delegating on the Board of Directors its reversal for the payment of ...(due to space limits, see proxy material for full proposal). 4. Consideration of the Board of Directors Mgmt For performance during the fiscal year ended December 31, 2022. 5. Consideration of the Statutory Audit Mgmt For Committee performance during the fiscal year ended December 31, 2022. 6. Consideration of the remuneration of the Mgmt Abstain Company's Board of Directors for the fiscal year ended December 31, 2022 within the limit of profits in accordance with section 261 of Law no. 19550 and CNV Regulations. Consideration of the advanced payment of fees to the Board of Directors for the fiscal year closing next December 31, 2023. 7. Consideration of the remuneration of the Mgmt Abstain members of the Statutory Audit Committee for the fiscal year ended December 31, 2022; and the fee scheme for the period closing next December 31, 2023. 8. Fixing of the number of Deputy Directors Mgmt Abstain and appointment of Directors and Deputy Directors, specifying their term in office, as per Section 17 of the Bylaws and the transitory provision in Section 39 of the Bylaws. Continuity of the current Chairman until the appointment by the Board of Directors of the Company. 9. Appointment of the Statutory Audit Mgmt Abstain Committee members and deputy members for the fiscal year closing next December 31, 2023. 10. Consideration of the remuneration of the Mgmt For certifying accountant of the Company regarding the annual accounting documents for the fiscal year 2022. 11. Appointment of the certifying accountant Mgmt For and of the deputy certifying accountant for the fiscal year closing next December 31, 2023 and the fixing of its remuneration. 12. Approval of the Annual Budget for the Mgmt Abstain functioning of the Supervisory Committee. 13. Granting of authorizations. Mgmt For -------------------------------------------------------------------------------------------------------------------------- CITY OFFICE REIT, INC. Agenda Number: 935776926 -------------------------------------------------------------------------------------------------------------------------- Security: 178587101 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: CIO ISIN: US1785871013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a one-year term Mgmt For For expiring at the annual meeting of stockholders in 2024 and until their successors are elected and qualify: John Sweet 1.2 Election of Director for a one-year term Mgmt For For expiring at the annual meeting of stockholders in 2024 and until their successors are elected and qualify: James Farrar 1.3 Election of Director for a one-year term Mgmt For For expiring at the annual meeting of stockholders in 2024 and until their successors are elected and qualify: Michael Mazan 1.4 Election of Director for a one-year term Mgmt For For expiring at the annual meeting of stockholders in 2024 and until their successors are elected and qualify: John McLernon 1.5 Election of Director for a one-year term Mgmt For For expiring at the annual meeting of stockholders in 2024 and until their successors are elected and qualify: Sabah Mirza 1.6 Election of Director for a one-year term Mgmt For For expiring at the annual meeting of stockholders in 2024 and until their successors are elected and qualify: Mark Murski 2. To ratify the appointment of KPMG LLP as Mgmt For For City Office REIT, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. The approval, on an advisory basis, of the Mgmt For For compensation of the named executive officers for 2022. -------------------------------------------------------------------------------------------------------------------------- ELME COMMUNITIES Agenda Number: 935821428 -------------------------------------------------------------------------------------------------------------------------- Security: 939653101 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: ELME ISIN: US9396531017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Jennifer S. Banner Mgmt For For 1.2 Election of Trustee: Benjamin S. Butcher Mgmt For For 1.3 Election of Trustee: Ellen M. Goitia Mgmt For For 1.4 Election of Trustee: Paul T. McDermott Mgmt For For 1.5 Election of Trustee: Thomas H. Nolan, Jr. Mgmt For For 1.6 Election of Trustee: Vice Adm. Anthony L. Mgmt For For Winns (RET.) 2. To consider and vote on a non-binding, Mgmt For For advisory basis upon the compensation of the named executive officers (say-on-pay) 3. To consider and vote on a non-binding, Mgmt 1 Year For advisory basis on the frequency of holding the advisory vote on named executive officer compensation 4. To consider and vote upon ratification of Mgmt For For the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023 -------------------------------------------------------------------------------------------------------------------------- ENTERPRISE PRODUCTS PARTNERS L.P. Agenda Number: 935724371 -------------------------------------------------------------------------------------------------------------------------- Security: 293792107 Meeting Type: Special Meeting Date: 22-Nov-2022 Ticker: EPD ISIN: US2937921078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Proposal to approve the amendment and Mgmt For For restatement of the 2008 Enterprise Products Long-Term Incentive Plan 2. Proposal to approve the amendment and Mgmt For For restatement of the EPD Unit Purchase Plan -------------------------------------------------------------------------------------------------------------------------- GL EVENTS Agenda Number: 716825015 -------------------------------------------------------------------------------------------------------------------------- Security: F7440W163 Meeting Type: MIX Meeting Date: 27-Apr-2023 Ticker: ISIN: FR0000066672 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. CMMT 12 APR 2023: PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS: https://www.journal-officiel.gouv.fr/telech argements/BALO/pdf/2023/0322/202303222300629 .pdf AND https://www.journal-officiel.gouv.fr/telech argements/BALO/pdf/2023/0412/202304122300860 .pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU 1 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For FOR THE FISCAL YEAR ENDED 31 DECEMBER 2022 - APPROVAL OF NON-TAX-DEDUCTIBLE EXPENSES AND CHARGES 2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES 3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2022 4 ALLOCATION OF THE RESULT FOR SAID FISCAL Mgmt For For YEAR 5 STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt Against Against REGULATED AGREEMENTS AND APPROVAL OF SUCH AGREEMENTS 6 RENEWAL OF THE TERM OF OFFICE OF MR DANIEL Mgmt For For HAVIS, AS DIRECTOR 7 APPOINTMENT OF MR FELIX CREPET TO REPLACE Mgmt For For MR PHILIPPE MARCEL AS DIRECTOR 8 RENEWAL OF THE TERM OF OFFICE OF MRS FANNY Mgmt For For PICARD AS DIRECTOR 9 APPROVAL OF THE FIXED, VARIABLE AND ONE-OFF Mgmt Against Against COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FISCAL YEAR OR AWARDED FOR THE SAME FISCAL YEAR TO MR OLIVIER GINON, CHIEF EXECUTIVE OFFICER 10 APPROVAL OF THE FIXED, VARIABLE AND ONE-OFF Mgmt Against Against COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FISCAL YEAR OR AWARDED FOR THE SAME FISCAL YEAR TO MR OLIVIER FERRATON, DEPUTY MANAGING DIRECTOR NO DIRECTOR 11 APPROVAL OF INFORMATION REFERRED TO IN I OF Mgmt For For ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE 12 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt Against Against CHAIRMAN AND CHIEF EXECUTIVE OFFICER 13 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt Against Against DEPUTY MANAGING DIRECTOR 14 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS 15 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO HAVE THE COMPANY BUY BACK ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE 16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO CANCEL SHARES PURCHASED BY THE COMPANY IN CONNECTION WITH ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE 17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL AND/OR DEBT SECURITIES WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED 18 DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt Against Against INCREASE THE CAPITAL BY ISSUE OF ORDINARY SHARES AND SECURITIES GIVING ACCESS TO THE COMPANYS SHARE CAPITAL UP TO 10%, IN CONSIDERATION FOR CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL 19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE SHARE CAPITAL BY CAPITALISING RESERVES, PROFITS, PREMIUMS 20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against THE BOARD OF DIRECTORS TO ISSUE SHARES AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OR DEBT SECURITIES, BY PUBLIC OFFERS (OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE), IN CONSIDERATION OF SECURITIES AS PART OF PUBLIC EXCHANGE OFFER 21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against DIRECTORS TO ISSUE ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL OR DEBT SECURITIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, AS PART OF AN OFFER REFERRED TO IN I OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE 22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against DIRECTORS TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OR DEBT SECURITIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF SPECIFIC CATEGORIES OF PERSONS 23 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against DIRECTORS WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS TO SET WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL PER YEAR THE ISSUE PRICE IN ACCORDANCE WITH THE TERMS AND CONDITIONS SET OUT BY THE SHAREHOLDERS MEETING 24 AUTHORIZATION TO INCREASE THE AMOUNT OF Mgmt Against Against ISSUES 25 OVERALL LIMITATION OF THE DELEGATIONS Mgmt For For CARRIED OUT PURSUANT TO THE RESOLUTIONS NUMBER 17TH,20TH AND 21ST OF THIS SHAREHOLDERS MEETING 26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARE AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN IN ACCORDANCE WITH ARTICLE L. 3332-18 ET SEQ. OF THE FRENCH LABOUR CODE 27 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt Against Against DIRECTORS TO ALLOCATE EXISTING OR FUTURE ORDINARY SHARES OF THE COMPANY FREE OF CHARGE IN FAVOUR OF EMPLOYEES AND-OR SOME CORPORATE OFFICERS OF THE COMPANY OR ECONOMIC INTEREST GROUPINGS RELATED TO THE COMPANY 28 POWERS FOR FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- GRUPO CLARIN SA Agenda Number: 715963371 -------------------------------------------------------------------------------------------------------------------------- Security: P4950A219 Meeting Type: EGM Meeting Date: 09-Sep-2022 Ticker: ISIN: ARGCLA010015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 HOLDING THE GENERAL MEETING REMOTELY Mgmt For For 2 DESIGNATION OF TWO SHAREHOLDERS TO SIGN THE Mgmt For For MINUTES 3 AMENDMENT OF ARTICLES 21, 22, 23, AND 24 OF Mgmt For For THE CORPORATE BYLAWS -------------------------------------------------------------------------------------------------------------------------- GRUPO CLARIN SA Agenda Number: 716837678 -------------------------------------------------------------------------------------------------------------------------- Security: P4950A219 Meeting Type: OGM Meeting Date: 25-Apr-2023 Ticker: ISIN: ARGCLA010015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DESIGNATION OF TWO SHAREHOLDERS TO SIGN THE Mgmt For For MINUTES 2 CONSIDERATION OF THE DOCUMENTATION THAT IS Mgmt For For PROVIDED FOR IN LINE 1 OF ARTICLE 234 OF LAW 19,550 AND THE RELATED RULES FOR FISCAL YEAR NUMBER 24, WHICH ENDED ON DECEMBER 31, 2022 3 CONSIDERATION OF THE TERM IN OFFICE OF THE Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS 4 CONSIDERATION OF THE COMPENSATION FOR THE Mgmt For For BOARD OF DIRECTORS, IN THE ALLOCATED AMOUNT OF ARS 108,428,349, FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2022, WHICH ENDED IN A LOSS THAT IS CALCULABLE IN ACCORDANCE WITH THE TERMS OF THE RULES OF THE NATIONAL SECURITIES COMMISSION 5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For PAY INTERIM COMPENSATION FOR THE 2023 FISCAL YEAR TO THE MEMBERS OF THE BOARD OF DIRECTORS WHO PERFORMED TECHNICAL ADMINISTRATIVE DUTIES AND OR SPECIAL COMMISSIONS AND OR ARE CLASSIFIED AS INDEPENDENT MEMBERS, SUBJECT TO THAT WHICH IS DECIDED ON AT THE NEXT GENERAL MEETING THAT CONSIDERS THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS 6 CONSIDERATION OF THE TERM IN OFFICE OF THE Mgmt For For MEMBERS OF THE FISCAL COUNCIL 7 CONSIDERATION OF THE COMPENSATION FOR THE Mgmt For For MEMBERS OF THE FISCAL COUNCIL FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2022 8 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For PAY INTERIM COMPENSATION TO THE MEMBERS OF THE FISCAL COUNCIL FOR THE 2023 FISCAL YEAR, SUBJECT TO THAT WHICH IS RESOLVED ON AT THE NEXT GENERAL MEETING THAT CONSIDERS THE COMPENSATION OF THE MEMBERS OF THE FISCAL COUNCIL 9 CONSIDERATION OF THE ALLOCATION OF THE Mgmt For For UNALLOCATED RESULTS TO DECEMBER 31, 2022, WHICH COME TO A LOSS IN THE AMOUNT OF ARS 1,372,158,010. THE BOARD OF DIRECTORS PROPOSES TO ABSORB THE LOSS FROM THE FISCAL YEAR BY PARTIALLY REVERSING THE LEGAL RESERVE 10 ELECTION OF THE FULL AND ALTERNATE MEMBERS Mgmt For For OF THE BOARD OF DIRECTORS 11 ELECTION OF THE FULL AND ALTERNATE MEMBERS Mgmt Abstain Against OF THE FISCAL COUNCIL 12 APPROVAL OF THE ANNUAL BUDGET OF THE AUDIT Mgmt For For COMMITTEE 13 CONSIDERATION OF THE COMPENSATION FOR THE Mgmt For For OUTSIDE AUDITOR FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2022 14 DESIGNATION OF THE OUTSIDE AUDITOR OF THE Mgmt For For COMPANY CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 03 MAY 2023. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU -------------------------------------------------------------------------------------------------------------------------- GRUPO SUPERVIELLE S.A. Agenda Number: 935818926 -------------------------------------------------------------------------------------------------------------------------- Security: 40054A108 Meeting Type: Special Meeting Date: 27-Apr-2023 Ticker: SUPV ISIN: US40054A1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appointment of two shareholders to sign the Mgmt For For the Shareholders' Meeting Minutes. 2. Consideration of the documentation required Mgmt For For by section 234, subsection 1 of the Law No. 19,550, for the fiscal year ended December 31, 2022. 3. Consideration of the performance of the Mgmt For For Board of Directors during the fiscal year ended December 31, 2022. 4. Consideration of the performance of the Mgmt For For Supervisory Committee during the fiscal year ended December 31, 2022. 5. Consideration of the remuneration to the Mgmt For For Board of Directors for AR$295,452,382 (AR$242,096,495 at historical values), corresponding to the fiscal year ended December 31, 2021, which resulted in a computable loss under the terms of the Rules of the Argentine Securities Commission. 6. Consideration of the remuneration to the Mgmt For For Supervisory Committee for the fiscal year ended December 31, 2022. 7. Determination of the number of Regular and Mgmt Against Against Alternate members of the Board of Directors and, where appropriate, election thereof until the number fixed by the Shareholders' Meeting is completed. 8. Appointment of regular and alternate Mgmt For For members of the Supervisory Committee. 9. Consideration of the results for the fiscal Mgmt For For year ended December 31, 2022 and destination of unallocated results as of December 31, 2022 (loss of thousands AR$7,929,040) proposed to be fully absorbed against a facultative reserve of thousand AR$3,781,173, a legal reserve of thousand AR$1,035,973 and an issue premium of thousand AR$3,111,894. 10. Consideration of the Integrated Report as Mgmt For For of 2022. 11. Remuneration of the Certifying Accountant Mgmt For For of the financial statements for the fiscal year ended December 31, 2022. 12. Appointment of Regular and Alternate Mgmt For For Certifying Accountants of the financial statements for the fiscal year to end December 31, 2023 and determination of their remuneration. 13. Allocation of the budget to the Audit Mgmt For For Committee in the terms of Section 110 of the Capital Markets Law No. 26,831, to obtain legal advice and advice from other independent professionals and hire their services. 14. Reform Section 14 bis of the Company's Mgmt For For Bylaws. Issuance of an ordered text of the Company's Bylaws. 15. Authorizations. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED Agenda Number: 935679982 -------------------------------------------------------------------------------------------------------------------------- Security: 421946104 Meeting Type: Special Meeting Date: 15-Jul-2022 Ticker: HR ISIN: US4219461047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the merger of HR Acquisition 2, Mgmt Against Against LLC, a Maryland limited liability company and a direct, wholly-owned subsidiary of Healthcare Trust of America, Inc., a Maryland corporation (the "Company"), with and into Healthcare Realty Trust Incorporated, a Maryland Corporation ("HR"),with HR continuing as the surviving entity and a direct, wholly-owned subsidiary of the Company, pursuant to which each outstanding share of HR common stock will be exchanged for one newly-issued share of the Company's class A common stock. 2. To approve the adjournment of the special Mgmt Against Against meeting, if necessary or appropriate, including to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve Proposal 1. -------------------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED Agenda Number: 935838574 -------------------------------------------------------------------------------------------------------------------------- Security: 42226K105 Meeting Type: Annual Meeting Date: 05-Jun-2023 Ticker: HR ISIN: US42226K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Todd J. Meredith Mgmt For For 1b. Election of Director: John V. Abbott Mgmt For For 1c. Election of Director: Nancy H. Agee Mgmt For For 1d. Election of Director: W. Bradley Blair II Mgmt For For 1e. Election of Director: Vicki U. Booth Mgmt For For 1f. Election of Director: Edward H. Braman Mgmt For For 1g. Election of Director: Ajay Gupta Mgmt For For 1h. Election of Director: James J. Kilroy Mgmt For For 1i. Election of Director: Jay P. Leupp Mgmt For For 1j. Election of Director: Peter F. Lyle Mgmt For For 1k. Election of Director: Constance B. Moore Mgmt For For 1l. Election of Director: John Knox Singleton Mgmt For For 1m. Election of Director: Christann M. Vasquez Mgmt For For 2. To ratify the appointment of BDO USA, LLP Mgmt For For as the independent registered public accounting firm for the Company and its subsidiaries for the Company's 2023 fiscal year. 3. To approve, on a non-binding advisory Mgmt For For basis, the following resolution: RESOLVED, that the stockholders of Healthcare Realty Trust Incorporated approve, on a non-binding advisory basis, the compensation of the Named Executive Officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2023 Annual Meeting of Stockholders. 4. To approve, on a non-binding advisory Mgmt 1 Year For basis, the frequency of a non-binding advisory vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- HEALTHCARE TRUST OF AMERICA, INC. Agenda Number: 935680492 -------------------------------------------------------------------------------------------------------------------------- Security: 42225P501 Meeting Type: Special Meeting Date: 15-Jul-2022 Ticker: HTA ISIN: US42225P5017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Company Issuance Proposal. To approve the Mgmt Against Against issuance of shares of class A common stock, $0.01 par value per share ("Company Common Stock"), of Healthcare Trust of America, Inc. (the "Company"), pursuant to the Agreement and Plan of Merger, dated as of February 28, 2022, by and among the Company, Healthcare Trust of America Holdings, LP, Healthcare Realty Trust Incorporated, and HR Acquisition 2, LLC (the "Merger"). 2. Company Golden Parachute Proposal. To Mgmt Against Against approve, in a non-binding advisory vote, the "golden parachute" compensation that may become vested and payable to the Company's named executive officers in connection with the Merger. 3. Company Adjournment Proposal. To approve Mgmt Against Against one or more adjournments of the Company Special Meeting to another date, time, place, or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the issuance of shares of Company Common Stock in connection with the Merger. -------------------------------------------------------------------------------------------------------------------------- HERON THERAPEUTICS, INC. Agenda Number: 935867842 -------------------------------------------------------------------------------------------------------------------------- Security: 427746102 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: HRTX ISIN: US4277461020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Adam Morgan 1b. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Craig Collard 1c. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Sharmila Dissanaike, M.D., FACS, FCCM 1d. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Craig Johnson 1e. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Kevin Kotler 1f. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Susan Rodriguez 1g. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Christian Waage 2. To ratify the appointment of Withum Mgmt For For Smith+Brown, PC as our independent registered public accounting firm for the year ending December 31, 2023. 3. To approve, on an advisory basis, Mgmt For For compensation paid to our Named Executive Officers during the year ended December 31, 2022. 4. To amend the Company's Certificate of Mgmt For For Incorporation to increase the aggregate number of authorized shares of common stock by 75,000,000 from 150,000,000 to 225,000,000. 5. To amend the Company's 2007 Amended and Mgmt Against Against Restated Equity Incentive Plan (the "2007 Plan") to increase the number of shares of common stock authorized for issuance thereunder from 30,700,000 to 39,190,000. 6. To amend the Company's 1997 Employee Stock Mgmt For For Purchase Plan, as amended (the "ESPP") to increase the number of shares of common stock authorized for issuance thereunder from 1,825,000 to 2,225,000. -------------------------------------------------------------------------------------------------------------------------- HIGHLAND FUNDS Agenda Number: 935865482 -------------------------------------------------------------------------------------------------------------------------- Security: 43010E404 Meeting Type: Annual Meeting Date: 16-Jun-2023 Ticker: HFRO ISIN: US43010E4044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dorri McWhorter Mgmt For For -------------------------------------------------------------------------------------------------------------------------- HLS THERAPEUTICS INC Agenda Number: 717281062 -------------------------------------------------------------------------------------------------------------------------- Security: 40390B109 Meeting Type: AGM Meeting Date: 16-Jun-2023 Ticker: ISIN: CA40390B1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A TO 1.J AND 2. THANK YOU 1.A ELECTION OF DIRECTOR: GREG GUBITZ Mgmt For For 1.B ELECTION OF DIRECTOR: J. SPENCER LANTHIER Mgmt For For 1.C ELECTION OF DIRECTOR: RODNEY HILL Mgmt For For 1.D ELECTION OF DIRECTOR: DON DEGOLYER Mgmt For For 1.E ELECTION OF DIRECTOR: LAURA BREGE Mgmt For For 1.F ELECTION OF DIRECTOR: JOHN WELBORN Mgmt For For 1.G ELECTION OF DIRECTOR: NORMA BEAUCHAMP Mgmt For For 1.H ELECTION OF DIRECTOR: KYLE DEMPSEY Mgmt For For 1.I ELECTION OF DIRECTOR: CRAIG MILLIAN Mgmt For For 1.J ELECTION OF DIRECTOR: CHRISTIAN ROY Mgmt For For 2 RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 3 TO CONSIDER AND IF DEEMED ADVISABLE, TO Mgmt For For PASS THE OPTION PLAN RESOLUTION AS DEFINED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION DATED MAY 18, 2023 -------------------------------------------------------------------------------------------------------------------------- INDEPENDENCE REALTY TRUST, INC. Agenda Number: 935792552 -------------------------------------------------------------------------------------------------------------------------- Security: 45378A106 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: IRT ISIN: US45378A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Scott F. Schaeffer Mgmt For For 1b. Election of Director: Stephen R. Bowie Mgmt For For 1c. Election of Director: Ned W. Brines Mgmt For For 1d. Election of Director: Richard D. Gebert Mgmt For For 1e. Election of Director: Melinda H. McClure Mgmt For For 1f. Election of Director: Thomas H. Purcell Mgmt For For 1g. Election of Director: Ana Marie del Rio Mgmt For For 1h. Election of Director: DeForest B. Soaries, Mgmt For For Jr. 1i. Election of Director: Lisa Washington Mgmt For For 2. The Board of Directors recommends: a vote Mgmt For For FOR ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. 3. The Board of Directors recommends: a vote Mgmt For For FOR the advisory, non-binding vote to approve the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. Agenda Number: 935843765 -------------------------------------------------------------------------------------------------------------------------- Security: 58733R102 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: MELI ISIN: US58733R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan Segal Mgmt For For Mario Eduardo Vazquez Mgmt For For Alejandro N. Aguzin Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers for fiscal year 2022. 3. To approve, on an advisory basis, the Mgmt 1 Year For frequency of holding an advisory vote on executive compensation. 4. To ratify the appointment of Pistrelli, Mgmt For For Henry Martin y Asociados S.R.L., a member firm of Ernst & Young Global Limited, as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 935752952 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G205 Meeting Type: Special Meeting Date: 30-Jan-2023 Ticker: NXDT ISIN: US65340G2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To consider and vote upon a Long Term Mgmt For For Incentive Plan for the Company's trustees, officers and key employees. -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 935861941 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G205 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: NXDT ISIN: US65340G2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: James Dondero 1b. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Brian Mitts 1c. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Edward Constantino 1d. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Scott Kavanaugh 1e. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Arthur Laffer 1f. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Carol Swain 1g. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Catherine Wood 2. To approve the issuance of shares to the Mgmt For For Company's adviser as payment of fees under the Advisory Agreement, which may exceed five percent of the common equity or the voting power of the Company prior to such issuance. 3. To approve in a non-binding, advisory vote, Mgmt For For the compensation to our named executive officers. 4. To approve in a non-binding, advisory vote, Mgmt 1 Year For whether a shareholder vote to approve the compensation of our named executive officers should occur every one, two or three years. 5. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 935861941 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G304 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: NXDTPR ISIN: US65340G3048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: James Dondero 1b. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Brian Mitts 1c. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Edward Constantino 1d. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Scott Kavanaugh 1e. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Arthur Laffer 1f. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Carol Swain 1g. Election of trustee to serve until the 2024 Mgmt For For annual meeting of shareholders: Catherine Wood 2. To approve the issuance of shares to the Mgmt For For Company's adviser as payment of fees under the Advisory Agreement, which may exceed five percent of the common equity or the voting power of the Company prior to such issuance. 3. To approve in a non-binding, advisory vote, Mgmt For For the compensation to our named executive officers. 4. To approve in a non-binding, advisory vote, Mgmt 1 Year For whether a shareholder vote to approve the compensation of our named executive officers should occur every one, two or three years. 5. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- NEXPOINT REAL ESTATE FINANCE, INC. Agenda Number: 935838334 -------------------------------------------------------------------------------------------------------------------------- Security: 65342V101 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: NREF ISIN: US65342V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: James Dondero 1b. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Brian Mitts 1c. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Edward Constantino 1d. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Scott Kavanaugh 1e. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Arthur Laffer 1f. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Carol Swain 1g. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Catherine Wood 2. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 935836291 -------------------------------------------------------------------------------------------------------------------------- Security: 65341D102 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: NXRT ISIN: US65341D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: James Dondero 1b. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Brian Mitts 1c. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Edward Constantino 1d. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Scott Kavanaugh 1e. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Arthur Laffer 1f. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Carol Swain 1g. Election of Director to serve until the Mgmt For For 2024 annual meeting of stockholders: Catherine Wood 2. Advisory Vote on Executive Compensation: to Mgmt For For approve, on an advisory basis, the compensation of our named executive officers. 3. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- PAMPA ENERGIA S.A. Agenda Number: 935747711 -------------------------------------------------------------------------------------------------------------------------- Security: 697660207 Meeting Type: Special Meeting Date: 27-Dec-2022 Ticker: PAM ISIN: US6976602077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) Appointment of shareholders to approve and Mgmt For For sign the Meeting minute. 2) Appointment of directors. Mgmt For For 3) Grant of authorizations to carry out the Mgmt For For proceedings and filings necessary to obtain the relevant registrations. -------------------------------------------------------------------------------------------------------------------------- PAMPA ENERGIA S.A. Agenda Number: 935818813 -------------------------------------------------------------------------------------------------------------------------- Security: 697660207 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: PAM ISIN: US6976602077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) Appointment of shareholders to approve and Mgmt For For sign the Meeting minutes. 2) Consideration of the Company's Balance Mgmt For For Sheet, Statement of Comprehensive Income, Statement of Changes in Shareholders' Equity, Statement of Cash Flows, Notes, Independent Auditor's Report, Supervisory Committee's Report, Annual Report and Report on Compliance with the Corporate Governance Code, Management's Discussion and Analysis required by the Regulations of the Argentine Securities Commission, and the additional information required by applicable rules, all for the fiscal year ended December 31, 2022. 3) Consideration of the results for the year Mgmt For For and allocation thereof (upon dealing with this item, the Meeting will qualify as an Extraordinary Shareholders' Meeting). 4) Consideration of the Director's and Mgmt For For Supervisory Committee's performance for the fiscal year ended December 31, 2022. 5) Consideration of the Director's and Mgmt For For Supervisory Committee's fees (in the amount of Ps. 2,790,947,708 (Equivalent to US$15,230,274 according to the exchange rate information published by the Banco de la Nacion Argentina as of December 31, 2022.) for the Directors and Ps. 9,930,342 (Equivalent to US$54,190 according to the exchange rate information published by the Banco de la Nacion Argentina as of December 31, 2022.) for the Supervisory Committee) for the fiscal year ended December 31, 2022. 6) Consideration of fees payable to the Mgmt For For Independent Auditor. 7) Appointment of Regular and Alternate Mgmt Against Against Directors. 8) Regular Independent Auditor and Alternate Mgmt For For Independent Auditor's appointment who shall render an opinion on the fiscal year's financial statements started on January 1, 2023. 9) Determination of fees payable to the Mgmt Abstain Against Regular Independent Auditor and Alternate Independent Auditor who shall render an opinion on the fiscal year's financial statements commenced on January 1, 2023. 10) Consideration of allocation of a budgetary Mgmt For For item for the Audit Committee's operation. 11) Consideration of capital stock reduction Mgmt For For and, in consequence, the cancellation of ordinary shares held in the Company and its subsidiary's treasury until the business day prior to the Shareholders' Meeting (upon dealing with this item, the Meeting will qualify as an Extraordinary Shareholders' Meeting). 12) Grant of authorizations to carry out the Mgmt For For proceedings and filings necessary to obtain the relevant registrations. -------------------------------------------------------------------------------------------------------------------------- PATTERSON COMPANIES, INC. Agenda Number: 935691471 -------------------------------------------------------------------------------------------------------------------------- Security: 703395103 Meeting Type: Annual Meeting Date: 12-Sep-2022 Ticker: PDCO ISIN: US7033951036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to have terms expiring Mgmt For For in 2023: John D. Buck 1b. Election of Director to have terms expiring Mgmt For For in 2023: Alex N. Blanco 1c. Election of Director to have terms expiring Mgmt For For in 2023: Jody H. Feragen 1d. Election of Director to have terms expiring Mgmt For For in 2023: Robert C. Frenzel 1e. Election of Director to have terms expiring Mgmt For For in 2023: Philip G. McKoy 1f. Election of Director to have terms expiring Mgmt For For in 2023: Ellen A. Rudnick 1g. Election of Director to have terms expiring Mgmt For For in 2023: Neil A. Schrimsher 1h. Election of Director to have terms expiring Mgmt For For in 2023: Mark S. Walchirk 2. Advisory approval of executive Mgmt For For compensation. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending April 29, 2023. -------------------------------------------------------------------------------------------------------------------------- SERITAGE GROWTH PROPERTIES Agenda Number: 935848513 -------------------------------------------------------------------------------------------------------------------------- Security: 81752R100 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: SRG ISIN: US81752R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt For For 2024 annual meeting: John T. McClain 1.2 Election of Director to serve until the Mgmt For For 2024 annual meeting: Adam Metz 1.3 Election of Director to serve until the Mgmt For For 2024 annual meeting: Talya Nevo-Hacohen 1.4 Election of Director to serve until the Mgmt For For 2024 annual meeting: Andrea L. Olshan 1.5 Election of Director to serve until the Mgmt For For 2024 annual meeting: Mitchell Sabshon 1.6 Election of Director to serve until the Mgmt For For 2024 annual meeting: Allison L. Thrush 1.7 Election of Director to serve until the Mgmt For For 2024 annual meeting: Mark Wilsmann 2. The ratification of the appointment of Mgmt For For Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2023. 3. An advisory, non-binding resolution to Mgmt Against Against approve the Company's executive compensation program for our named executive officers, as described in the proxy statement. 4. The determination, on an advisory Mgmt 1 Year For non-binding basis, of the frequency in which shareholders will participate in any advisory vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- STONECO LTD Agenda Number: 935704014 -------------------------------------------------------------------------------------------------------------------------- Security: G85158106 Meeting Type: Annual Meeting Date: 27-Sep-2022 Ticker: STNE ISIN: KYG851581069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL AND RATIFICATION OF THE COMPANY'S Mgmt For For FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 2. APPROVAL OF THE REELECTION OF ANDRE STREET Mgmt For For DE AGUIAR AS A DIRECTOR 3. APPROVAL OF THE ELECTION OF CONRADO ENGEL Mgmt For For AS A DIRECTOR 4. APPROVAL OF THE REELECTION OF ROBERTO MOSES Mgmt For For THOMPSON MOTTA AS A DIRECTOR 5. APPROVAL OF THE REELECTION OF LUCIANA Mgmt For For IBIAPINA LIRA AGUIAR AS A DIRECTOR 6. APPROVAL OF THE REELECTION OF PEDRO Mgmt For For HENRIQUE CAVALLIERI FRANCESCHI AS A DIRECTOR 7. APPROVAL OF THE REELECTION OF DIEGO FRESCO Mgmt For For GUTIERREZ AS A DIRECTOR 8. APPROVAL OF THE ELECTION OF MAURICIO LUIS Mgmt For For LUCHETTI AS A DIRECTOR 9. APPROVAL OF THE ELECTION OF PATRICIA REGINA Mgmt For For VERDERESI SCHINDLER AS A DIRECTOR 10. APPROVAL OF THE ELECTION OF PEDRO ZINNER AS Mgmt For For A DIRECTOR -------------------------------------------------------------------------------------------------------------------------- TARGA RESOURCES CORP. Agenda Number: 935816047 -------------------------------------------------------------------------------------------------------------------------- Security: 87612G101 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: TRGP ISIN: US87612G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to serve until Mgmt For For the 2026 annual meeting: Paul W. Chung 1.2 Election of Class I Director to serve until Mgmt For For the 2026 annual meeting: Charles R. Crisp 1.3 Election of Class I Director to serve until Mgmt For For the 2026 annual meeting: Laura C. Fulton 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent auditors for 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers for the fiscal year ended December 31, 2022. 4. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes to approve the compensation of the Company's named executive officers. 5. Stockholder proposal to request that the Shr For Against Company issue a report assessing policy options related to venting and flaring, if the stockholder proposal is properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- TELESAT CORPORATION Agenda Number: 935876384 -------------------------------------------------------------------------------------------------------------------------- Security: 879512309 Meeting Type: Annual Meeting Date: 22-Jun-2023 Ticker: TSAT ISIN: CA8795123097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Michael Boychuk Mgmt For For Jason A. Caloras Mgmt Withheld Against Jane Craighead Mgmt For For Richard Fadden Mgmt For For Daniel S. Goldberg Mgmt Withheld Against Henry (Hank) Intven Mgmt For For David Morin Mgmt Withheld Against Dr. Mark H. Rachesky Mgmt Withheld Against Guthrie Stewart Mgmt Withheld Against Michael B. Targoff Mgmt Withheld Against 2 Appointment of Deloitte LLP Chartered Mgmt For For Professional Accountants as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. 3 The undersigned certifies that it has made Mgmt Abstain Against reasonable inquiries as to the Canadian status of the registered holder and the beneficial owner of the shares represented by this voting instruction form and has read the definitions set out below so as to make an accurate Declaration of Canadian status. The undersigned hereby certifies that the shares or units represented by this voting instruction form are (check one box based on the definitions set out below): NOTE: "FOR" = CANADIAN, "ABSTAIN" = NON-CANADIAN HOLDER and if not marked will be as AGAINST. -------------------------------------------------------------------------------------------------------------------------- TRANSOCEAN, LTD. Agenda Number: 935854299 -------------------------------------------------------------------------------------------------------------------------- Security: H8817H100 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: RIG ISIN: CH0048265513 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Reallocation of CHF 9.5 Billion of Free Mgmt For For Capital Reserves from Capital Contribution to Statutory Capital Reserves from Capital Contribution 2A Approval of the 2022 Annual Report, Mgmt For For Including the Audited Consolidated Financial Statements of Transocean Ltd. for Fiscal Year 2022 and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2022 2B Advisory Vote to Approve Swiss Statutory Mgmt For For Compensation Report for Fiscal Year 2022 3 Discharge of the Members of the Board of Mgmt For For Directors and the Executive Management Team from Liability for Activities During Fiscal Year 2022 4 Appropriation of the Accumulated Loss for Mgmt For For Fiscal Year 2022 5 Approval of Shares Authorized for Issuance Mgmt For For 6A Election of Director: Glyn A. Barker Mgmt For For 6B Election of Director: Vanessa C.L. Chang Mgmt For For 6C Election of Director: Frederico F. Curado Mgmt For For 6D Election of Director: Chadwick C. Deaton Mgmt For For 6E Election of Director: Domenic J. "Nick" Mgmt For For Dell'Osso, Jr. 6F Election of Director: Vincent J. Intrieri Mgmt For For 6G Election of Director: Samuel J. Merksamer Mgmt For For 6H Election of Director: Frederik W. Mohn Mgmt For For 6I Election of Director: Edward R. Muller Mgmt For For 6J Election of Director: Margareth Ovrum Mgmt For For 6K Election of Director: Jeremy D. Thigpen Mgmt For For 7 Reelection of Chadwick C. Deaton as the Mgmt For For Chair of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting 8A Reelection of the Member of the Mgmt For For Compensation Committee: Glyn A. Barker 8B Reelection of the Member of the Mgmt For For Compensation Committee: Vanessa C.L. Chang 8C Reelection of the Member of the Mgmt For For Compensation Committee: Samuel J. Merksamer 9 Reelection of Schweiger Advokatur / Mgmt For For Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting 10 Appointment of Ernst & Young LLP as the Mgmt For For Company's Independent Registered Public Accounting Firm for Fiscal Year 2023 and Reelection of Ernst & Young Ltd, Zurich, as the Company's Auditor for a Further One-Year Term 11 Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation for Fiscal Year 2023 12 Advisory Vote to Approve Frequency of Named Mgmt 1 Year For Executive Officer Compensation Vote 13A Ratification of the Maximum Aggregate Mgmt For For Amount of Compensation of the Board of Directors for the Period Between the 2023 Annual General Meeting and the 2024 Annual General Meeting 13B Ratification of the Maximum Aggregate Mgmt For For Amount of Compensation of the Executive Management Team for Fiscal Year 2024 14A Approval of Amendment and Restatement of Mgmt For For Transocean Ltd. 2015 Long-Term Incentive Plan 14B Approval of Capital Authorization for Mgmt For For Share-Based Incentive Plans 15 Approval of Amendments to Articles of Mgmt For For Association to Reflect New Swiss Corporate Law and Make Certain Related Changes A If any modifications to agenda items or Mgmt Against Against proposals identified in the notice of meeting or other matters on which voting is permissible under Swiss law are properly presented at the 2023 Annual General Meeting for consideration, you instruct the independent proxy, in the absence of other specific instructions, to vote in accordance with the recommendations of the Board of Directors. -------------------------------------------------------------------------------------------------------------------------- TRANSOCEAN, LTD. Agenda Number: 935800020 -------------------------------------------------------------------------------------------------------------------------- Security: H8817H100 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: RIG ISIN: CH0048265513 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Reallocation of CHF 9.5 Billion of Free Mgmt For For Capital Reserves from Capital Contribution to Statutory Capital Reserves from Capital Contribution 2A Approval of the 2022 Annual Report, Mgmt For For Including the Audited Consolidated Financial Statements of Transocean Ltd. for Fiscal Year 2022 and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2022 2B Advisory Vote to Approve Swiss Statutory Mgmt For For Compensation Report for Fiscal Year 2022 3 Discharge of the Members of the Board of Mgmt For For Directors and the Executive Management Team from Liability for Activities During Fiscal Year 2022 4 Appropriation of the Accumulated Loss for Mgmt For For Fiscal Year 2022 5 Approval of Shares Authorized for Issuance Mgmt For For 6A Election of Director: Glyn A. Barker Mgmt For For 6B Election of Director: Vanessa C.L. Chang Mgmt For For 6C Election of Director: Frederico F. Curado Mgmt For For 6D Election of Director: Chadwick C. Deaton Mgmt For For 6E Election of Director: Domenic J. "Nick" Mgmt For For Dell'Osso, Jr. 6F Election of Director: Vincent J. Intrieri Mgmt For For 6G Election of Director: Samuel J. Merksamer Mgmt For For 6H Election of Director: Frederik W. Mohn Mgmt For For 6I Election of Director: Edward R. Muller Mgmt For For 6J Election of Director: Margareth Ovrum Mgmt For For 6K Election of Director: Jeremy D. Thigpen Mgmt For For 7 Reelection of Chadwick C. Deaton as the Mgmt For For Chair of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting 8A Reelection of the Member of the Mgmt For For Compensation Committee: Glyn A. Barker 8B Reelection of the Member of the Mgmt For For Compensation Committee: Vanessa C.L. Chang 8C Reelection of the Member of the Mgmt For For Compensation Committee: Samuel J. Merksamer 9 Reelection of Schweiger Advokatur / Mgmt For For Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting 10 Appointment of Ernst & Young LLP as the Mgmt For For Company's Independent Registered Public Accounting Firm for Fiscal Year 2023 and Reelection of Ernst & Young Ltd, Zurich, as the Company's Auditor for a Further One-Year Term 11 Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation for Fiscal Year 2023 12 Advisory Vote to Approve Frequency of Named Mgmt 1 Year For Executive Officer Compensation Vote 13A Ratification of the Maximum Aggregate Mgmt For For Amount of Compensation of the Board of Directors for the Period Between the 2023 Annual General Meeting and the 2024 Annual General Meeting 13B Ratification of the Maximum Aggregate Mgmt For For Amount of Compensation of the Executive Management Team for Fiscal Year 2024 14A Approval of Amendment and Restatement of Mgmt For For Transocean Ltd. 2015 Long-Term Incentive Plan 14B Approval of Capital Authorization for Mgmt For For Share-Based Incentive Plans 15 Approval of Amendments to Articles of Mgmt For For Association to Reflect New Swiss Corporate Law and Make Certain Related Changes A If any modifications to agenda items or Mgmt Against Against proposals identified in the notice of meeting or other matters on which voting is permissible under Swiss law are properly presented at the 2023 Annual General Meeting for consideration, you instruct the independent proxy, in the absence of other specific instructions, to vote in accordance with the recommendations of the Board of Directors. -------------------------------------------------------------------------------------------------------------------------- VISTRA CORP. Agenda Number: 935817443 -------------------------------------------------------------------------------------------------------------------------- Security: 92840M102 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: VST ISIN: US92840M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Scott B. Helm Mgmt For For 1b. Election of Director: Hilary E. Ackermann Mgmt For For 1c. Election of Director: Arcilia C. Acosta Mgmt For For 1d. Election of Director: Gavin R. Baiera Mgmt For For 1e. Election of Director: Paul M. Barbas Mgmt For For 1f. Election of Director: James A. Burke Mgmt For For 1g. Election of Director: Lisa Crutchfield Mgmt For For 1h. Election of Director: Brian K. Ferraioli Mgmt For For 1i. Election of Director: Jeff D. Hunter Mgmt For For 1j. Election of Director: Julie A. Lagacy Mgmt For For 1k. Election of Director: John R. Sult Mgmt For For 2. Approve, on an advisory basis, the 2022 Mgmt Against Against compensation of the Company's named executive officers. 3. Ratify the selection of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- WHITESTONE REIT Agenda Number: 935795647 -------------------------------------------------------------------------------------------------------------------------- Security: 966084204 Meeting Type: Annual Meeting Date: 12-May-2023 Ticker: WSR ISIN: US9660842041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Nandita V. Berry Mgmt Withheld Against Julia B. Buthman Mgmt Withheld Against Amy S. Feng Mgmt Withheld Against David K. Holeman Mgmt Withheld Against Jeffrey A. Jones Mgmt Withheld Against David F. Taylor Mgmt Withheld Against 2. To approve, in an advisory (non-binding) Mgmt Against Against vote, the compensation of our named executive officers (as defined in the accompanying Proxy Statement) (proposal No. 2). 3. To determine, in an advisory (non-binding) Mgmt Abstain Against vote, whether a shareholder vote to approve the compensation of our named executive officers (as defined in the accompanying proxy statement) should occur every one, two or three years (proposal No. 3). 4. To ratify the appointment of Pannell Kerr Mgmt Against Against Forster of Texas, P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2023 (proposal No. 4). * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Highland Global Allocation Fund By (Signature) /s/ Stephanie Vitiello Name Stephanie Vitiello Title Secretary Date 08/16/2023