EX-99.13(B) 4 d540929dex9913b.htm EX-99.13(B) EX-99.13(b)

Exhibit C

Item 13(b)

EX-99.906CERT

Certification Pursuant to Rule 30a-2(b) under the 1940 Act and

Section 906 of the Sarbanes-Oxley Act

I, Frank Waterhouse, Treasurer, Principal Executive Officer, Principal Accounting Officer and Principal Financial Officer of Highland Global Allocation Fund (the “Registrant”), certify that:

 

  1.

The Form N-CSR of the Registrant (the “Report”) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

 

  2.

The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

 

By:   /s/ Frank Waterhouse
  Frank Waterhouse
 

Treasurer, Principal Accounting Officer,

Principal Financial Officer and Principal

Executive Officer

Date: December 8, 2023