0001415889-22-000455.txt : 20220107
0001415889-22-000455.hdr.sgml : 20220107
20220107170517
ACCESSION NUMBER: 0001415889-22-000455
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220105
FILED AS OF DATE: 20220107
DATE AS OF CHANGE: 20220107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hand Ann
CENTRAL INDEX KEY: 0001769649
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38819
FILM NUMBER: 22518845
MAIL ADDRESS:
STREET 1: 2906 COLORADO AVE.
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Super League Gaming, Inc.
CENTRAL INDEX KEY: 0001621672
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 471990734
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2912 COLORADO AVE, STE 203
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: 802-294-2754
MAIL ADDRESS:
STREET 1: 2912 COLORADO AVE, STE 203
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
FORMER COMPANY:
FORMER CONFORMED NAME: Nth Games, Inc.
DATE OF NAME CHANGE: 20141007
4
1
form4-01072022_020106.xml
X0306
4
2022-01-05
0001621672
Super League Gaming, Inc.
SLGG
0001769649
Hand Ann
C/O SUPER LEAGUE GAMING, INC.
2912 COLORADO AVE, SUITE 203
SANTA MONICA
CA
90404
true
true
false
false
CEO AND PRESIDENT
Performance Stock Units
2022-01-05
4
A
0
900000
0
A
Common Stock
900000
900000
D
Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting.
The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan, and pursuant to that certain Executive Employment Agreement by and between the Reporting Person and Issuer, whereby the Reporting Person received the PSUs in lieu of participation in the equity component of the Issuer's annual executive compensation plan for the three (3) calendar year term commencing January 1, 2022. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share.
/s/ Clayton Haynes, Attorney-in-Fact
2022-01-07